National Planning Corporation’s Dividend and Income Fund DNI Stock Holding History

National Planning Corporation’s Portfolio DNI Stock Details DNI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-34,920	Closed	-$522K	–	2273
2014 Q4	$522K	Hold	34,920	–	–	0.04%	390
2014 Q3	$568K	Hold	34,920	–	–	0.04%	371
2014 Q2	$557K	Sell	34,920 -1,500	-4%	-$23.7K	0.04%	366
2014 Q1	$561K	Sell	36,420 -3,500	-9%	-$53.4K	0.05%	346
2013 Q4	$603K	Sell	39,920 -197	-0.5%	-$2.89K	0.05%	323
2013 Q3	$578K	Buy	+40,117	New	+$633K	0.06%	325

Other funds holding DNI

Oxbow Advisors Austin, Texas $1.23B AUM 23.59% 1-Year Est. Return

IFC Holdings Tampa, Florida $1.45B AUM 15.5% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

BFEC

Benjamin F. Edwards & Company St. Louis, Missouri $5.69B AUM 15.37% 1-Year Est. Return

Doliver Advisors Houston, Texas $442M AUM 34.09% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

BBPWM

Blue Bell Private Wealth Management Blue Bell, Pennsylvania $802M AUM 22.13% 1-Year Est. Return

National Planning Corporation's DNI Position: Q1 2015 in Review

National Planning Corporation sold out of Dividend and Income Fund (DNI) in Q1 2015, closing a stake of 34,920 shares — an estimated $522K sold.

National Planning Corporation first reported a position in DNI in Q3 2013 and held it in 6 quarters. The position peaked at $603K in Q4 2013. 27 funds tracked by Wall St. Rank hold DNI as of Q1 2015.

National Planning Corporation reported no remaining Dividend and Income Fund position as of Q1 2015 after selling out during the quarter.
National Planning Corporation sold 34,920 Dividend and Income Fund shares in Q1 2015, an estimated $522K.
National Planning Corporation first reported a position in Dividend and Income Fund in Q3 2013 and held it in 6 quarters.
National Planning Corporation's Dividend and Income Fund position peaked at $603K in Q4 2013.
27 funds tracked by Wall St. Rank held Dividend and Income Fund as of Q1 2015.

Based on National Planning Corporation's 13F filing for Q1 2015, filed 12 May 2015.