GC
DNI

Guggenheim Capital’s Dividend and Income Fund DNI Stock Holding History

Guggenheim Capital’s Portfolio DNI Stock Details DNI Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2020
Q4 		– Sell
-42,209
Closed -$384K – 2161
2020
Q3 		$384K Buy
42,209
+5,354
+15% +$57.6K ﹤0.01% 1541
2020
Q2 		$375K Buy
36,855
+15,027
+69% +$146K ﹤0.01% 1533
2020
Q1 		$192K Buy
21,828
+3,515
+19% +$41.6K ﹤0.01% 1677
2019
Q4 		$246K Sell
18,313
-18,380
-50% -$228K ﹤0.01% 1914
2019
Q3 		$438K Sell
36,693
-5,119
-12% -$59.2K ﹤0.01% 1676
2019
Q2 		$482K Sell
41,812
-9,699
-19% -$112K ﹤0.01% 1669
2019
Q1 		$585K Sell
51,511
-20,153
-28% -$223K ﹤0.01% 1609
2018
Q4 		$683K Sell
71,664
-33,950
-32% -$370K 0.01% 1536
2018
Q3 		$1.26M Buy
105,614
+180
+0.2% +$2.21K 0.01% 1495
2018
Q2 		$1.3M Buy
105,434
+9,073
+9% +$113K 0.01% 1487
2018
Q1 		$1.21M Buy
96,361
+28,163
+41% +$377K ﹤0.01% 1969
2017
Q4 		$916K Buy
68,198
+13,043
+24% +$173K ﹤0.01% 2122
2017
Q3 		$709K Sell
55,155
-40,170
-42% -$502K ﹤0.01% 2264
2017
Q2 		$1.18M Buy
95,325
+65,825
+223% +$802K ﹤0.01% 1975
2017
Q1 		$356K Sell
29,500
-31,663
-52% -$385K ﹤0.01% 2507
2016
Q4 		$725K Sell
61,163
-7,453
-11% -$84.5K ﹤0.01% 2288
2016
Q3 		$770K Sell
68,616
-21,688
-24% -$248K ﹤0.01% 2218
2016
Q2 		$985K Sell
90,304
-22,620
-20% -$251K ﹤0.01% 2067
2016
Q1 		$1.26M Buy
112,924
+9,757
+9% +$101K ﹤0.01% 1903
2015
Q4 		$1.14M Buy
103,167
+22,470
+28% +$256K ﹤0.01% 2036
2015
Q3 		$875K Sell
80,697
-13,952
-15% -$181K ﹤0.01% 2167
2015
Q2 		$1.34M Buy
94,649
+32,472
+52% +$487K ﹤0.01% 2060
2015
Q1 		$935K Buy
62,177
+19,334
+45% +$294K ﹤0.01% 2268
2014
Q4 		$648K Sell
42,843
-3,221
-7% -$51.3K ﹤0.01% 2420
2014
Q3 		$763K Buy
46,064
+18,596
+68% +$303K ﹤0.01% 2365
2014
Q2 		$438K Buy
+27,468
New +$434K ﹤0.01% 2645

Other funds holding DNI

BI
Bulldog Investors Saddle Brook, New Jersey $445M AUM 2.55% 1-Year Est. Return
BBPWM
Blue Bell Private Wealth Management Blue Bell, Pennsylvania $696M AUM 17.73% 1-Year Est. Return
SIA
Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return
AC
Almitas Capital Santa Monica, California $443M AUM 42.36% 1-Year Est. Return
RJT
Raymond James Trust St. Petersburg, Florida $4.6B AUM 33.54% 1-Year Est. Return
CCM
Cutler Capital Management Worcester, Massachusetts $370M AUM 15.34% 1-Year Est. Return
PGAM
Princeton Global Asset Management Princeton, New Jersey $698M AUM 31.09% 1-Year Est. Return
AA
Ancora Advisors Cleveland, Ohio $4.7B AUM 19.05% 1-Year Est. Return

Guggenheim Capital's DNI Position: Q4 2020 in Review

Guggenheim Capital sold out of Dividend and Income Fund (DNI) in Q4 2020, closing a stake of 42,209 shares — an estimated $384K sold.

Guggenheim Capital first reported a position in DNI in Q2 2014 and held it in 26 quarters. The position peaked at $1.34M in Q2 2015. 8 funds tracked by Wall St. Rank hold DNI as of Q4 2020.

  • Guggenheim Capital reported no remaining Dividend and Income Fund position as of Q4 2020 after selling out during the quarter.
  • Guggenheim Capital sold 42,209 Dividend and Income Fund shares in Q4 2020, an estimated $384K.
  • Guggenheim Capital first reported a position in Dividend and Income Fund in Q2 2014 and held it in 26 quarters.
  • Guggenheim Capital's Dividend and Income Fund position peaked at $1.34M in Q2 2015.
  • 8 funds tracked by Wall St. Rank held Dividend and Income Fund as of Q4 2020.

Based on Guggenheim Capital's 13F filing for Q4 2020, filed 16 Feb 2021.