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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
-10.62%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$230M
AUM Growth
-$7.82M
Cap. Flow
+$20.5M
Cap. Flow %
8.91%
Top 10 Hldgs %
37.84%
Holding
346
New
39
Increased
95
Reduced
59
Closed
21

Top Buys

Rank Stock Value
1
CAF
Morgan Stanley China A Share Fund
CAF
+$3.37M
2
NXDT
NexPoint Diversified Real Estate Trust
NXDT
+$3.28M
3
HQH
abrdn Healthcare Investors
HQH
+$2.24M
4
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$1.88M
5
THW
abrdn World Healthcare Fund
THW
+$1.85M

Top Sells

Rank Stock Value
1
TYG
Tortoise Energy Infrastructure Corp
TYG
+$2.66M
2
HCF
NEXPOINT CREDIT STRATEGIES FUND
HCF
+$2.32M
3
KMF
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
+$2.2M
4
NDP
TORTOISE ENERGY INDEPENDENCE FUND, INC.
NDP
+$1.69M
5
STNR
STEINER LEISURE LTD
STNR
+$1.21M

Sector Composition

Rank Sector Weight
1 Financials 4.88%
2 Consumer Discretionary 3.9%
3 Industrials 3.1%
4 Consumer Staples 1.85%
5 Utilities 1.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OXLCO
1
DELISTED
Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023
OXLCO
$18.8M 8.14%
777,784
+35,609
+5% +$857K
OXLCN
2
DELISTED
Oxford Lane Capital Corp. 8.125% Series 2024 Term Preferred Stock
OXLCN
$11.7M 5.06%
462,849
+23,879
+5% +$602K
STEW
3
SRH Total Return Fund
STEW
$1.76B
$11.6M 5.04%
1,559,113
+24,626
+2% +$196K
THQ
4
abrdn Healthcare Opportunities Fund
THQ
$783M
$10M 4.35%
614,424
+7,110
+1% +$136K
BST icon
5
BlackRock Science and Technology Trust
BST
$1.56B
$7.48M 3.25%
477,364
+35,121
+8% +$593K
PCI
6
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$6.7M 2.91%
366,429
+44,445
+14% +$855K
ADX icon
7
Adams Diversified Equity Fund
ADX
$3.19B
$6.02M 2.62%
472,297
+29,103
+7% +$396K
AOD
8
abrdn Total Dynamic Dividend Fund
AOD
$1.11B
$5.28M 2.29%
704,323
+64,272
+10% +$532K
TY icon
9
TRI-Continental Corp
TY
$1.86B
$4.98M 2.16%
255,411
+36,995
+17% +$762K
PDI icon
10
PIMCO Dynamic Income Fund
PDI
$7.52B
$4.65M 2.02%
161,319
+34,965
+28% +$1M
USA icon
11
Liberty All-Star Equity Fund
USA
$1.78B
$4.25M 1.85%
837,690
+66,434
+9% +$365K
MINT icon
12
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$3.96M 1.72%
39,336
+18,607
+90% +$1.88M
TTP
13
DELISTED
TORTOISE PIPELINE & ENERGY FUND, INC.
TTP
$3.84M 1.67%
53,564
+19,953
+59% +$1.78M
PEO
14
Adams Natural Resources Fund
PEO
$734M
$3.74M 1.62%
213,975
+15,917
+8% +$307K
MVCB.CL
15
DELISTED
MVC Capital, Inc.
MVCB.CL
$3.48M 1.51%
147,289
+30,496
+26% +$745K
GAM
16
General American Investors Company
GAM
$1.54B
$3.46M 1.5%
111,624
+1,500
+1% +$49.9K
SMM
17
DELISTED
Salient Midstream & MLP Fund
SMM
$3.09M 1.34%
220,595
+54,807
+33% +$944K
DCA
18
DELISTED
Virtus Total Return Fund
DCA
$3.06M 1.33%
810,751
+28,002
+4% +$115K
CAF
19
Morgan Stanley China A Share Fund
CAF
$333M
$3.06M 1.33%
136,343
+123,843
+991% +$3.37M
HERZ
20
Herzfeld Credit Income Fund
HERZ
$33.2M
$2.94M 1.28%
54,138
– –
JQC icon
21
Nuveen Credit Strategies Income Fund
JQC
$704M
$2.93M 1.27%
367,524
+27,120
+8% +$228K
GRX
22
Gabelli Healthcare & Wellness Trust
GRX
$141M
$2.92M 1.27%
300,934
+6,578
+2% +$71.6K
NXDT
23
NexPoint Diversified Real Estate Trust
NXDT
$299M
$2.9M 1.26%
+126,776
New +$3.28M
RCL icon
24
Royal Caribbean
RCL
$76.7B
$2.7M 1.17%
30,313
– –
AGD
25
abrdn Global Dynamic Dividend Fund
AGD
$318M
$2.69M 1.17%
314,089
+1,691
+0.5% +$16K
1
2 3 4 5

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SM
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PCI
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PC
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DMBA
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MFC
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MEPT
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ECM
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Thomas J. Herzfeld Advisors's Q3 2015 Portfolio in Review

As of Q3 2015, Thomas J. Herzfeld Advisors held 346 positions worth $230M, down 3.3% from $238M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Thomas J. Herzfeld Advisors deployed $20.5M of net new capital in Q3 2015, opening 39 new positions and adding to 95 existing holdings. Its largest new stake was NexPoint Diversified Real Estate Trust: 126,776 shares worth $2.9M.

By sector, the portfolio is most concentrated in Financials at 4.9% of assets, down from 5.2% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Tortoise Energy Infrastructure Corp, an estimated $2.66M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q3 2015 buy was NexPoint Diversified Real Estate Trust: 126,776 shares worth $2.9M.
  • Thomas J. Herzfeld Advisors added most to Morgan Stanley China A Share Fund in Q3 2015, an estimated $3.37M increase.
  • Thomas J. Herzfeld Advisors's biggest Q3 2015 reduction was Tortoise Energy Infrastructure Corp, cutting an estimated $2.66M.
  • Thomas J. Herzfeld Advisors fully exited NEXPOINT CREDIT STRATEGIES FUND in Q3 2015, selling an estimated $2.32M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 38% of its $230M portfolio in Q3 2015.
  • Thomas J. Herzfeld Advisors opened 39 new positions and closed 21 in Q3 2015.
  • Thomas J. Herzfeld Advisors's portfolio value fell 3.3% quarter-over-quarter to $230M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q3 2015, filed 13 Nov 2015.