We are live on ! Find out more
TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+2.36%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$175M
AUM Growth
+$20.1M
Cap. Flow
+$8.45M
Cap. Flow %
4.82%
Top 10 Hldgs %
26.97%
Holding
328
New
49
Increased
91
Reduced
74
Closed
31

Top Buys

Rank Stock Value
1
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$2.18M
2
OXLCO
Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023
OXLCO
+$1.29M
3
FSD
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
+$808K
4
DSL
DoubleLine Income Solutions Fund
DSL
+$785K
5
FPF
First Trust Intermediate Duration Preferred & Income Fund
FPF
+$631K

Top Sells

Rank Stock Value
1
PSMT icon
Pricesmart
PSMT
+$1.38M
2
PDI icon
PIMCO Dynamic Income Fund
PDI
+$926K
3
FTT
FEDERATED ENHANCED TREAS INCM FD COM BEN INTEREST
FTT
+$581K
4
JGT
NUVEEN DIVERSIFIED CURRENCY OPPORTUNIES FUND(USA)
JGT
+$545K
5
CPA icon
Copa Holdings
CPA
+$480K

Sector Composition

Rank Sector Weight
1 Financials 5.6%
2 Consumer Staples 4.5%
3 Industrials 3.66%
4 Consumer Discretionary 3.13%
5 Materials 1.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AOD
1
abrdn Total Dynamic Dividend Fund
AOD
$1.1B
$9.8M 5.58%
584,468
+36,208
+7% +$298K
FF
2
DELISTED
FIRST OPPORTUNITY FUND INC COM STK (US)
FF
$5.42M 3.09%
605,980
-1,370
-0.2% -$12.2K
AGD
3
abrdn Global Dynamic Dividend Fund
AGD
$312M
$5.13M 2.93%
251,633
-6,169
-2% -$60.9K
DCA
4
DELISTED
Virtus Total Return Fund
DCA
$4.78M 2.72%
1,215,909
+79,311
+7% +$317K
ADX icon
5
Adams Diversified Equity Fund
ADX
$3.18B
$4.55M 2.59%
347,782
+16,104
+5% +$205K
PEO
6
Adams Natural Resources Fund
PEO
$755M
$4.51M 2.57%
171,343
+11,977
+8% +$316K
TY icon
7
TRI-Continental Corp
TY
$1.85B
$4.33M 2.47%
216,759
+10,524
+5% +$202K
FTT
8
DELISTED
FEDERATED ENHANCED TREAS INCM FD COM BEN INTEREST
FTT
$3.23M 1.84%
252,828
-45,095
-15% -$581K
GAM
9
General American Investors Company
GAM
$1.53B
$2.78M 1.59%
79,054
+2,937
+4% +$102K
SEB icon
10
Seaboard Corp
SEB
$4.43B
$2.77M 1.58%
992
-40
-4% -$111K
GLO
11
Clough Global Opportunities Fund
GLO
$247M
$2.72M 1.55%
207,829
+29,169
+16% +$373K
KOF icon
12
Coca-Cola Femsa
KOF
$21.5B
$2.39M 1.36%
19,602
+900
+5% +$108K
RVT icon
13
Royce Value Trust
RVT
$2.2B
$2.35M 1.34%
147,013
+12,097
+9% +$185K
BTZ icon
14
BlackRock Credit Allocation Income Trust
BTZ
$930M
$2.35M 1.34%
179,723
-269
-0.1% -$3.44K
SEVN
15
Seven Hills Realty Trust
SEVN
$177M
$2.34M 1.33%
143,817
+22,147
+18% +$372K
USA icon
16
Liberty All-Star Equity Fund
USA
$1.74B
$2.31M 1.32%
387,317
+12,586
+3% +$71.8K
ETJ
17
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$565M
$2.27M 1.3%
201,740
+2,011
+1% +$22.4K
HERZ
18
Herzfeld Credit Income Fund
HERZ
$32.1M
$2.24M 1.28%
35,826
+1,018
+3% +$67.6K
PCI
19
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$2.21M 1.26%
+98,305
New +$2.18M
EDD
20
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
$376M
$2.19M 1.25%
167,882
-21,869
-12% -$301K
OXLCO
21
DELISTED
Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023
OXLCO
$2.1M 1.2%
91,661
+56,471
+160% +$1.29M
PPT
22
Franklin Premier Income Trust
PPT
$327M
$2.09M 1.19%
383,416
+66,129
+21% +$356K
JRI icon
23
Nuveen Real Asset Income & Growth Fund
JRI
$354M
$1.94M 1.11%
115,900
-1,759
-1% -$31.8K
NZF icon
24
Nuveen Municipal Credit Income Fund
NZF
$2.41B
$1.9M 1.08%
153,405
-30,942
-17% -$382K
MTZ icon
25
MasTec
MTZ
$28.4B
$1.89M 1.08%
57,800
+1,000
+2% +$31.7K
1
2 3 4 5

Similar funds

BIC
B&I Capital Zurich, Switzerland $294M AUM 3.09% 1-Year Est. Return
SM
Selkirk Management Chatham, New Jersey $294M AUM 26.84% 1-Year Est. Return
PCI
Pacifica Capital Investments Leander, Texas $294M AUM 45.89% 1-Year Est. Return
PC
Permit Capital West Conshohocken, Pennsylvania $294M AUM 27.9% 1-Year Est. Return
DMBA
Deseret Mutual Benefit Administrators Salt Lake City, Utah $294M AUM 19.14% 1-Year Est. Return
MFC
Morris Financial Concepts Mount Pleasant, South Carolina $295M AUM 17.25% 1-Year Est. Return
MEPT
Missouri Education Pension Trust Jefferson City, Missouri $294M AUM
ECM
Engle Capital Management Greenwich, Connecticut $293M AUM 68.31% 1-Year Est. Return

Thomas J. Herzfeld Advisors's Q4 2013 Portfolio in Review

As of Q4 2013, Thomas J. Herzfeld Advisors held 328 positions worth $175M, up 13% from $155M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Thomas J. Herzfeld Advisors deployed $8.45M of net new capital in Q4 2013, opening 49 new positions and adding to 91 existing holdings. Its largest new stake was PIMCO Dynamic Credit and Mortgage Income Fund: 98,305 shares worth $2.21M.

By sector, the portfolio is most concentrated in Financials at 5.6% of assets, down from 5.9% a quarter earlier, followed by Consumer Staples and Industrials.

On the sell side, the largest reduction was Pricesmart, an estimated $1.38M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q4 2013 buy was PIMCO Dynamic Credit and Mortgage Income Fund: 98,305 shares worth $2.21M.
  • Thomas J. Herzfeld Advisors added most to Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023 in Q4 2013, an estimated $1.29M increase.
  • Thomas J. Herzfeld Advisors's biggest Q4 2013 reduction was Pricesmart, cutting an estimated $1.38M.
  • Thomas J. Herzfeld Advisors fully exited Allianzgi Intl & Prem Strategy Fnd Com Shs Of Bene Int in Q4 2013, selling an estimated $176K.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 27% of its $175M portfolio in Q4 2013.
  • Thomas J. Herzfeld Advisors opened 49 new positions and closed 31 in Q4 2013.
  • Thomas J. Herzfeld Advisors's portfolio value rose 13% quarter-over-quarter to $175M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q4 2013, filed 13 Feb 2014.