ASA

ASA Gold and Precious Metals
ASA

Overview Fund Activity

48 hedge funds and large institutions have $105M invested in ASA Gold and Precious Metals in 2013 Q4 according to their latest regulatory filings, with 12 funds opening new positions, 10 increasing their positions, 13 reducing their positions, and 3 closing their positions.

Holders
48
Holders Change
+9
Holders Change %
+23.08%
% of All Funds
1.39%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
12
Increased
10
Reduced
13
Closed
3
Calls
$2K
Puts
–
Net Calls
+$2K
Net Calls Change
+$495K

Top Buyers

1
VDBMI
1
Van Den Berg Management I
Texas
$5.41M
2
SCM
2
Summit Capital Management
Washington
$1.88M
3
U
3
UBS
Switzerland
$1.49M
4
PVWM
4
Point View Wealth Management
New Jersey
$770K
5
ADBIC
5
A.D. Beadell Investment Counsel
Wisconsin
$641K

Top Sellers

1
COLIM
1
City of London Investment Management
United Kingdom
$2.88M
2
MWR
2
McAdams Wright Ragen
Washington
$3.37M
3
Invesco
3
Invesco
Georgia
$3.39M
4
WM
4
WS Management
Florida
$12M
5
Morgan Stanley
5
Morgan Stanley
New York
$1.04M
Name Market Value Shares Shares
Change 		Shares
Change %
Lazard Asset Management
1
Lazard Asset Management
New York
$52.5M 4,282,752 +21,050 +0.5%
RA
2
Royce & Associates
New York
$13.1M 1,064,443 +25,350 +2%
WM
3
WS Management
Florida
$12M 980,496 -112,504 -10%
VDBMI
4
Van Den Berg Management I
Texas
$5.41M 441,620 +441,620 New
Invesco
5
Invesco
Georgia
$3.39M 276,761 -126,072 -31%
MWR
6
McAdams Wright Ragen
Washington
$3.37M 274,908 -135,742 -33%
COLIM
7
City of London Investment Management
United Kingdom
$2.88M 234,436 -668,272 -74%
SCM
8
Summit Capital Management
Washington
$1.88M 153,583 +153,583 New
BA
9
Bennicas & Associates
California
$1.84M 149,700 -13,600 -8%
U
10
UBS
Switzerland
$1.49M 121,197 +77,828 +179%
Morgan Stanley
11
Morgan Stanley
New York
$1.04M 84,703 -109,226 -56%
First Manhattan
12
First Manhattan
New York
$821K 67,000 +5,000 +8%
PVWM
13
Point View Wealth Management
New Jersey
$770K 62,808 +62,808 New
ADBIC
14
A.D. Beadell Investment Counsel
Wisconsin
$641K 52,337 +52,337 New
Bank of America
15
Bank of America
North Carolina
$623K 50,827 +1,145 +2%
SG Americas Securities
16
SG Americas Securities
New York
$587K 47,911 +47,911 New
HFS
17
HL Financial Services
Kentucky
$439K 35,790 +2,273 +7%
Wells Fargo
18
Wells Fargo
California
$422K 34,419 -10,447 -23%
SAM
19
Silvercrest Asset Management
New York
$401K 32,739 – –
LCM
20
Lucas Capital Management
New Jersey
$294K 3,683 +194 +6%
LPL Financial
21
LPL Financial
California
$188K 15,339 -4,999 -25%
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$185K 15,082 -4,466 -23%
HTC
23
Haverford Trust Company
Pennsylvania
$177K 14,417 -2,700 -16%
SC
24
Scotia Capital
Ontario, Canada
$148K 12,000 – –
VKH
25
Virtu KCG Holdings
New York
$135K 11,013 +11,013 New
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