Kovack Advisors’s Oxford Lane Capital OXLC Stock Holding History

Kovack Advisors’s Portfolio OXLC Stock Details OXLC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q4	–	Sell	-2,659	Closed	-$66.4K	–	602
2023 Q3	$66.4K	Buy	2,659 +71	+3%	+$1.83K	0.01%	540
2023 Q2	$62.6K	Sell	2,588 -400	-13%	-$10.2K	0.01%	570
2023 Q1	$78.1K	Buy	+2,988	New	+$83.3K	0.01%	566
2022 Q2	–	Sell	-4,058	Closed	-$146K	–	706
2022 Q1	$146K	Buy	+4,058	New	+$156K	0.02%	671
2020 Q4	–	Sell	-2,595	Closed	-$57K	–	650
2020 Q3	$57K	Buy	+2,595	New	+$55.6K	0.01%	476
2019 Q1	–	Sell	-2,035	Closed	-$99K	–	478
2018 Q4	$99K	Buy	+2,035	New	+$103K	0.03%	376
2018 Q3	–	Sell	-5,236	Closed	-$273K	–	499
2018 Q2	$273K	Buy	5,236 +513	+11%	+$27.5K	0.08%	295
2018 Q1	$239K	Buy	+4,723	New	+$239K	0.06%	371

Other funds holding OXLC

PCM

Penserra Capital Management Orinda, California $8.52B AUM 37.76% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

IFG

Independent Financial Group San Diego, California $5.35B AUM 43.78% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Wedbush Securities Los Angeles, California $3.43B AUM 24.13% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

DFG

Delphi Financial Group Wilmington, Delaware $222M AUM 11.28% 1-Year Est. Return

&Partners Nashville, Tennessee $20.2B AUM 19.79% 1-Year Est. Return

Kovack Advisors's OXLC Position: Q4 2023 in Review

Kovack Advisors sold out of Oxford Lane Capital (OXLC) in Q4 2023, closing a stake of 2,659 shares — an estimated $66.4K sold.

Kovack Advisors first reported a position in OXLC in Q1 2018 and held it in 8 quarters. The position peaked at $273K in Q2 2018. 92 funds tracked by Wall St. Rank hold OXLC as of Q4 2023.

Kovack Advisors reported no remaining Oxford Lane Capital position as of Q4 2023 after selling out during the quarter.
Kovack Advisors sold 2,659 Oxford Lane Capital shares in Q4 2023, an estimated $66.4K.
Kovack Advisors first reported a position in Oxford Lane Capital in Q1 2018 and held it in 8 quarters.
Kovack Advisors's Oxford Lane Capital position peaked at $273K in Q2 2018.
92 funds tracked by Wall St. Rank held Oxford Lane Capital as of Q4 2023.

Based on Kovack Advisors's 13F filing for Q4 2023, filed 2 Feb 2024.