NFG
OXLC

Next Financial Group’s Oxford Lane Capital OXLC Stock Holding History

Next Financial Group’s Portfolio OXLC Stock Details OXLC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2019
Q4 		– Sell
-340
Closed -$16K – 2493
2019
Q3 		$16K Sell
340
-1,140
-77% -$57.6K ﹤0.01% 1529
2019
Q2 		$75K Buy
+1,480
New +$76.8K 0.01% 1022
2018
Q2 		– Sell
-3,557
Closed -$180K – 353
2018
Q1 		$180K Buy
+3,557
New +$180K 0.04% 391

Other funds holding OXLC

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
TJHA
Thomas J. Herzfeld Advisors Miami Beach, Florida $294M AUM 2.62% 1-Year Est. Return
SC
Selz Capital New York $570M AUM 35.56% 1-Year Est. Return
CAN
Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return
DFG
Delphi Financial Group Wilmington, Delaware $222M AUM 11.28% 1-Year Est. Return
Qube Research & Technologies (QRT)
Qube Research & Technologies (QRT) London, United Kingdom $89.9B AUM 20.22% 1-Year Est. Return
P
&Partners Nashville, Tennessee $20.2B AUM 19.79% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return
WS
Wedbush Securities Los Angeles, California $3.43B AUM 24.13% 1-Year Est. Return

Next Financial Group's OXLC Position: Q4 2019 in Review

Next Financial Group sold out of Oxford Lane Capital (OXLC) in Q4 2019, closing a stake of 340 shares — an estimated $16K sold.

Next Financial Group first reported a position in OXLC in Q1 2018 and held it in 3 quarters. The position peaked at $180K in Q1 2018. 46 funds tracked by Wall St. Rank hold OXLC as of Q4 2019.

  • Next Financial Group reported no remaining Oxford Lane Capital position as of Q4 2019 after selling out during the quarter.
  • Next Financial Group sold 340 Oxford Lane Capital shares in Q4 2019, an estimated $16K.
  • Next Financial Group first reported a position in Oxford Lane Capital in Q1 2018 and held it in 3 quarters.
  • Next Financial Group's Oxford Lane Capital position peaked at $180K in Q1 2018.
  • 46 funds tracked by Wall St. Rank held Oxford Lane Capital as of Q4 2019.

Based on Next Financial Group's 13F filing for Q4 2019, filed 21 Jan 2020.