ASA

ASA Gold and Precious Metals
ASA

Overview Fund Activity

52 hedge funds and large institutions have $144M invested in ASA Gold and Precious Metals in 2023 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 13 increasing their positions, 14 reducing their positions, and 5 closing their positions.

Holders
52
Holders Change
+1
Holders Change %
+1.96%
% of All Funds
0.83%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
6
Increased
13
Reduced
14
Closed
5
Calls
$235K
Puts
$67K
Net Calls
+$168K
Net Calls Change
+$64K

Top Buyers

1
SCM
1
Saba Capital Management
New York
$23.8M
2
RJA
2
Raymond James & Associates
Florida
$8.29M
3
Susquehanna International Group
3
Susquehanna International Group
Pennsylvania
$543K
4
BPA
4
Beacon Pointe Advisors
California
$504K
5
TPWM
5
Twelve Points Wealth Management
Massachusetts
$6.66M

Top Sellers

1
COLIM
1
City of London Investment Management
United Kingdom
$19M
2
Morgan Stanley
2
Morgan Stanley
New York
$14.4M
3
AW
3
Atlas Wealth
Ohio
$1.2M
4
Wells Fargo
4
Wells Fargo
California
$12.9M
5
PGFC
5
Peapack-Gladstone Financial Corp
New Jersey
$2.75M
Name Market Value Shares Shares
Change 		Shares
Change %
Lazard Asset Management
1
Lazard Asset Management
New York
$33.9M 2,542,236 +10,779 +0.4%
SCM
2
Saba Capital Management
New York
$23.8M 1,788,420 +664,321 +59%
COLIM
3
City of London Investment Management
United Kingdom
$19M 1,421,730 -306,495 -18%
Morgan Stanley
4
Morgan Stanley
New York
$14.4M 1,082,245 -129,031 -11%
Wells Fargo
5
Wells Fargo
California
$12.9M 970,424 -44,532 -4%
RJA
6
Raymond James & Associates
Florida
$8.29M 622,156 +68,527 +12%
UCI
7
Uncommon Cents Investing
Wisconsin
$7.44M 558,264 -8,450 -1%
TPWM
8
Twelve Points Wealth Management
Massachusetts
$6.66M 499,994 +22,611 +5%
PGFC
9
Peapack-Gladstone Financial Corp
New Jersey
$2.75M 206,066 -13,996 -6%
RA
10
Royce & Associates
New York
$2.28M 171,150 – –
WM
11
WS Management
Florida
$1.63M 122,351 – –
AI
12
Acuitas Investments
Washington
$1.26M 94,173 +40 +0%
AW
13
Atlas Wealth
Ohio
$1.2M 89,832 -76,230 -46%
Allspring Global Investments
14
Allspring Global Investments
North Carolina
$970K 72,760 – –
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$748K 56,111 -4,625 -8%
AWS
16
Atria Wealth Solutions
New York
$738K 55,350 +200 +0.4%
Bank of America
17
Bank of America
North Carolina
$642K 48,196 +3,019 +7%
PHS
18
Pekin Hardy Strauss
Illinois
$628K 47,085 -2,050 -4%
Susquehanna International Group
19
Susquehanna International Group
Pennsylvania
$543K 40,714 +40,714 New
BPA
20
Beacon Pointe Advisors
California
$504K 37,815 +37,815 New
QC
21
Quantedge Capital
Singapore
$423K 31,732 -2,600 -8%
SI
22
Stephens Inc
Arkansas
$404K 30,336 +1,690 +6%
CFB
23
Cullen/Frost Bankers
Texas
$322K 24,150 – –
LPL Financial
24
LPL Financial
California
$299K 22,409 -4,711 -17%
DWM
25
Dorchester Wealth Management
Quebec, Canada
$291K 21,850 +10,175 +87%
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