LPL Financial’s Dividend and Income Fund DNI Stock Holding History

LPL Financial’s Portfolio DNI Stock Details DNI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q4	–	Sell	-118,392	Closed	-$1.08M	–	3928
2020 Q3	$1.08M	Buy	118,392 +14,380	+14%	+$155K	﹤0.01%	1896
2020 Q2	$1.06M	Buy	104,012 +9,842	+10%	+$95.6K	﹤0.01%	1778
2020 Q1	$828K	Buy	94,170 +11,358	+14%	+$134K	﹤0.01%	1747
2019 Q4	$1.11M	Buy	82,812 +13,919	+20%	+$173K	﹤0.01%	1752
2019 Q3	$823K	Sell	68,893 -2,271	-3%	-$26.2K	﹤0.01%	1867
2019 Q2	$821K	Buy	71,164 +8,603	+14%	+$99.5K	﹤0.01%	1870
2019 Q1	$711K	Buy	62,561 +43,989	+237%	+$487K	﹤0.01%	1916
2018 Q4	$177K	Buy	18,572 +273	+1%	+$2.97K	﹤0.01%	2843
2018 Q3	$218K	Buy	18,299 +4,066	+29%	+$49.9K	﹤0.01%	2938
2018 Q2	$175K	Sell	14,233 -12,360	-46%	-$154K	﹤0.01%	3014
2018 Q1	$334K	Buy	+26,593	New	+$356K	﹤0.01%	2518
2017 Q2	–	Sell	-14,466	Closed	-$173K	–	3030
2017 Q1	$173K	Sell	14,466 -4,166	-22%	-$50.6K	﹤0.01%	2526
2016 Q4	$222K	Sell	18,632 -3,008	-14%	-$34.1K	﹤0.01%	2403
2016 Q3	$239K	Buy	21,640 +2,130	+11%	+$24.3K	﹤0.01%	2289
2016 Q2	$212K	Sell	19,510 -13,282	-41%	-$147K	﹤0.01%	2344
2016 Q1	$358K	Buy	32,792 +113	+0.3%	+$1.17K	﹤0.01%	2393
2015 Q4	$357K	Buy	32,679 +15,536	+91%	+$177K	﹤0.01%	2413
2015 Q3	$191K	Sell	17,143 -62,113	-78%	-$805K	﹤0.01%	2530
2015 Q2	$1.11M	Sell	79,256 -105,645	-57%	-$1.58M	0.01%	1288
2015 Q1	$2.77M	Buy	184,901 +101,731	+122%	+$1.54M	0.01%	752
2014 Q4	$1.26M	Buy	83,170 +39,633	+91%	+$631K	0.01%	1149
2014 Q3	$715K	Buy	43,537 +29,167	+203%	+$475K	﹤0.01%	1519
2014 Q2	$229K	Buy	14,370 +4,255	+42%	+$67.2K	﹤0.01%	2389
2014 Q1	$155K	Buy	10,115 +36	+0.4%	+$549	﹤0.01%	2508
2013 Q4	$152K	Sell	10,079 -2,959	-23%	-$43.4K	﹤0.01%	2510
2013 Q3	$187K	Buy	13,038 +68	+0.5%	+$1.07K	﹤0.01%	2349
2013 Q2	$207K	Buy	+12,970	New	+$206K	﹤0.01%	2173

Other funds holding DNI

Bulldog Investors Saddle Brook, New Jersey $445M AUM 2.55% 1-Year Est. Return

BBPWM

Blue Bell Private Wealth Management Blue Bell, Pennsylvania $696M AUM 17.73% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

Almitas Capital Santa Monica, California $443M AUM 42.36% 1-Year Est. Return

RJT

Raymond James Trust St. Petersburg, Florida $4.6B AUM 33.54% 1-Year Est. Return

CCM

Cutler Capital Management Worcester, Massachusetts $370M AUM 15.34% 1-Year Est. Return

PGAM

Princeton Global Asset Management Princeton, New Jersey $698M AUM 31.09% 1-Year Est. Return

Ancora Advisors Cleveland, Ohio $4.7B AUM 19.05% 1-Year Est. Return

LPL Financial's DNI Position: Q4 2020 in Review

LPL Financial sold out of Dividend and Income Fund (DNI) in Q4 2020, closing a stake of 118,392 shares — an estimated $1.08M sold.

LPL Financial first reported a position in DNI in Q2 2013 and held it in 27 quarters. The position peaked at $2.77M in Q1 2015. 8 funds tracked by Wall St. Rank hold DNI as of Q4 2020.

LPL Financial reported no remaining Dividend and Income Fund position as of Q4 2020 after selling out during the quarter.
LPL Financial sold 118,392 Dividend and Income Fund shares in Q4 2020, an estimated $1.08M.
LPL Financial first reported a position in Dividend and Income Fund in Q2 2013 and held it in 27 quarters.
LPL Financial's Dividend and Income Fund position peaked at $2.77M in Q1 2015.
8 funds tracked by Wall St. Rank held Dividend and Income Fund as of Q4 2020.

Based on LPL Financial's 13F filing for Q4 2020, filed 12 Feb 2021.