Thomas J. Herzfeld Advisors’s ASA Gold and Precious Metals ASA Stock Holding History

Thomas J. Herzfeld Advisors’s Portfolio ASA Stock Details ASA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$7.81M	Sell	125,885 -8,457	-6%	-$571K	2.66%	10
2025 Q4	$8.02M	Sell	134,342 -46,303	-26%	-$2.35M	2.71%	12
2025 Q3	$8.27M	Buy	180,645 +169,030	+1,455%	+$6.13M	2.84%	10
2025 Q2	$367K	Sell	11,615 -473	-4%	-$14.4K	0.13%	56
2025 Q1	$364K	Sell	12,088 -514	-4%	-$12.8K	0.12%	72
2024 Q4	$255K	Buy	+12,602	New	+$262K	0.08%	91
2023 Q4	–	Sell	-5,044	Closed	-$67.2K	–	170
2023 Q3	$67.2K	Sell	5,044 -1	-0%	-$15	0.03%	116
2023 Q2	$75K	Buy	+5,045	New	+$81.4K	0.03%	105
2023 Q1	–	Sell	-5,042	Closed	-$72.1K	–	323
2022 Q4	$72.1K	Buy	5,042 +4	+0.1%	+$54	0.03%	99
2022 Q3	$63K	Hold	5,038	–	–	0.03%	98
2022 Q2	$74K	Buy	5,038 +3	+0.1%	+$58	0.03%	103
2022 Q1	$113K	Hold	5,035	–	–	0.04%	103
2021 Q4	$106K	Buy	5,035 +2	+0%	+$42	0.04%	119
2021 Q3	$95K	Hold	5,033	–	–	0.04%	108
2021 Q2	$109K	Buy	5,033 +2	+0%	+$45	0.05%	113
2021 Q1	$100K	Hold	5,031	–	–	0.05%	122
2020 Q4	$110K	Buy	5,031 +3	+0.1%	+$63	0.05%	116
2020 Q3	$107K	Hold	5,028	–	–	0.07%	74
2020 Q2	$88K	Buy	5,028 +3	+0.1%	+$43	0.04%	116
2020 Q1	$52K	Hold	5,025	–	–	0.03%	124
2019 Q4	$68K	Buy	5,025 +4	+0.1%	+$50	0.02%	128
2019 Q3	$19K	Hold	5,021	–	–	0.01%	169
2019 Q2	$57K	Buy	5,021 +6	+0.1%	+$60	0.02%	153
2019 Q1	$51K	Hold	5,015	–	–	0.02%	181
2018 Q4	$47K	Buy	5,015 +5	+0.1%	+$45	0.02%	176
2018 Q3	$44K	Sell	5,010 -44,999	-90%	-$419K	0.02%	166
2018 Q2	$510K	Buy	50,009 +45,009	+900%	+$473K	0.19%	89
2018 Q1	$52K	Hold	5,000	–	–	0.02%	190
2017 Q4	$57K	Hold	5,000	–	–	0.02%	183
2017 Q3	$59K	Hold	5,000	–	–	0.03%	176
2017 Q2	$58K	Hold	5,000	–	–	0.03%	173
2017 Q1	$60K	Hold	5,000	–	–	0.03%	195
2016 Q4	$55K	Buy	+5,000	New	+$60.5K	0.03%	190
2016 Q2	–	Sell	-3,000	Closed	-$31K	–	308
2016 Q1	$31K	Hold	3,000	–	–	0.02%	262
2015 Q4	$22K	Hold	3,000	–	–	0.01%	274
2015 Q3	$23K	Sell	3,000 -7,307	-71%	-$59.8K	0.01%	270
2015 Q2	$100K	Hold	10,307	–	–	0.04%	154
2015 Q1	$104K	Hold	10,307	–	–	0.05%	153
2014 Q4	$104K	Hold	10,307	–	–	0.05%	151
2014 Q3	$121K	Hold	10,307	–	–	0.07%	157
2014 Q2	$151K	Hold	10,307	–	–	0.09%	154
2014 Q1	$138K	Hold	10,307	–	–	0.08%	164
2013 Q4	$126K	Buy	10,307 +2,807	+37%	+$36.1K	0.07%	166
2013 Q3	$99K	Hold	7,500	–	–	0.06%	174
2013 Q2	$95K	Buy	+7,500	New	+$111K	0.06%	176

Other funds holding ASA

SCM

Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return

Sessa Capital New York $5.51B AUM 47.23% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Almitas Capital Santa Monica, California $443M AUM 42.36% 1-Year Est. Return

UCI

Uncommon Cents Investing Janesville, Wisconsin $431M AUM 32.59% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

TPWM

Twelve Points Wealth Management Concord, Massachusetts $455M AUM 19.98% 1-Year Est. Return

Sprott Inc Toronto, Ontario, Canada $3.44B AUM 125.26% 1-Year Est. Return

BBPWM

Blue Bell Private Wealth Management Blue Bell, Pennsylvania $696M AUM 17.73% 1-Year Est. Return