We are live on ! Find out more
DNI

Dividend and Income Fund

Delisted

DNI was delisted on the 8th of October, 2020.

25 hedge funds and large institutions have $28.1M invested in Dividend and Income Fund in 2014 Q2 according to their latest regulatory filings, with 4 funds opening new positions, 6 increasing their positions, 11 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

4% less funds holding

Funds holding: 2625 (-1)

11% less capital invested

Capital invested by funds: $31.5M → $28.1M (-$3.37M)

20% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 5

45% less repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 11

Holders
25
Holders Change
-1
Holders Change %
-3.85%
% of All Funds
0.72%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
6
Reduced
11
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$9.77M -$941K -59,587 -9%
IH
2
IFC Holdings
Florida
$3.5M +$165K +10,460 +5%
OA
3
Oxbow Advisors
Texas
$3.34M +$521K +32,972 +19%
SIA
4
Sit Investment Associates
Minnesota
$2.55M -$4.25M -269,216 -63%
Morgan Stanley
5
Morgan Stanley
New York
$2.12M +$291K +18,412 +16%
BBPWM
6
Blue Bell Private Wealth Management
Pennsylvania
$1.35M -$235K -14,889 -15%
Wells Fargo
7
Wells Fargo
California
$1.1M -$69.4K -4,391 -6%
TC
8
TFS Capital
Pennsylvania
$845K +$379K +24,026 +83%
YCM
9
Yakira Capital Management
Connecticut
$613K -$447K -28,316 -42%
NPC
10
National Planning Corporation
California
$557K -$23.7K -1,500 -4%
GC
11
Guggenheim Capital
Illinois
$438K +$434K +27,468 New
VKH
12
Virtu KCG Holdings
New York
$359K -$192K -12,140 -35%
GFM
13
Gramercy Funds Management
Connecticut
$336K
TJHA
14
Thomas J. Herzfeld Advisors
Florida
$264K -$8.69K -550 -3%
LPL Financial
15
LPL Financial
California
$229K +$67.2K +4,255 +42%
HCMT
16
Highland Capital Management (Texas)
Texas
$215K
CIA
17
Capital Investment Advisors
Georgia
$195K -$17.7K -1,120 -8%
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$117K
U
19
UBS
Switzerland
$86K +$3.88K +246 +5%
Bank of America
20
Bank of America
North Carolina
$73K -$2.16K -137 -3%
AIG
21
American International Group
New York
$12.7K +$12.6K +795 New
NFG
22
Next Financial Group
Texas
$11K +$11.2K +712 New
BRWA
23
B. Riley Wealth Advisors
Florida
$4.04K +$4K +253 New
NES
24
New England Securities
New York
$4K -$28.5K -1,805 -87%
Creative Planning
25
Creative Planning
Kansas
$2K

DNI Hedge Fund Activity: Q2 2014 in Review

25 of the 3,481 institutional investors tracked by Wall St. Rank reported a position in Dividend and Income Fund (DNI) for Q2 2014, worth a combined $28.1M — down 11% from $31.5M a quarter earlier.

Sellers outnumbered buyers: 5 funds closed out of DNI and 4 opened new positions — a net loss of 1 holder — while 11 trimmed existing stakes and 6 added.

The largest buyer was Oxbow Advisors, adding an estimated $521K. The largest seller was Sit Investment Associates, cutting an estimated $4.25M.

  • 25 institutional investors held Dividend and Income Fund (DNI) as of Q2 2014, down from 26 in Q1 2014.
  • Funds reported $28.1M of Dividend and Income Fund stock for Q2 2014, down 11% quarter-over-quarter.
  • 4 funds opened new Dividend and Income Fund positions in Q2 2014 and 5 closed out, a net change of -1 holder.
  • The largest Dividend and Income Fund buyer in Q2 2014 was Oxbow Advisors, an estimated $521K added.
  • The largest Dividend and Income Fund seller in Q2 2014 was Sit Investment Associates, an estimated $4.25M sold.

Based on aggregated 13F filings for Q2 2014.