Oxbow Advisors’s Dividend and Income Fund DNI Stock Holding History

Oxbow Advisors’s Portfolio DNI Stock Details DNI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-153,505	Closed	-$1.67M	–	293
2015 Q3	$1.67M	Sell	153,505 -58,482	-28%	-$758K	0.27%	105
2015 Q2	$3M	Buy	211,987 +6,093	+3%	+$91.3K	0.39%	76
2015 Q1	$3.1M	Sell	205,894 -2,867	-1%	-$43.5K	0.46%	59
2014 Q4	$3.16M	Sell	208,761 -1,029	-0.5%	-$16.4K	0.44%	60
2014 Q3	$3.47M	Buy	209,790 +321	+0.2%	+$5.23K	0.49%	55
2014 Q2	$3.34M	Buy	209,469 +32,972	+19%	+$521K	0.44%	59
2014 Q1	$2.7M	Buy	176,497 +11,250	+7%	+$172K	0.4%	65
2013 Q4	$2.5M	Buy	165,247 +117,852	+249%	+$1.73M	0.35%	73
2013 Q3	$363K	Buy	47,395 +25,301	+115%	+$399K	0.06%	155
2013 Q2	$353K	Buy	+22,094	New	+$351K	0.06%	147

Other funds holding DNI

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

BBPWM

Blue Bell Private Wealth Management Blue Bell, Pennsylvania $696M AUM 17.73% 1-Year Est. Return

Matisse Capital Portland, Oregon $234M AUM 19.72% 1-Year Est. Return

KIM

Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Doliver Advisors Houston, Texas $442M AUM 34.09% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

LCM

Landscape Capital Management Englewood, New Jersey $1.58B AUM 26.88% 1-Year Est. Return

Oxbow Advisors's DNI Position: Q4 2015 in Review

Oxbow Advisors sold out of Dividend and Income Fund (DNI) in Q4 2015, closing a stake of 153,505 shares — an estimated $1.67M sold.

Oxbow Advisors first reported a position in DNI in Q2 2013 and held it in 10 quarters. The position peaked at $3.47M in Q3 2014. 37 funds tracked by Wall St. Rank hold DNI as of Q4 2015.

Oxbow Advisors reported no remaining Dividend and Income Fund position as of Q4 2015 after selling out during the quarter.
Oxbow Advisors sold 153,505 Dividend and Income Fund shares in Q4 2015, an estimated $1.67M.
Oxbow Advisors first reported a position in Dividend and Income Fund in Q2 2013 and held it in 10 quarters.
Oxbow Advisors's Dividend and Income Fund position peaked at $3.47M in Q3 2014.
37 funds tracked by Wall St. Rank held Dividend and Income Fund as of Q4 2015.

Based on Oxbow Advisors's 13F filing for Q4 2015, filed 1 Feb 2016.