Benjamin F. Edwards & Company’s Dividend and Income Fund DNI Stock Holding History

Benjamin F. Edwards & Company’s Portfolio DNI Stock Details DNI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-700	Closed	-$8K	–	1279
2016 Q3	$8K	Hold	700	–	–	﹤0.01%	892
2016 Q2	$8K	Sell	700 -600	-46%	-$6.66K	﹤0.01%	847
2016 Q1	$15K	Hold	1,300	–	–	﹤0.01%	732
2015 Q4	$14K	Sell	1,300 -1,310	-50%	-$14.9K	﹤0.01%	775
2015 Q3	$28K	Sell	2,610 -22,500	-90%	-$291K	0.01%	637
2015 Q2	$355K	Sell	25,110 -500	-2%	-$7.5K	0.07%	254
2015 Q1	$385K	Buy	25,610 +2,100	+9%	+$31.9K	0.08%	227
2014 Q4	$355K	Buy	23,510 +3,225	+16%	+$51.4K	0.08%	228
2014 Q3	$336K	Buy	+20,285	New	+$331K	0.08%	227

Other funds holding DNI

BBPWM

Blue Bell Private Wealth Management Blue Bell, Pennsylvania $696M AUM 17.73% 1-Year Est. Return

Matisse Capital Portland, Oregon $234M AUM 19.72% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

SCM

Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return

Ancora Advisors Cleveland, Ohio $4.7B AUM 19.05% 1-Year Est. Return

Doliver Advisors Houston, Texas $442M AUM 34.09% 1-Year Est. Return

Citigroup New York $303B AUM 53.02% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Benjamin F. Edwards & Company's DNI Position: Q4 2016 in Review

Benjamin F. Edwards & Company sold out of Dividend and Income Fund (DNI) in Q4 2016, closing a stake of 700 shares — an estimated $8K sold.

Benjamin F. Edwards & Company first reported a position in DNI in Q3 2014 and held it in 9 quarters. The position peaked at $385K in Q1 2015. 32 funds tracked by Wall St. Rank hold DNI as of Q4 2016.

Benjamin F. Edwards & Company reported no remaining Dividend and Income Fund position as of Q4 2016 after selling out during the quarter.
Benjamin F. Edwards & Company sold 700 Dividend and Income Fund shares in Q4 2016, an estimated $8K.
Benjamin F. Edwards & Company first reported a position in Dividend and Income Fund in Q3 2014 and held it in 9 quarters.
Benjamin F. Edwards & Company's Dividend and Income Fund position peaked at $385K in Q1 2015.
32 funds tracked by Wall St. Rank held Dividend and Income Fund as of Q4 2016.

Based on Benjamin F. Edwards & Company's 13F filing for Q4 2016, filed 18 Jan 2017.