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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+0.92%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$155M
AUM Growth
-$1.76M
Cap. Flow
-$2.59M
Cap. Flow %
-1.67%
Top 10 Hldgs %
24.39%
Holding
294
New
10
Increased
74
Reduced
39
Closed
15

Top Buys

Rank Stock Value
1
PDI icon
PIMCO Dynamic Income Fund
PDI
+$659K
2
DNI
Dividend and Income Fund
DNI
+$559K
3
GRX
Gabelli Healthcare & Wellness Trust
GRX
+$513K
4
PPT
Franklin Premier Income Trust
PPT
+$426K
5
EVTC icon
Evertec
EVTC
+$396K

Top Sells

Rank Stock Value
1
ETJ
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
+$1.16M
2
ETY icon
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
+$1.03M
3
CET
Central Securities Corp
CET
+$952K
4
USA icon
Liberty All-Star Equity Fund
USA
+$840K
5
EWW icon
iShares MSCI Mexico ETF
EWW
+$808K

Sector Composition

Rank Sector Weight
1 Financials 5.94%
2 Consumer Staples 5.56%
3 Industrials 4.32%
4 Consumer Discretionary 3.16%
5 Materials 1.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FF
1
DELISTED
FIRST OPPORTUNITY FUND INC COM STK (US)
FF
$5.03M 3.24%
607,350
-63,625
-9% -$527K
DCA
2
DELISTED
Virtus Total Return Fund
DCA
$4.48M 2.88%
1,136,598
-28,965
-2% -$113K
AOD
3
abrdn Total Dynamic Dividend Fund
AOD
$1.11B
$4.41M 2.84%
548,260
+12,258
+2% +$98.2K
PEO
4
Adams Natural Resources Fund
PEO
$734M
$4.15M 2.67%
159,366
-2,231
-1% -$57.3K
ADX icon
5
Adams Diversified Equity Fund
ADX
$3.19B
$4.11M 2.64%
331,678
-1,824
-0.5% -$22.4K
FTT
6
DELISTED
FEDERATED ENHANCED TREAS INCM FD COM BEN INTEREST
FTT
$3.83M 2.47%
297,923
-6,196
-2% -$79.4K
TY icon
7
TRI-Continental Corp
TY
$1.86B
$3.78M 2.43%
206,235
-23,074
-10% -$426K
SEB icon
8
Seaboard Corp
SEB
$4.34B
$2.84M 1.83%
1,032
-150
-13% -$420K
EDD
9
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
$376M
$2.67M 1.72%
189,751
+4,428
+2% +$62K
GAM
10
General American Investors Company
GAM
$1.54B
$2.6M 1.67%
76,117
+1,000
+1% +$33.4K
AGD
11
abrdn Global Dynamic Dividend Fund
AGD
$318M
$2.45M 1.58%
257,802
+3,250
+1% +$30.6K
HERZ
12
Herzfeld Credit Income Fund
HERZ
$33.2M
$2.37M 1.52%
34,808
– –
KOF icon
13
Coca-Cola Femsa
KOF
$21.8B
$2.36M 1.52%
18,702
+1,442
+8% +$198K
BTZ icon
14
BlackRock Credit Allocation Income Trust
BTZ
$950M
$2.35M 1.51%
179,992
+3,099
+2% +$39K
PDI icon
15
PIMCO Dynamic Income Fund
PDI
$7.52B
$2.35M 1.51%
81,801
+23,550
+40% +$659K
NZF icon
16
Nuveen Municipal Credit Income Fund
NZF
$2.44B
$2.34M 1.51%
184,347
+15,320
+9% +$190K
GLO
17
Clough Global Opportunities Fund
GLO
$251M
$2.3M 1.48%
178,660
+3,627
+2% +$46.5K
JRI icon
18
Nuveen Real Asset Income & Growth Fund
JRI
$356M
$2.2M 1.42%
117,659
+2,000
+2% +$36.8K
SLA
19
DELISTED
AMERICAN SELECT PTFL INC
SLA
$2.18M 1.4%
226,458
+4,998
+2% +$48.3K
ETJ
20
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$565M
$2.16M 1.39%
199,729
-106,280
-35% -$1.16M
JGT
21
DELISTED
NUVEEN DIVERSIFIED CURRENCY OPPORTUNIES FUND(USA)
JGT
$2.03M 1.31%
193,638
-3,636
-2% -$39.3K
USA icon
22
Liberty All-Star Equity Fund
USA
$1.78B
$2.03M 1.3%
374,731
-152,929
-29% -$840K
SEVN
23
Seven Hills Realty Trust
SEVN
$182M
$2.02M 1.3%
121,670
+5,214
+4% +$93.3K
RVT icon
24
Royce Value Trust
RVT
$2.2B
$1.85M 1.19%
134,916
+1,538
+1% +$22.4K
ACG
25
DELISTED
AllianceBernstein Income Fund Inc
ACG
$1.77M 1.14%
251,299
+10,869
+5% +$76.9K
1
2 3 4 5

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Thomas J. Herzfeld Advisors's Q3 2013 Portfolio in Review

As of Q3 2013, Thomas J. Herzfeld Advisors held 294 positions worth $155M, down 1.1% from $157M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Thomas J. Herzfeld Advisors's Q3 2013 filing shows 10 new, 74 increased, 39 reduced and 15 closed positions. Its largest new stake was Evertec: 16,643 shares worth $370K. The largest sale was Eaton Vance Risk-Managed Diversified Equity Income Fund, an estimated $1.16M.

By sector, the portfolio is most concentrated in Financials at 5.9% of assets, down from 6.3% a quarter earlier, followed by Consumer Staples and Industrials.

  • Thomas J. Herzfeld Advisors's largest Q3 2013 buy was Evertec: 16,643 shares worth $370K.
  • Thomas J. Herzfeld Advisors added most to PIMCO Dynamic Income Fund in Q3 2013, an estimated $659K increase.
  • Thomas J. Herzfeld Advisors's biggest Q3 2013 reduction was Eaton Vance Risk-Managed Diversified Equity Income Fund, cutting an estimated $1.16M.
  • Thomas J. Herzfeld Advisors fully exited iShares MSCI Mexico ETF in Q3 2013, selling an estimated $808K.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 24% of its $155M portfolio in Q3 2013.
  • Thomas J. Herzfeld Advisors opened 10 new positions and closed 15 in Q3 2013.
  • Thomas J. Herzfeld Advisors's portfolio value fell 1.1% quarter-over-quarter to $155M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q3 2013, filed 13 Nov 2013.