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DNI

Dividend and Income Fund

Delisted

DNI was delisted on the 8th of October, 2020.

41 hedge funds and large institutions have $79.5M invested in Dividend and Income Fund in 2019 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 15 increasing their positions, 15 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

33% more funds holding in top 10

Funds holding in top 10: 34 (+1)

13% more capital invested

Capital invested by funds: $70.3M → $79.5M (+$9.26M)

0% more repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 15

2% less funds holding

Funds holding: 4241 (-1)

20% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 5

Holders
41
Holders Change
-1
Holders Change %
-2.38%
% of All Funds
0.81%
Holding in Top 10
4
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+33.33%
% of All Funds
0.08%
New
4
Increased
15
Reduced
15
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
WC
1
Winmill & Co
New York
$15.4M +$96.2K +7,741 +0.7%
BI
2
Bulldog Investors
New Jersey
$7.64M +$1.91M +153,710 +37%
RJA
3
Raymond James & Associates
Florida
$6.5M -$850K -68,357 -12%
BBPWM
4
Blue Bell Private Wealth Management
Pennsylvania
$6.36M +$337K +27,074 +6%
SCM
5
Saba Capital Management
New York
$5.41M
MC
6
Matisse Capital
Oregon
$4.72M -$60.9K -4,900 -1%
LCM
7
Landscape Capital Management
New Jersey
$3.98M -$636K -51,184 -15%
Wells Fargo
8
Wells Fargo
California
$3.96M +$364K +29,282 +11%
Geode Capital Management
9
Geode Capital Management
Massachusetts
$3.33M -$352K -28,290 -10%
Morgan Stanley
10
Morgan Stanley
New York
$2.46M +$9.5K +764 +0.4%
WP
11
WealthPLAN Partners
Nebraska
$2.27M -$203K -16,372 -9%
AA
12
Ancora Advisors
Ohio
$1.47M -$24.9K -2,000 -2%
NAM
13
Nexpoint Asset Management
Texas
$1.44M -$1.01M -81,600 -43%
MML Investors Services
14
MML Investors Services
Massachusetts
$1.4M -$136K -10,971 -10%
HighTower Advisors
15
HighTower Advisors
Illinois
$1.35M +$1.33K +107 +0.1%
BlackRock
16
BlackRock
New York
$1.24M
LPL Financial
17
LPL Financial
California
$1.11M +$173K +13,919 +20%
CL
18
CSS LLC
Illinois
$1.09M +$16.6K +1,336 +2%
BFM
19
Boothbay Fund Management
New York
$1.07M +$740K +59,500 +298%
PAG
20
Private Advisor Group
New Jersey
$893K +$43.7K +3,518 +6%
AAM
21
Advisors Asset Management
Colorado
$893K +$825K +66,356 New
Bank of America
22
Bank of America
North Carolina
$767K -$18.2K -1,465 -3%
DA
23
Doliver Advisors
Texas
$636K -$15.9K -1,276 -3%
SKK
24
Shepherd Kaplan Krochuk
Massachusetts
$594K -$17K -1,370 -3%
MWPCG
25
Measured Wealth Private Client Group
New Hampshire
$483K

DNI Hedge Fund Activity: Q4 2019 in Review

41 of the 5,076 institutional investors tracked by Wall St. Rank reported a position in Dividend and Income Fund (DNI) for Q4 2019, worth a combined $79.5M — up 13% from $70.3M a quarter earlier.

Sellers outnumbered buyers: 5 funds closed out of DNI and 4 opened new positions — a net loss of 1 holder — while 15 trimmed existing stakes and 15 added.

The largest buyer was Bulldog Investors, adding an estimated $1.91M. The largest seller was Nexpoint Asset Management, cutting an estimated $1.01M.

  • 41 institutional investors held Dividend and Income Fund (DNI) as of Q4 2019, down from 42 in Q3 2019.
  • Funds reported $79.5M of Dividend and Income Fund stock for Q4 2019, up 13% quarter-over-quarter.
  • 4 funds opened new Dividend and Income Fund positions in Q4 2019 and 5 closed out, a net change of -1 holder.
  • The largest Dividend and Income Fund buyer in Q4 2019 was Bulldog Investors, an estimated $1.91M added.
  • The largest Dividend and Income Fund seller in Q4 2019 was Nexpoint Asset Management, an estimated $1.01M sold.

Based on aggregated 13F filings for Q4 2019.