ASA

ASA Gold and Precious Metals
ASA

Overview Fund Activity

57 hedge funds and large institutions have $147M invested in ASA Gold and Precious Metals in 2020 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 7 increasing their positions, 23 reducing their positions, and 11 closing their positions.

Holders
57
Holders Change
-6
Holders Change %
-9.52%
% of All Funds
1.15%
Holding in Top 10
4
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+33.33%
% of All Funds
0.08%
New
6
Increased
7
Reduced
23
Closed
11
Calls
$177K
Puts
$568K
Net Calls
-$391K
Net Calls Change
-$359K

Top Buyers

1
ADBIC
1
A.D. Beadell Investment Counsel
Wisconsin
$4.34M
2
RJA
2
Raymond James & Associates
Florida
$6.83M
3
Susquehanna International Group
3
Susquehanna International Group
Pennsylvania
$409K
4
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$1.78M
5
KP
5
Keel Point
Alabama
$235K

Top Sellers

1
Morgan Stanley
1
Morgan Stanley
New York
$21.9M
2
BI
2
Bulldog Investors
New Jersey
$1.75M
3
CRC
3
Curi RMB Capital
Illinois
$0
4
COLIM
4
City of London Investment Management
United Kingdom
$3.85M
5
BFM
5
Boothbay Fund Management
New York
$1.46M
Name Market Value Shares Shares
Change 		Shares
Change %
Lazard Asset Management
1
Lazard Asset Management
New York
$55M 2,586,679 -15,359 -0.6%
Morgan Stanley
2
Morgan Stanley
New York
$21.9M 1,027,754 -263,722 -20%
UCI
3
Uncommon Cents Investing
Wisconsin
$12.9M 606,690 -7,550 -1%
RA
4
Royce & Associates
New York
$7.89M 370,971 – –
MC
5
Matisse Capital
Oregon
$7.53M 353,947 -20,000 -5%
RJA
6
Raymond James & Associates
Florida
$6.83M 321,018 +35,915 +13%
WM
7
WS Management
Florida
$4.84M 227,557 – –
PVWM
8
Point View Wealth Management
New Jersey
$4.82M 226,624 -16,711 -7%
ADBIC
9
A.D. Beadell Investment Counsel
Wisconsin
$4.34M 204,100 +130,650 +178%
COLIM
10
City of London Investment Management
United Kingdom
$3.85M 180,964 -67,800 -27%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$1.78M 83,530 +11,925 +17%
BI
12
Bulldog Investors
New Jersey
$1.75M 82,203 -84,671 -51%
Wells Fargo
13
Wells Fargo
California
$1.5M 70,481 -943 -1%
BFM
14
Boothbay Fund Management
New York
$1.46M 68,558 -35,707 -34%
Bank of America
15
Bank of America
North Carolina
$1.46M 68,406 -4,686 -6%
Baird Financial Group
16
Baird Financial Group
Wisconsin
$1.24M 58,329 -9,900 -15%
UBS Group
17
UBS Group
Switzerland
$998K 46,890 -1,188 -2%
BA
18
Bennicas & Associates
California
$942K 44,280 – –
Janney Montgomery Scott
19
Janney Montgomery Scott
Pennsylvania
$591K 27,766 -4,740 -15%
RJFSA
20
Raymond James Financial Services Advisors
Florida
$569K 26,720 +950 +4%
DWM
21
Dorchester Wealth Management
Quebec, Canada
$534K 25,075 -26,100 -51%
MAM
22
Marquette Asset Management
Minnesota
$479K 22,530 – –
Susquehanna International Group
23
Susquehanna International Group
Pennsylvania
$409K 19,222 +19,222 New
BFA
24
Bragg Financial Advisors
North Carolina
$404K 19,000 – –
Commonwealth Equity Services
25
Commonwealth Equity Services
Massachusetts
$390K 18,339 -1,441 -7%
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