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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+0.43%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$215M
AUM Growth
+$15.6M
Cap. Flow
+$15.3M
Cap. Flow %
7.14%
Top 10 Hldgs %
32.63%
Holding
327
New
19
Increased
117
Reduced
56
Closed
35

Top Buys

Rank Stock Value
1
STEW
SRH Total Return Fund
STEW
+$10.1M
2
OXLCN
Oxford Lane Capital Corp. 8.125% Series 2024 Term Preferred Stock
OXLCN
+$3.42M
3
BST icon
BlackRock Science and Technology Trust
BST
+$3.17M
4
OXLCO
Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023
OXLCO
+$2.82M
5
THQ
abrdn Healthcare Opportunities Fund
THQ
+$2.69M

Top Sells

Rank Stock Value
1
FF
FIRST OPPORTUNITY FUND INC COM STK (US)
FF
+$7.38M
2
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$1.37M
3
BTF
BOULDER TOTAL RETURN FD INC
BTF
+$1.35M
4
CFP
CORNERSTONE PROGRESSIVE RETURN FD COM
CFP
+$994K
5
DSL
DoubleLine Income Solutions Fund
DSL
+$875K

Sector Composition

Rank Sector Weight
1 Financials 5.24%
2 Industrials 4.66%
3 Consumer Discretionary 3.75%
4 Consumer Staples 2.11%
5 Materials 1.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STEW
1
SRH Total Return Fund
STEW
$1.74B
$11.8M 5.49%
1,374,708
+1,159,766
+540% +$10.1M
OXLCO
2
DELISTED
Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023
OXLCO
$11.2M 5.23%
448,896
+114,344
+34% +$2.82M
OXLCN
3
DELISTED
Oxford Lane Capital Corp. 8.125% Series 2024 Term Preferred Stock
OXLCN
$8.19M 3.81%
324,298
+136,250
+72% +$3.42M
THQ
4
abrdn Healthcare Opportunities Fund
THQ
$771M
$7.3M 3.4%
354,650
+133,321
+60% +$2.69M
ADX icon
5
Adams Diversified Equity Fund
ADX
$3.18B
$5.94M 2.77%
425,479
+22,802
+6% +$316K
BST icon
6
BlackRock Science and Technology Trust
BST
$1.59B
$5.58M 2.6%
316,410
+179,460
+131% +$3.17M
PCI
7
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$5.48M 2.55%
268,319
+14,125
+6% +$290K
DCA
8
DELISTED
Virtus Total Return Fund
DCA
$5M 2.33%
1,104,454
+19,407
+2% +$87.1K
AOD
9
abrdn Total Dynamic Dividend Fund
AOD
$1.1B
$5M 2.33%
560,722
-12,133
-2% -$106K
TY icon
10
TRI-Continental Corp
TY
$1.85B
$4.55M 2.12%
210,010
-2,726
-1% -$58.6K
PEO
11
Adams Natural Resources Fund
PEO
$755M
$4.2M 1.95%
188,391
-6,975
-4% -$159K
KMF
12
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
$3.94M 1.83%
120,029
+18,230
+18% +$595K
GLO
13
Clough Global Opportunities Fund
GLO
$247M
$3.86M 1.8%
310,020
+6,163
+2% +$76.4K
CPA icon
14
Copa Holdings
CPA
$5.54B
$3.82M 1.78%
37,800
– –
HERZ
15
Herzfeld Credit Income Fund
HERZ
$32.1M
$3.75M 1.75%
52,218
– –
USA icon
16
Liberty All-Star Equity Fund
USA
$1.74B
$3.52M 1.64%
603,366
+52,912
+10% +$308K
GAM
17
General American Investors Company
GAM
$1.53B
$3.29M 1.53%
93,924
-1,485
-2% -$51.6K
FTT
18
DELISTED
FEDERATED ENHANCED TREAS INCM FD COM BEN INTEREST
FTT
$3.24M 1.51%
239,827
+31,391
+15% +$410K
TYG
19
Tortoise Energy Infrastructure Corp
TYG
$1.14B
$3.17M 1.48%
18,882
+1,573
+9% +$272K
SMM
20
DELISTED
Salient Midstream & MLP Fund
SMM
$3.09M 1.44%
142,397
+9,597
+7% +$214K
TTP
21
DELISTED
TORTOISE PIPELINE & ENERGY FUND, INC.
TTP
$3.08M 1.44%
27,024
+3,899
+17% +$448K
JQC icon
22
Nuveen Credit Strategies Income Fund
JQC
$702M
$2.92M 1.36%
322,304
-153,825
-32% -$1.37M
SEVN
23
Seven Hills Realty Trust
SEVN
$177M
$2.73M 1.27%
134,454
-13,738
-9% -$285K
PDI icon
24
PIMCO Dynamic Income Fund
PDI
$7.42B
$2.72M 1.27%
93,713
+39,069
+71% +$1.16M
MTZ icon
25
MasTec
MTZ
$28.4B
$2.6M 1.21%
134,927
+14,827
+12% +$296K
1
2 3 4 5

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PCI
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Thomas J. Herzfeld Advisors's Q1 2015 Portfolio in Review

As of Q1 2015, Thomas J. Herzfeld Advisors held 327 positions worth $215M, up 7.8% from $199M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Thomas J. Herzfeld Advisors deployed $15.3M of net new capital in Q1 2015, opening 19 new positions and adding to 117 existing holdings. Its largest new stake was MVC Capital, Inc.: 29,970 shares worth $754K.

By sector, the portfolio is most concentrated in Financials at 5.2% of assets, down from 5.4% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was Nuveen Credit Strategies Income Fund, an estimated $1.37M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q1 2015 buy was MVC Capital, Inc.: 29,970 shares worth $754K.
  • Thomas J. Herzfeld Advisors added most to SRH Total Return Fund in Q1 2015, an estimated $10.1M increase.
  • Thomas J. Herzfeld Advisors's biggest Q1 2015 reduction was Nuveen Credit Strategies Income Fund, cutting an estimated $1.37M.
  • Thomas J. Herzfeld Advisors fully exited FIRST OPPORTUNITY FUND INC COM STK (US) in Q1 2015, selling an estimated $7.38M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 33% of its $215M portfolio in Q1 2015.
  • Thomas J. Herzfeld Advisors opened 19 new positions and closed 35 in Q1 2015.
  • Thomas J. Herzfeld Advisors's portfolio value rose 7.8% quarter-over-quarter to $215M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q1 2015, filed 15 May 2015.