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DNI

Dividend and Income Fund

Delisted

DNI was delisted on the 8th of October, 2020.

32 hedge funds and large institutions have $32.3M invested in Dividend and Income Fund in 2016 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 10 increasing their positions, 11 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

2% more capital invested

Capital invested by funds: $31.7M → $32.3M (+$632K)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

9% less repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 11

9% less funds holding

Funds holding: 3532 (-3)

33% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 6

Holders
32
Holders Change
-3
Holders Change %
-8.57%
% of All Funds
0.8%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
4
Increased
10
Reduced
11
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
BBPWM
1
Blue Bell Private Wealth Management
Pennsylvania
$4.58M -$124K -10,971 -3%
MC
2
Matisse Capital
Oregon
$4.39M +$483K +42,600 +13%
Geode Capital Management
3
Geode Capital Management
Massachusetts
$3.01M +$1.1M +96,982 +62%
Morgan Stanley
4
Morgan Stanley
New York
$2.87M -$117K -10,276 -4%
SIA
5
Sit Investment Associates
Minnesota
$2M -$68.1K -6,009 -3%
SCM
6
Saba Capital Management
New York
$1.78M
AA
7
Ancora Advisors
Ohio
$1.54M +$1.48M +130,400 New
DA
8
Doliver Advisors
Texas
$1.52M -$89.4K -7,889 -6%
Citigroup
9
Citigroup
New York
$1.38M +$229K +20,217 +21%
Bank of America
10
Bank of America
North Carolina
$1.25M +$789K +69,612 +195%
Wells Fargo
11
Wells Fargo
California
$1.1M +$300K +26,422 +40%
WS
12
Wedbush Securities
California
$1.07M +$342K +30,198 +50%
ZIG
13
Zuckerman Investment Group
Illinois
$1.06M +$248K +21,885 +32%
LCM
14
Landscape Capital Management
New Jersey
$956K +$269K +23,693 +42%
GC
15
Guggenheim Capital
Illinois
$725K -$84.5K -7,453 -11%
CL
16
CSS LLC
Illinois
$721K +$68K +5,994 +11%
UBS Group
17
UBS Group
Switzerland
$490K -$98.4K -8,677 -17%
YCM
18
Yakira Capital Management
Connecticut
$347K
HighTower Advisors
19
HighTower Advisors
Illinois
$241K +$230K +20,246 New
RTS
20
Round Table Services
New Jersey
$237K
LPL Financial
21
LPL Financial
California
$222K -$34.1K -3,008 -14%
TC
22
TFS Capital
Pennsylvania
$221K -$126K -11,138 -37%
Stifel Financial
23
Stifel Financial
Missouri
$174K -$53.9K -4,751 -24%
HCMT
24
Highland Capital Management (Texas)
Texas
$144K
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
$116K +$4.74K +418 +4%

DNI Hedge Fund Activity: Q4 2016 in Review

32 of the 4,001 institutional investors tracked by Wall St. Rank reported a position in Dividend and Income Fund (DNI) for Q4 2016, worth a combined $32.3M — up 2% from $31.7M a quarter earlier.

Sellers outnumbered buyers: 6 funds closed out of DNI and 4 opened new positions — a net loss of 2 holders — while 11 trimmed existing stakes and 10 added.

The largest buyer was Ancora Advisors, opening a new position worth an estimated $1.48M. The largest seller was Karpus Investment Management, exiting entirely with an estimated $4.82M sold.

  • 32 institutional investors held Dividend and Income Fund (DNI) as of Q4 2016, down from 35 in Q3 2016.
  • Funds reported $32.3M of Dividend and Income Fund stock for Q4 2016, up 2% quarter-over-quarter.
  • 4 funds opened new Dividend and Income Fund positions in Q4 2016 and 6 closed out, a net change of -2 holders.
  • The largest Dividend and Income Fund buyer in Q4 2016 was Ancora Advisors, an estimated $1.48M added.
  • The largest Dividend and Income Fund seller in Q4 2016 was Karpus Investment Management, an estimated $4.82M sold.

Based on aggregated 13F filings for Q4 2016.