TJHA
DNI

Thomas J. Herzfeld Advisors’s Dividend and Income Fund DNI Stock Holding History

Thomas J. Herzfeld Advisors’s Portfolio DNI Stock Details DNI Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		– Sell
-16,570
Closed -$264K – 287
2014
Q2 		$264K Sell
16,570
-550
-3% -$8.69K 0.15% 114
2014
Q1 		$262K Sell
17,120
-16,089
-48% -$245K 0.15% 122
2013
Q4 		$502K Sell
33,209
-5,725
-15% -$83.9K 0.29% 92
2013
Q3 		$559K Buy
38,934
+35,422
+1,009% +$559K 0.36% 76
2013
Q2 		$56K Buy
+3,512
New +$55.8K 0.04% 199

Other funds holding DNI

AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
OA
Oxbow Advisors Austin, Texas $1.18B AUM 28.15% 1-Year Est. Return
IH
IFC Holdings Tampa, Florida $1.45B AUM 15.5% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
BBPWM
Blue Bell Private Wealth Management Blue Bell, Pennsylvania $696M AUM 17.73% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
NPC
National Planning Corporation El Segundo, California $726K AUM 14.28% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
BFEC
Benjamin F. Edwards & Company St. Louis, Missouri $5.69B AUM 15.37% 1-Year Est. Return

Thomas J. Herzfeld Advisors's DNI Position: Q3 2014 in Review

Thomas J. Herzfeld Advisors sold out of Dividend and Income Fund (DNI) in Q3 2014, closing a stake of 16,570 shares — an estimated $264K sold.

Thomas J. Herzfeld Advisors first reported a position in DNI in Q2 2013 and held it in 5 quarters. The position peaked at $559K in Q3 2013. 19 funds tracked by Wall St. Rank hold DNI as of Q3 2014.

  • Thomas J. Herzfeld Advisors reported no remaining Dividend and Income Fund position as of Q3 2014 after selling out during the quarter.
  • Thomas J. Herzfeld Advisors sold 16,570 Dividend and Income Fund shares in Q3 2014, an estimated $264K.
  • Thomas J. Herzfeld Advisors first reported a position in Dividend and Income Fund in Q2 2013 and held it in 5 quarters.
  • Thomas J. Herzfeld Advisors's Dividend and Income Fund position peaked at $559K in Q3 2013.
  • 19 funds tracked by Wall St. Rank held Dividend and Income Fund as of Q3 2014.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.