DNI

Dividend and Income Fund
DNI

Overview Fund Activity
Delisted

DNI was delisted on the 8th of October, 2020.

Back to rankings

19 hedge funds and large institutions have $22.7M invested in Dividend and Income Fund in 2014 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 7 increasing their positions, 5 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
19
Holders Change
-6
Holders Change %
-24%
% of All Funds
0.55%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
3
Increased
7
Reduced
5
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
LPL Financial
LPL Financial
California
$715K
2
Morgan Stanley
Morgan Stanley
New York
$2.62M
3
BFEC
Benjamin F. Edwards & Company
Missouri
$336K
4
GC
Guggenheim Capital
Illinois
$763K
5
WS
Wedbush Securities
California
$179K

Top Sellers

1
SIA
Sit Investment Associates
Minnesota
$0
2
AAM
Advisors Asset Management
Colorado
$8.56M
3
TC
TFS Capital
Pennsylvania
$0
4
Wells Fargo
Wells Fargo
California
$489K
5
YCM
Yakira Capital Management
Connecticut
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
AAM
1
Advisors Asset Management
Colorado
$8.56M -$1.58M -95,213 -16%
OA
2
Oxbow Advisors
Texas
$3.47M +$5.32K +321 +0.2%
IH
3
IFC Holdings
Florida
$3.47M -$172K -10,400 -5%
Morgan Stanley
4
Morgan Stanley
New York
$2.62M +$422K +25,457 +19%
BBPWM
5
Blue Bell Private Wealth Management
Pennsylvania
$878K -$524K -31,646 -37%
GC
6
Guggenheim Capital
Illinois
$763K +$308K +18,596 +68%
LPL Financial
7
LPL Financial
California
$715K +$479K +29,167 +203%
NPC
8
National Planning Corporation
California
$568K – – –
Wells Fargo
9
Wells Fargo
California
$489K -$654K -39,568 -57%
BFEC
10
Benjamin F. Edwards & Company
Missouri
$336K +$336K +20,285 New
CIA
11
Capital Investment Advisors
Georgia
$189K -$12.8K -774 -6%
WS
12
Wedbush Securities
California
$179K +$179K +10,798 New
Bank of America
13
Bank of America
North Carolina
$168K +$92.7K +5,608 +123%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$143K +$20.8K +1,251 +17%
U
15
UBS
Switzerland
$101K +$11.8K +706 +13%
MFS
16
MSI Financial Services
Massachusetts
$39K +$39K +2,367 New
AIG
17
American International Group
New York
$13.2K – – –
NFG
18
Next Financial Group
Texas
$12K – – –
Creative Planning
19
Creative Planning
Kansas
$2K – – –
SIA
20
Sit Investment Associates
Minnesota
– -$2.55M -159,739 Closed
TC
21
TFS Capital
Pennsylvania
– -$845K -52,947 Closed
YCM
22
Yakira Capital Management
Connecticut
– -$613K -38,439 Closed
VKH
23
Virtu KCG Holdings
New York
– -$359K -22,480 Closed
GFM
24
Gramercy Funds Management
Connecticut
– -$336K -21,080 Closed
TJHA
25
Thomas J. Herzfeld Advisors
Florida
– -$264K -16,570 Closed
1
2