Serengeti Asset Management’s Oxford Lane Capital OXLC Stock Holding History

Serengeti Asset Management’s Portfolio OXLC Stock Details OXLC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-60,000	Closed	-$5.08M	–	58
2014 Q2	$5.08M	Sell	60,000 -12,000	-17%	-$1.02M	0.36%	40
2014 Q1	$6.01M	Buy	+72,000	New	+$6.29M	0.53%	34

Other funds holding OXLC

Artemis Investment Management Edinburgh, United Kingdom $9.43B AUM 69.06% 1-Year Est. Return

Trafelet Capital Management New York $11.8M AUM 13.32% 1-Year Est. Return

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

Kelleher Financial Advisors New York $395M AUM 12.89% 1-Year Est. Return

Bard Associates Chicago, Illinois $398M AUM 54.32% 1-Year Est. Return

Selz Capital New York $570M AUM 35.56% 1-Year Est. Return

Deutsche Bank Frankfurt Am Main Ge, Germany $303B AUM 30.15% 1-Year Est. Return

Ingalls & Snyder LLC New York $2.83B AUM 21.61% 1-Year Est. Return

Clear Harbor Asset Management Stamford, Connecticut $1.45B AUM 23.7% 1-Year Est. Return

CSS LLC Chicago, Illinois $2.09B AUM 59.56% 1-Year Est. Return

Serengeti Asset Management's OXLC Position: Q3 2014 in Review

Serengeti Asset Management sold out of Oxford Lane Capital (OXLC) in Q3 2014, closing a stake of 60,000 shares — an estimated $5.08M sold.

Serengeti Asset Management first reported a position in OXLC in Q1 2014 and held it in 2 quarters. The position peaked at $6.01M in Q1 2014. 28 funds tracked by Wall St. Rank hold OXLC as of Q3 2014.

Serengeti Asset Management reported no remaining Oxford Lane Capital position as of Q3 2014 after selling out during the quarter.
Serengeti Asset Management sold 60,000 Oxford Lane Capital shares in Q3 2014, an estimated $5.08M.
Serengeti Asset Management first reported a position in Oxford Lane Capital in Q1 2014 and held it in 2 quarters.
Serengeti Asset Management's Oxford Lane Capital position peaked at $6.01M in Q1 2014.
28 funds tracked by Wall St. Rank held Oxford Lane Capital as of Q3 2014.

Based on Serengeti Asset Management's 13F filing for Q3 2014, filed 14 Nov 2014.