DNI

Dividend and Income Fund

Delisted

DNI was delisted on the 8th of October, 2020.

25 hedge funds and large institutions have $28.1M invested in Dividend and Income Fund in 2014 Q2 according to their latest regulatory filings, with 4 funds opening new positions, 6 increasing their positions, 11 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
25
Holders Change
-1
Holders Change %
-3.85%
% of All Funds
0.72%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
6
Reduced
11
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Shares
Change %
AAM
1
Advisors Asset Management
Colorado
$9.77M -$951K -59,587 -9%
IH
2
IFC Holdings
Florida
$3.5M +$166K +10,460 +5%
OA
3
Oxbow Advisors
Texas
$3.34M +$526K +32,972 +19%
SIA
4
Sit Investment Associates
Minnesota
$2.55M -$4.3M -269,216 -63%
Morgan Stanley
5
Morgan Stanley
New York
$2.12M +$294K +18,412 +16%
BBPWM
6
Blue Bell Private Wealth Management
Pennsylvania
$1.35M -$238K -14,889 -15%
Wells Fargo
7
Wells Fargo
California
$1.1M -$70.1K -4,391 -6%
TC
8
TFS Capital
Pennsylvania
$845K +$383K +24,026 +83%
YCM
9
Yakira Capital Management
Connecticut
$613K -$452K -28,316 -42%
NPC
10
National Planning Corporation
California
$557K -$23.9K -1,500 -4%
GC
11
Guggenheim Capital
Illinois
$438K +$438K +27,468 New
VKH
12
Virtu KCG Holdings
New York
$359K -$194K -12,140 -35%
GFM
13
Gramercy Funds Management
Connecticut
$336K
TJHA
14
Thomas J. Herzfeld Advisors
Florida
$264K -$8.76K -550 -3%
LPL Financial
15
LPL Financial
California
$229K +$67.8K +4,255 +42%
HCMT
16
Highland Capital Management (Texas)
Texas
$215K
CIA
17
Capital Investment Advisors
Georgia
$195K -$17.9K -1,120 -8%
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$117K
U
19
UBS
Switzerland
$86K +$3.95K +246 +5%
Bank of America
20
Bank of America
North Carolina
$73K -$2.2K -137 -3%
AIG
21
American International Group
New York
$12.7K +$12.7K +795 New
NFG
22
Next Financial Group
Texas
$11K +$11K +712 New
BRWA
23
B. Riley Wealth Advisors
Florida
$4.04K +$4.04K +253 New
NES
24
New England Securities
New York
$4K -$26.8K -1,805 -87%
Creative Planning
25
Creative Planning
Kansas
$2K