ASA

ASA Gold and Precious Metals
ASA

Overview Fund Activity

57 hedge funds and large institutions have $152M invested in ASA Gold and Precious Metals in 2021 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 12 increasing their positions, 14 reducing their positions, and 10 closing their positions.

Holders
57
Holders Change
-5
Holders Change %
-8.06%
% of All Funds
1%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
5
Increased
12
Reduced
14
Closed
10
Calls
$115K
Puts
$34K
Net Calls
+$81K
Net Calls Change
-$163K

Top Buyers

1
COLIM
1
City of London Investment Management
United Kingdom
$17.1M
2
QC
2
Quantedge Capital
Singapore
$2.16M
3
Wells Fargo
3
Wells Fargo
California
$2.08M
4
RJA
4
Raymond James & Associates
Florida
$10.4M
5
WP
5
WealthSource Partners
California
$567K

Top Sellers

1
WAM
1
Wolverine Asset Management
Illinois
$0
2
Morgan Stanley
2
Morgan Stanley
New York
$16M
3
MC
3
Matisse Capital
Oregon
$5.86M
4
RJFSA
4
Raymond James Financial Services Advisors
Florida
$0
5
VF
5
Virtu Financial
New York
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Lazard Asset Management
1
Lazard Asset Management
New York
$54.7M 2,894,573 +11,034 +0.4%
COLIM
2
City of London Investment Management
United Kingdom
$17.1M 906,573 +615,535 +211%
Morgan Stanley
3
Morgan Stanley
New York
$16M 846,284 -79,342 -9%
UCI
4
Uncommon Cents Investing
Wisconsin
$10.9M 576,619 -1,375 -0.2%
RJA
5
Raymond James & Associates
Florida
$10.4M 551,144 +45,017 +9%
RA
6
Royce & Associates
New York
$7.01M 370,971 – –
MC
7
Matisse Capital
Oregon
$5.86M 310,248 -36,399 -11%
PGFC
8
Peapack-Gladstone Financial Corp
New Jersey
$4.46M 235,976 +6,220 +3%
WM
9
WS Management
Florida
$3.59M 190,134 -8,305 -4%
1832 Asset Management
10
1832 Asset Management
Ontario, Canada
$2.31M 124,000 – –
ADBIC
11
A.D. Beadell Investment Counsel
Wisconsin
$2.29M 121,017 -9,875 -8%
QC
12
Quantedge Capital
Singapore
$2.16M 114,342 +114,342 New
Wells Fargo
13
Wells Fargo
California
$2.08M 110,319 +45,065 +69%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$1.46M 77,175 -11,250 -13%
PHS
15
Pekin Hardy Strauss
Illinois
$1.29M 68,325 – –
Baird Financial Group
16
Baird Financial Group
Wisconsin
$1.11M 58,529 +850 +1%
Bank of America
17
Bank of America
North Carolina
$1.07M 56,578 -12,939 -19%
Janney Montgomery Scott
18
Janney Montgomery Scott
Pennsylvania
$1.03M 54,258 +9,630 +22%
BA
19
Bennicas & Associates
California
$784K 41,480 -900 -2%
UBS Group
20
UBS Group
Switzerland
$715K 37,848 -6,986 -16%
WP
21
WealthSource Partners
California
$567K 30,000 +30,000 New
SKK
22
Shepherd Kaplan Krochuk
Massachusetts
$558K 29,555 +4,450 +18%
SMA
23
Sage Mountain Advisors
Georgia
$381K 20,147 -1,771 -8%
MAM
24
Marquette Asset Management
Minnesota
$376K 19,916 – –
BFA
25
Bragg Financial Advisors
North Carolina
$359K 19,000 – –
1
2 3