ASA

ASA Gold and Precious Metals
ASA

Overview Fund Activity

50 hedge funds and large institutions have $50.7M invested in ASA Gold and Precious Metals in 2018 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 14 increasing their positions, 13 reducing their positions, and 3 closing their positions.

Holders
50
Holders Change
–
Holders Change %
0%
% of All Funds
1.14%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
4
Increased
14
Reduced
13
Closed
3
Calls
$17K
Puts
$3K
Net Calls
+$14K
Net Calls Change
+$317K

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$4.37M
2
UCI
2
Uncommon Cents Investing
Wisconsin
$4.77M
3
ICM
3
Ionic Capital Management
New York
$722K
4
RTS
4
Round Table Services
New Jersey
$101K
5
WCM
5
Whitener Capital Management
North Carolina
$78K

Top Sellers

1
WAM
1
Wolverine Asset Management
Illinois
$995K
2
CRC
2
Curi RMB Capital
Illinois
$0
3
Lazard Asset Management
3
Lazard Asset Management
New York
$19.1M
4
MC
4
Matisse Capital
Oregon
$336K
5
TJHA
5
Thomas J. Herzfeld Advisors
Florida
$44K
Name Market Value Shares Shares
Change 		Shares
Change %
Lazard Asset Management
1
Lazard Asset Management
New York
$19.1M 2,150,289 -78,300 -4%
WM
2
WS Management
Florida
$7.45M 839,946 – –
UCI
3
Uncommon Cents Investing
Wisconsin
$4.77M 538,270 +21,300 +4%
Morgan Stanley
4
Morgan Stanley
New York
$4.37M 492,212 +415,393 +541%
RA
5
Royce & Associates
New York
$3.29M 370,971 – –
PVWM
6
Point View Wealth Management
New Jersey
$2.05M 230,746 +7,027 +3%
Baird Financial Group
7
Baird Financial Group
Wisconsin
$1.57M 176,711 -27,418 -13%
WAM
8
Wolverine Asset Management
Illinois
$995K 112,186 -263,185 -70%
CL
9
CSS LLC
Illinois
$765K 86,236 -8,800 -9%
ICM
10
Ionic Capital Management
New York
$722K 81,451 +15,569 +24%
ADBIC
11
A.D. Beadell Investment Counsel
Wisconsin
$684K 77,150 -19,850 -20%
DWM
12
Dorchester Wealth Management
Quebec, Canada
$624K 70,375 -6,600 -9%
BA
13
Bennicas & Associates
California
$564K 63,580 – –
RJA
14
Raymond James & Associates
Florida
$529K 59,658 +5,616 +10%
CCP
15
Cardan Capital Partners
Colorado
$455K 51,313 +1,906 +4%
MC
16
Matisse Capital
Oregon
$336K 37,829 -51,501 -58%
UBS Group
17
UBS Group
Switzerland
$315K 35,565 -11 -0%
SKK
18
Shepherd Kaplan Krochuk
Massachusetts
$307K 34,615 – –
Walleye Trading
19
Walleye Trading
New York
$229K 25,800 +1,000 +4%
SI
20
Stephens Inc
Arkansas
$220K 24,830 +7,580 +44%
Bank of America
21
Bank of America
North Carolina
$208K 23,366 +361 +2%
Wells Fargo
22
Wells Fargo
California
$203K 22,881 -1,916 -8%
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
$122K 13,754 -1 -0%
IWM
24
IHT Wealth Management
Illinois
$115K 12,934 -622 -5%
Cambridge Investment Research Advisors
25
Cambridge Investment Research Advisors
Iowa
$109K 12,263 – –
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