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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
-0.62%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$259M
AUM Growth
+$7.83M
Cap. Flow
+$14.2M
Cap. Flow %
5.47%
Top 10 Hldgs %
47.55%
Holding
343
New
12
Increased
68
Reduced
58
Closed
7

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$6.49M
2
PDX
PIMCO Dynamic Income Strategy Fund
PDX
+$5.24M
3
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$4.85M
4
OCCI
OFS Credit Co
OCCI
+$3.17M
5
QID icon
ProShares UltraShort QQQ
QID
+$3.15M

Top Sells

Rank Stock Value
1
OXLC
Oxford Lane Capital
OXLC
+$6.45M
2
BRW
Saba Capital Income & Opportunities Fund
BRW
+$5.21M
3
JSD
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
JSD
+$4.06M
4
EDD
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
+$3.73M
5
GRX
Gabelli Healthcare & Wellness Trust
GRX
+$2.56M

Sector Composition

Rank Sector Weight
1 Financials 17.7%
2 Consumer Discretionary 2.68%
3 Industrials 2.62%
4 Materials 1.44%
5 Energy 1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FSCO
1
FS Credit Opportunities Corp
FSCO
$993M
$26.4M 10.18%
4,862,124
+558,869
+13% +$2.89M
HFRO
2
Highland Opportunities and Income Fund
HFRO
$401M
$23.1M 8.92%
2,871,671
-50,336
-2% -$421K
PDX
3
PIMCO Dynamic Income Strategy Fund
PDX
$964M
$20.5M 7.92%
1,034,397
+311,103
+43% +$5.24M
BRW
4
Saba Capital Income & Opportunities Fund
BRW
$336M
$11M 4.23%
1,426,293
-666,852
-32% -$5.21M
NXDT
5
NexPoint Diversified Real Estate Trust
NXDT
$282M
$10.3M 3.97%
1,179,352
-77,318
-6% -$827K
JPS
6
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$7.55M 2.92%
1,224,154
+53,119
+5% +$338K
CCIF
7
Carlyle Credit Income Fund
CCIF
$56.6M
$6.41M 2.48%
783,479
+318,445
+68% +$2.6M
OCCI
8
OFS Credit Co
OCCI
$69.3M
$6.25M 2.41%
881,224
+401,164
+84% +$3.17M
TLT icon
9
iShares 20+ Year Treasury Bond ETF
TLT
$42.2B
$5.99M 2.31%
+67,500
New +$6.49M
STEW
10
SRH Total Return Fund
STEW
$1.74B
$5.72M 2.21%
440,608
-30,488
-6% -$410K
JFR icon
11
Nuveen Floating Rate Income Fund
JFR
$1.23B
$4.94M 1.91%
+601,434
New +$4.85M
FTF
12
Franklin Limited Duration Income Trust
FTF
$233M
$4.92M 1.9%
808,627
+63,202
+8% +$393K
DMA
13
Destra Multi-Alternative Fund
DMA
$68.3M
$4.82M 1.86%
806,098
+210,153
+35% +$1.15M
NDP
14
DELISTED
TORTOISE ENERGY INDEPENDENCE FUND, INC.
NDP
$4.19M 1.62%
132,171
-3,682
-3% -$114K
CEM
15
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
$3.88M 1.5%
110,044
+29,074
+36% +$1.05M
DMO
16
Western Asset Mortgage Opportunity Fund
DMO
$119M
$3.82M 1.47%
356,340
+7,793
+2% +$84.9K
TBLD
17
Thornburg Income Builder Opportunities Trust
TBLD
$698M
$3.7M 1.43%
253,431
-12,645
-5% -$192K
QID icon
18
ProShares UltraShort QQQ
QID
$267M
$3.34M 1.29%
+47,750
New +$3.15M
CET
19
Central Securities Corp
CET
$1.55B
$3.32M 1.28%
93,586
-5,504
-6% -$200K
BIL icon
20
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$46.8B
$3.28M 1.27%
35,675
+24,756
+227% +$2.27M
GAM
21
General American Investors Company
GAM
$1.54B
$3.25M 1.25%
78,942
-3,300
-4% -$137K
USFR icon
22
WisdomTree Floating Rate Treasury Fund
USFR
$18.1B
$3.09M 1.2%
61,493
+46,443
+309% +$2.34M
JLS icon
23
Nuveen Mortgage and Income Fund
JLS
$94.1M
$3.03M 1.17%
190,719
+18,337
+11% +$298K
ASGI
24
abrdn Global Infrastructure Income Fund
ASGI
$774M
$2.83M 1.09%
175,754
-36,113
-17% -$631K
TPZ
25
Tortoise Electrification Infrastructure ETF
TPZ
$133M
$2.79M 1.08%
208,471
+26,347
+14% +$359K
1
2 3 4 5

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Thomas J. Herzfeld Advisors's Q3 2023 Portfolio in Review

As of Q3 2023, Thomas J. Herzfeld Advisors held 343 positions worth $259M, up 3.1% from $251M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Thomas J. Herzfeld Advisors deployed $14.2M of net new capital in Q3 2023, opening 12 new positions and adding to 68 existing holdings. Its largest new stake was iShares 20+ Year Treasury Bond ETF: 67,500 shares worth $5.99M.

By sector, the portfolio is most concentrated in Financials at 18% of assets, up from 17% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Oxford Lane Capital, an estimated $6.45M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q3 2023 buy was iShares 20+ Year Treasury Bond ETF: 67,500 shares worth $5.99M.
  • Thomas J. Herzfeld Advisors added most to PIMCO Dynamic Income Strategy Fund in Q3 2023, an estimated $5.24M increase.
  • Thomas J. Herzfeld Advisors's biggest Q3 2023 reduction was Oxford Lane Capital, cutting an estimated $6.45M.
  • Thomas J. Herzfeld Advisors fully exited NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND in Q3 2023, selling an estimated $4.06M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 48% of its $259M portfolio in Q3 2023.
  • Thomas J. Herzfeld Advisors opened 12 new positions and closed 7 in Q3 2023.
  • Thomas J. Herzfeld Advisors's portfolio value rose 3.1% quarter-over-quarter to $259M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q3 2023, filed 13 Nov 2023.