ASA

ASA Gold and Precious Metals
ASA

Overview Fund Activity

62 hedge funds and large institutions have $101M invested in ASA Gold and Precious Metals in 2019 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 15 increasing their positions, 16 reducing their positions, and 5 closing their positions.

Holders
62
Holders Change
+3
Holders Change %
+5.08%
% of All Funds
1.22%
Holding in Top 10
2
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-50%
% of All Funds
0.04%
New
8
Increased
15
Reduced
16
Closed
5
Calls
$343K
Puts
$243K
Net Calls
+$100K
Net Calls Change
-$109K

Top Buyers

1
RJA
1
Raymond James & Associates
Florida
$4.08M
2
Lazard Asset Management
2
Lazard Asset Management
New York
$32.2M
3
LCM
3
Landscape Capital Management
New Jersey
$1.84M
4
AC
4
Almitas Capital
California
$1.23M
5
Morgan Stanley
5
Morgan Stanley
New York
$15M

Top Sellers

1
VCWA
1
Vanguard Capital Wealth Advisors
Colorado
$694K
2
ICM
2
Ionic Capital Management
New York
$470K
3
WM
3
WS Management
Florida
$5.88M
4
Janney Montgomery Scott
4
Janney Montgomery Scott
Pennsylvania
$181K
5
EIM
5
Essex Investment Management
Massachusetts
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Lazard Asset Management
1
Lazard Asset Management
New York
$32.2M 2,364,085 +122,200 +5%
Morgan Stanley
2
Morgan Stanley
New York
$15M 1,097,826 +68,050 +7%
UCI
3
Uncommon Cents Investing
Wisconsin
$8.53M 625,945 +37,130 +6%
WM
4
WS Management
Florida
$5.88M 431,173 -71,500 -14%
RA
5
Royce & Associates
New York
$5.74M 420,971 – –
WAM
6
Wolverine Asset Management
Illinois
$4.76M 349,239 +23,365 +7%
RJA
7
Raymond James & Associates
Florida
$4.08M 299,641 +254,175 +559%
PVWM
8
Point View Wealth Management
New Jersey
$3.39M 248,828 -526 -0.2%
CRC
9
Curi RMB Capital
Illinois
$2.98M 218,524 -28,458 -12%
MC
10
Matisse Capital
Oregon
$2.41M 176,949 -4,700 -3%
Baird Financial Group
11
Baird Financial Group
Wisconsin
$1.87M 137,183 -6,000 -4%
LCM
12
Landscape Capital Management
New Jersey
$1.84M 134,693 +94,547 +236%
CL
13
CSS LLC
Illinois
$1.55M 113,815 +144 +0.1%
AC
14
Almitas Capital
California
$1.23M 89,914 +89,914 New
ADBIC
15
A.D. Beadell Investment Counsel
Wisconsin
$1.01M 74,150 – –
DWM
16
Dorchester Wealth Management
Quebec, Canada
$787K 57,775 – –
VCWA
17
Vanguard Capital Wealth Advisors
Colorado
$694K 6,511 -48,022 -88%
BA
18
Bennicas & Associates
California
$639K 46,880 -1,200 -2%
UBS Group
19
UBS Group
Switzerland
$601K 44,068 +1,500 +4%
Wells Fargo
20
Wells Fargo
California
$484K 35,531 -20,557 -37%
ICM
21
Ionic Capital Management
New York
$470K 34,465 -279,228 -89%
Walleye Capital
22
Walleye Capital
New York
$449K 32,988 +12,273 +59%
RJFSA
23
Raymond James Financial Services Advisors
Florida
$364K 26,690 +26,690 New
IAA
24
Independent Advisor Alliance
North Carolina
$342K 25,102 +25,102 New
COLIM
25
City of London Investment Management
United Kingdom
$301K 22,030 -4,100 -16%
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