We are live on ! Find out more
DNI

Dividend and Income Fund

Delisted

DNI was delisted on the 8th of October, 2020.

45 hedge funds and large institutions have $47.8M invested in Dividend and Income Fund in 2018 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 15 increasing their positions, 13 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

15% more repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 13

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

2% less funds holding

Funds holding: 4645 (-1)

11% less capital invested

Capital invested by funds: $53.8M → $47.8M (-$6.07M)

13% less first-time investments, than exits

New positions opened: 7 | Existing positions closed: 8

Holders
45
Holders Change
-1
Holders Change %
-2.17%
% of All Funds
1%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
7
Increased
15
Reduced
13
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RJA
1
Raymond James & Associates
Florida
$8.11M -$1.48M -136,174 -14%
BBPWM
2
Blue Bell Private Wealth Management
Pennsylvania
$4.55M +$41.2K +3,785 +0.8%
BI
3
Bulldog Investors
New Jersey
$3.74M +$3.37M +309,888 +377%
MC
4
Matisse Capital
Oregon
$3.26M -$73.8K -6,780 -2%
Geode Capital Management
5
Geode Capital Management
Massachusetts
$2.9M +$934K +85,792 +39%
LCM
6
Landscape Capital Management
New Jersey
$2.46M +$725K +66,636 +35%
Wells Fargo
7
Wells Fargo
California
$2.22M -$1.89K -174 -0.1%
WP
8
WealthPLAN Partners
Nebraska
$2.21M +$2.05M +187,980 New
HCMT
9
Highland Capital Management (Texas)
Texas
$2.2M
CRC
10
Curi RMB Capital
Illinois
$1.62M +$462K +42,417 +33%
MML Investors Services
11
MML Investors Services
Massachusetts
$1.57M -$35.1K -3,223 -2%
Bank of America
12
Bank of America
North Carolina
$1.52M +$149K +13,687 +9%
Morgan Stanley
13
Morgan Stanley
New York
$1.28M -$1.34M -123,348 -48%
SCM
14
Saba Capital Management
New York
$1.28M
DA
15
Doliver Advisors
Texas
$1.13M +$433K +39,762 +50%
AA
16
Ancora Advisors
Ohio
$1.01M -$130K -11,920 -10%
BlackRock
17
BlackRock
New York
$878K
HighTower Advisors
18
HighTower Advisors
Illinois
$785K +$168K +15,403 +23%
CL
19
CSS LLC
Illinois
$716K +$24.1K +2,212 +3%
GC
20
Guggenheim Capital
Illinois
$683K -$370K -33,950 -32%
AA
21
AQR Arbitrage
Connecticut
$447K +$218K +20,073 +75%
BFM
22
Boothbay Fund Management
New York
$436K +$498K +45,744 New
SKK
23
Shepherd Kaplan Krochuk
Massachusetts
$430K +$21.8K +2,000 +5%
UBS Group
24
UBS Group
Switzerland
$424K -$158K -14,475 -25%
WAM
25
Wolverine Asset Management
Illinois
$328K -$84.7K -7,778 -18%

DNI Hedge Fund Activity: Q4 2018 in Review

45 of the 4,489 institutional investors tracked by Wall St. Rank reported a position in Dividend and Income Fund (DNI) for Q4 2018, worth a combined $47.8M — down 11% from $53.8M a quarter earlier.

Sellers outnumbered buyers: 8 funds closed out of DNI and 7 opened new positions — a net loss of 1 holder — while 13 trimmed existing stakes and 15 added.

The largest buyer was Bulldog Investors, adding an estimated $3.37M. The largest seller was Raymond James & Associates, cutting an estimated $1.48M.

  • 45 institutional investors held Dividend and Income Fund (DNI) as of Q4 2018, down from 46 in Q3 2018.
  • Funds reported $47.8M of Dividend and Income Fund stock for Q4 2018, down 11% quarter-over-quarter.
  • 7 funds opened new Dividend and Income Fund positions in Q4 2018 and 8 closed out, a net change of -1 holder.
  • The largest Dividend and Income Fund buyer in Q4 2018 was Bulldog Investors, an estimated $3.37M added.
  • The largest Dividend and Income Fund seller in Q4 2018 was Raymond James & Associates, an estimated $1.48M sold.

Based on aggregated 13F filings for Q4 2018.