Yakira Capital Management’s Dividend and Income Fund DNI Stock Holding History

Yakira Capital Management’s Portfolio DNI Stock Details DNI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q1	–	Sell	-21,188	Closed	-$285K	–	138
2017 Q4	$285K	Hold	21,188	–	–	0.09%	70
2017 Q3	$272K	Hold	21,188	–	–	0.09%	75
2017 Q2	$262K	Hold	21,188	–	–	0.08%	84
2017 Q1	$256K	Sell	21,188 -8,118	-28%	-$98.6K	0.09%	80
2016 Q4	$347K	Hold	29,306	–	–	0.17%	62
2016 Q3	$329K	Sell	29,306 -1,715	-6%	-$19.6K	0.09%	58
2016 Q2	$338K	Hold	31,021	–	–	0.13%	75
2016 Q1	$346K	Hold	31,021	–	–	0.11%	79
2015 Q4	$342K	Buy	+31,021	New	+$354K	0.07%	82
2014 Q3	–	Sell	-38,439	Closed	-$613K	–	125
2014 Q2	$613K	Sell	38,439 -28,316	-42%	-$447K	0.46%	42
2014 Q1	$1.02M	Sell	66,755 -40,892	-38%	-$623K	0.91%	28
2013 Q4	$1.63M	Buy	+107,647	New	+$1.58M	1.65%	17

Other funds holding DNI

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

BBPWM

Blue Bell Private Wealth Management Blue Bell, Pennsylvania $802M AUM 22.13% 1-Year Est. Return

Matisse Capital Portland, Oregon $234M AUM 19.72% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

HCMT

Highland Capital Management (Texas) Dallas, Texas $39M AUM

MML Investors Services Springfield, Massachusetts $49B AUM 25.55% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

SCM

Saba Capital Management New York $3.62B AUM 12.96% 1-Year Est. Return

Yakira Capital Management's DNI Position: Q1 2018 in Review

Yakira Capital Management sold out of Dividend and Income Fund (DNI) in Q1 2018, closing a stake of 21,188 shares — an estimated $285K sold.

Yakira Capital Management first reported a position in DNI in Q4 2013 and held it in 12 quarters. The position peaked at $1.63M in Q4 2013. 39 funds tracked by Wall St. Rank hold DNI as of Q1 2018.

Yakira Capital Management reported no remaining Dividend and Income Fund position as of Q1 2018 after selling out during the quarter.
Yakira Capital Management sold 21,188 Dividend and Income Fund shares in Q1 2018, an estimated $285K.
Yakira Capital Management first reported a position in Dividend and Income Fund in Q4 2013 and held it in 12 quarters.
Yakira Capital Management's Dividend and Income Fund position peaked at $1.63M in Q4 2013.
39 funds tracked by Wall St. Rank held Dividend and Income Fund as of Q1 2018.

Based on Yakira Capital Management's 13F filing for Q1 2018, filed 14 May 2018.