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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+3.17%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$292M
AUM Growth
+$11.3M
Cap. Flow
+$6.08M
Cap. Flow %
2.08%
Top 10 Hldgs %
49.76%
Holding
121
New
13
Increased
49
Reduced
27
Closed
17

Top Buys

Rank Stock Value
1
PAAA icon
PGIM AAA CLO ETF
PAAA
+$10.6M
2
PFIX icon
Simplify Interest Rate Hedge ETF
PFIX
+$10.3M
3
ASA
ASA Gold and Precious Metals
ASA
+$6.13M
4
BRW
Saba Capital Income & Opportunities Fund
BRW
+$5.99M
5
PDO
PIMCO Dynamic Income Opportunities Fund
PDO
+$4.36M

Top Sells

Rank Stock Value
1
FSCO
FS Credit Opportunities Corp
FSCO
+$16.6M
2
SJB icon
ProShares Short High Yield
SJB
+$8.94M
3
CLM icon
Cornerstone Strategic Value Fund
CLM
+$8.67M
4
EMO
ClearBridge Energy Midstream Opportunity Fund
EMO
+$3.54M
5
DMA
Destra Multi-Alternative Fund
DMA
+$3.28M

Sector Composition

Rank Sector Weight
1 Financials 11.98%
2 Communication Services 0.08%
3 Materials 0.03%
4 Consumer Discretionary 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PDX
1
PIMCO Dynamic Income Strategy Fund
PDX
$971M
$39.1M 13.42%
1,569,891
-15,925
-1% -$391K
HFRO
2
Highland Opportunities and Income Fund
HFRO
$407M
$17.8M 6.09%
2,796,339
+196,230
+8% +$1.15M
SABA
3
Saba Capital Income & Opportunities Fund II
SABA
$223M
$16.3M 5.59%
1,787,446
+36,674
+2% +$338K
HERZ
4
Herzfeld Credit Income Fund
HERZ
$32.1M
$14.5M 4.98%
610,075
-40,077
-6% -$978K
PAAA icon
5
PGIM AAA CLO ETF
PAAA
$10.6B
$10.6M 3.63%
+205,593
New +$10.6M
JFR icon
6
Nuveen Floating Rate Income Fund
JFR
$1.23B
$10.5M 3.61%
1,287,853
-43,194
-3% -$364K
RA
7
Brookfield Real Assets Income Fund
RA
$704M
$9.68M 3.32%
724,706
+4,172
+0.6% +$55.6K
PFIX icon
8
Simplify Interest Rate Hedge ETF
PFIX
$169M
$9.23M 3.16%
+191,613
New +$10.3M
BRW
9
Saba Capital Income & Opportunities Fund
BRW
$336M
$9.13M 3.13%
1,175,007
+728,552
+163% +$5.99M
ASA
10
ASA Gold and Precious Metals
ASA
$967M
$8.27M 2.84%
180,645
+169,030
+1,455% +$6.13M
PAXS
11
PIMCO Access Income Fund
PAXS
$659M
$7.83M 2.69%
481,437
+46,128
+11% +$723K
STEW
12
SRH Total Return Fund
STEW
$1.75B
$6.82M 2.34%
375,454
+49,728
+15% +$893K
FSCO
13
FS Credit Opportunities Corp
FSCO
$989M
$6.66M 2.28%
963,509
-2,260,297
-70% -$16.6M
FFC
14
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$772M
$6.47M 2.22%
382,783
-3,398
-0.9% -$55.9K
NBXG
15
Neuberger Next Generation Connectivity Fund Inc
NBXG
$1.18B
$6.06M 2.08%
394,211
+79,237
+25% +$1.17M
TFLO icon
16
iShares Treasury Floating Rate Bond ETF
TFLO
$6.56B
$5.44M 1.86%
107,519
-1,170
-1% -$59.1K
DPG
17
Duff & Phelps Utility and Infrastructure Fund
DPG
$540M
$5.43M 1.86%
420,950
+102,673
+32% +$1.29M
SDHY
18
PGIM Short Duration High Yield Opportunities Fund
SDHY
$394M
$5.37M 1.84%
321,346
+147,784
+85% +$2.49M
NPFD icon
19
Nuveen Variable Rate Preferred & Income Fund
NPFD
$442M
$5.22M 1.79%
261,335
-46,150
-15% -$899K
LDP icon
20
Cohen & Steers Duration Preferred & Income Fund
LDP
$602M
$4.79M 1.64%
221,196
+20,278
+10% +$434K
BSTZ icon
21
BlackRock Science and Technology Term Trust
BSTZ
$1.98B
$4.65M 1.59%
209,711
+28,401
+16% +$610K
TWN
22
Taiwan Fund
TWN
$494M
$4.58M 1.57%
84,582
+21,481
+34% +$1.05M
TBLD
23
Thornburg Income Builder Opportunities Trust
TBLD
$694M
$4.53M 1.55%
227,958
+13,265
+6% +$263K
PDO
24
PIMCO Dynamic Income Opportunities Fund
PDO
$1.84B
$4.49M 1.54%
+318,125
New +$4.36M
KYN icon
25
Kayne Anderson Energy Infrastructure Fund
KYN
$2.55B
$3.97M 1.36%
321,171
+28,294
+10% +$349K
1
2 3 4 5

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Thomas J. Herzfeld Advisors's Q3 2025 Portfolio in Review

As of Q3 2025, Thomas J. Herzfeld Advisors held 121 positions worth $292M, up 4% from $280M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Thomas J. Herzfeld Advisors's Q3 2025 filing shows 13 new, 49 increased, 27 reduced and 17 closed positions. Its largest new stake was PGIM AAA CLO ETF: 205,593 shares worth $10.6M. The largest sale was FS Credit Opportunities Corp, an estimated $16.6M.

By sector, the portfolio is most concentrated in Financials at 12% of assets, down from 18% a quarter earlier, followed by Communication Services and Materials.

  • Thomas J. Herzfeld Advisors's largest Q3 2025 buy was PGIM AAA CLO ETF: 205,593 shares worth $10.6M.
  • Thomas J. Herzfeld Advisors added most to ASA Gold and Precious Metals in Q3 2025, an estimated $6.13M increase.
  • Thomas J. Herzfeld Advisors's biggest Q3 2025 reduction was FS Credit Opportunities Corp, cutting an estimated $16.6M.
  • Thomas J. Herzfeld Advisors fully exited ProShares Short High Yield in Q3 2025, selling an estimated $8.94M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 50% of its $292M portfolio in Q3 2025.
  • Thomas J. Herzfeld Advisors opened 13 new positions and closed 17 in Q3 2025.
  • Thomas J. Herzfeld Advisors's portfolio value rose 4% quarter-over-quarter to $292M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q3 2025, filed 12 Nov 2025.