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DNI

Dividend and Income Fund

Delisted

DNI was delisted on the 8th of October, 2020.

8 hedge funds and large institutions have $11.6M invested in Dividend and Income Fund in 2020 Q4 according to their latest regulatory filings, with 2 funds opening new positions, 1 increasing their positions, 2 reducing their positions, and 32 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% less repeat investments, than reductions

Existing positions increased: 1 | Existing positions reduced: 2

75% less capital invested

Capital invested by funds: $45.9M → $11.6M (-$34.3M)

79% less funds holding

Funds holding: 388 (-30)

94% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 32

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
8
Holders Change
-30
Holders Change %
-78.95%
% of All Funds
0.14%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
2
Increased
1
Reduced
2
Closed
32
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
BI
1
Bulldog Investors
New Jersey
$5.09M -$775K -80,707 -15%
BBPWM
2
Blue Bell Private Wealth Management
Pennsylvania
$5.05M -$45.4K -4,724 -1%
SIA
3
Sit Investment Associates
Minnesota
$706K +$603K +62,777 New
AC
4
Almitas Capital
California
$326K +$279K +29,008 New
RJT
5
Raymond James Trust
Florida
$261K
CCM
6
Cutler Capital Management
Massachusetts
$144K +$17.3K +1,800 +16%
PGAM
7
Princeton Global Asset Management
New Jersey
$12K
AA
8
Ancora Advisors
Ohio
$3K
WC
9
Winmill & Co
New York
-$11M -1,204,112 Closed
RJA
10
Raymond James & Associates
Florida
-$3.67M -402,924 Closed
MC
11
Matisse Capital
Oregon
-$3.49M -383,558 Closed
Wells Fargo
12
Wells Fargo
California
-$3.07M -337,664 Closed
WP
13
WealthPLAN Partners
Nebraska
-$2.04M -220,873 Closed
SCM
14
Saba Capital Management
New York
-$1.97M -216,970 Closed
AAM
15
Advisors Asset Management
Colorado
-$1.69M -185,470 Closed
Morgan Stanley
16
Morgan Stanley
New York
-$1.43M -156,809 Closed
LPL Financial
17
LPL Financial
California
-$1.08M -118,392 Closed
CL
18
CSS LLC
Illinois
-$992K -108,980 Closed
HighTower Advisors
19
HighTower Advisors
Illinois
-$857K -94,099 Closed
UBS Group
20
UBS Group
Switzerland
-$787K -86,449 Closed
AGM
21
Alpine Global Management
New York
-$739K -81,210 Closed
BFM
22
Boothbay Fund Management
New York
-$636K -69,844 Closed
LCM
23
Landscape Capital Management
New Jersey
-$571K -62,778 Closed
MML Investors Services
24
MML Investors Services
Massachusetts
-$528K -57,984 Closed
GC
25
Guggenheim Capital
Illinois
-$384K -42,209 Closed

DNI Hedge Fund Activity: Q4 2020 in Review

8 of the 5,652 institutional investors tracked by Wall St. Rank reported a position in Dividend and Income Fund (DNI) for Q4 2020, worth a combined $11.6M — down 75% from $45.9M a quarter earlier.

Sellers outnumbered buyers: 32 funds closed out of DNI and 2 opened new positions — a net loss of 30 holders — while 2 trimmed existing stakes and 1 added.

The largest buyer was Sit Investment Associates, opening a new position worth an estimated $603K. The largest seller was Winmill & Co, exiting entirely with an estimated $11M sold.

  • 8 institutional investors held Dividend and Income Fund (DNI) as of Q4 2020, down from 38 in Q3 2020.
  • Funds reported $11.6M of Dividend and Income Fund stock for Q4 2020, down 75% quarter-over-quarter.
  • 2 funds opened new Dividend and Income Fund positions in Q4 2020 and 32 closed out, a net change of -30 holders.
  • The largest Dividend and Income Fund buyer in Q4 2020 was Sit Investment Associates, an estimated $603K added.
  • The largest Dividend and Income Fund seller in Q4 2020 was Winmill & Co, an estimated $11M sold.

Based on aggregated 13F filings for Q4 2020.