ASA

ASA Gold and Precious Metals
ASA

Overview Fund Activity

59 hedge funds and large institutions have $86.6M invested in ASA Gold and Precious Metals in 2019 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 13 increasing their positions, 17 reducing their positions, and 6 closing their positions.

Holders
59
Holders Change
+3
Holders Change %
+5.36%
% of All Funds
1.3%
Holding in Top 10
4
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+33.33%
% of All Funds
0.09%
New
9
Increased
13
Reduced
17
Closed
6
Calls
$222K
Puts
$13K
Net Calls
+$209K
Net Calls Change
+$164K

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$12.4M
2
MC
2
Matisse Capital
Oregon
$2.18M
3
CRC
3
Curi RMB Capital
Illinois
$2.97M
4
Janney Montgomery Scott
4
Janney Montgomery Scott
Pennsylvania
$611K
5
LCM
5
Landscape Capital Management
New Jersey
$483K

Top Sellers

1
WM
1
WS Management
Florida
$6.04M
2
Lazard Asset Management
2
Lazard Asset Management
New York
$26.9M
3
ICM
3
Ionic Capital Management
New York
$3.77M
4
Baird Financial Group
4
Baird Financial Group
Wisconsin
$1.72M
5
PVWM
5
Point View Wealth Management
New Jersey
$3M
Name Market Value Shares Shares
Change 		Shares
Change %
Lazard Asset Management
1
Lazard Asset Management
New York
$26.9M 2,241,885 -135,004 -6%
Morgan Stanley
2
Morgan Stanley
New York
$12.4M 1,029,776 +149,861 +17%
UCI
3
Uncommon Cents Investing
Wisconsin
$7.08M 588,815 +4,650 +0.8%
WM
4
WS Management
Florida
$6.04M 502,673 -180,085 -26%
RA
5
Royce & Associates
New York
$5.06M 420,971 – –
WAM
6
Wolverine Asset Management
Illinois
$3.92M 325,874 -15,660 -5%
ICM
7
Ionic Capital Management
New York
$3.77M 313,693 -50,461 -14%
PVWM
8
Point View Wealth Management
New Jersey
$3M 249,354 -22,958 -8%
CRC
9
Curi RMB Capital
Illinois
$2.97M 246,982 +108,428 +78%
MC
10
Matisse Capital
Oregon
$2.18M 181,649 +111,427 +159%
Baird Financial Group
11
Baird Financial Group
Wisconsin
$1.72M 143,183 -23,446 -14%
CL
12
CSS LLC
Illinois
$1.37M 113,671 +13,584 +14%
ADBIC
13
A.D. Beadell Investment Counsel
Wisconsin
$891K 74,150 – –
DWM
14
Dorchester Wealth Management
Quebec, Canada
$694K 57,775 -7,750 -12%
Wells Fargo
15
Wells Fargo
California
$674K 56,088 +1,099 +2%
VCWA
16
Vanguard Capital Wealth Advisors
Colorado
$655K 54,533 -2,775 -5%
Janney Montgomery Scott
17
Janney Montgomery Scott
Pennsylvania
$611K 50,800 +50,800 New
BA
18
Bennicas & Associates
California
$578K 48,080 – –
RJA
19
Raymond James & Associates
Florida
$547K 45,466 +4,786 +12%
UBS Group
20
UBS Group
Switzerland
$512K 42,568 +6,900 +19%
LCM
21
Landscape Capital Management
New Jersey
$483K 40,146 +40,146 New
EIM
22
Essex Investment Management
Massachusetts
$455K 37,816 +37,816 New
Geode Capital Management
23
Geode Capital Management
Massachusetts
$385K 32,036 +9,684 +43%
Susquehanna International Group
24
Susquehanna International Group
Pennsylvania
$340K 28,322 -22,898 -45%
COLIM
25
City of London Investment Management
United Kingdom
$314K 26,130 +26,130 New
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