ASA

ASA Gold and Precious Metals
ASA

Overview Fund Activity

47 hedge funds and large institutions have $64M invested in ASA Gold and Precious Metals in 2016 Q4 according to their latest regulatory filings, with 9 funds opening new positions, 14 increasing their positions, 9 reducing their positions, and 7 closing their positions.

Holders
47
Holders Change
+2
Holders Change %
+4.44%
% of All Funds
1.18%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
9
Increased
14
Reduced
9
Closed
7
Calls
$140K
Puts
$216K
Net Calls
-$76K
Net Calls Change
+$1.25M

Top Buyers

1
WAM
1
Wolverine Asset Management
Illinois
$2.87M
2
CRC
2
Curi RMB Capital
Illinois
$1.19M
3
WAM
3
Weiss Asset Management
Massachusetts
$433K
4
CL
4
CSS LLC
Illinois
$1.01M
5
Lazard Asset Management
5
Lazard Asset Management
New York
$32.8M

Top Sellers

1
Cambridge Investment Research Advisors
1
Cambridge Investment Research Advisors
Iowa
$0
2
ICM
2
Ionic Capital Management
New York
$0
3
PG
3
PEAK6 Group
Illinois
$0
4
CS
4
Credit Suisse
Switzerland
$0
5
UBS Group
5
UBS Group
Switzerland
$429K
Name Market Value Shares Shares
Change 		Shares
Change %
Lazard Asset Management
1
Lazard Asset Management
New York
$32.8M 2,970,948 +28,838 +1%
WM
2
WS Management
Florida
$10.1M 912,296 – –
RA
3
Royce & Associates
New York
$4.1M 370,971 – –
WAM
4
Wolverine Asset Management
Illinois
$2.87M 260,289 +260,289 New
Baird Financial Group
5
Baird Financial Group
Wisconsin
$1.94M 175,385 +3,095 +2%
PVWM
6
Point View Wealth Management
New Jersey
$1.47M 133,061 +3,385 +3%
CRC
7
Curi RMB Capital
Illinois
$1.19M 107,693 +107,693 New
ADBIC
8
A.D. Beadell Investment Counsel
Wisconsin
$1.1M 99,200 +18,050 +22%
BA
9
Bennicas & Associates
California
$1.03M 93,580 – –
CL
10
CSS LLC
Illinois
$1.01M 91,903 +32,904 +56%
DWM
11
Dorchester Wealth Management
Quebec, Canada
$788K 71,375 +17,725 +33%
Morgan Stanley
12
Morgan Stanley
New York
$752K 68,057 +8,345 +14%
First Manhattan
13
First Manhattan
New York
$739K 67,000 – –
Bank of America
14
Bank of America
North Carolina
$650K 58,905 -5,005 -8%
Susquehanna International Group
15
Susquehanna International Group
Pennsylvania
$463K 42,020 +17,615 +72%
WAM
16
Weiss Asset Management
Massachusetts
$433K 39,241 +39,241 New
UBS Group
17
UBS Group
Switzerland
$429K 38,833 -6,029 -13%
LPL Financial
18
LPL Financial
California
$364K 31,914 -425 -1%
Commonwealth Equity Services
19
Commonwealth Equity Services
Massachusetts
$305K 27,635 +5,164 +23%
IWM
20
IHT Wealth Management
Illinois
$195K 17,117 +17,117 New
TC
21
TFS Capital
Pennsylvania
$173K 15,657 +15,657 New
RJA
22
Raymond James & Associates
Florida
$163K 14,764 -5,010 -25%
CCP
23
Cardan Capital Partners
Colorado
$149K 13,513 +332 +3%
Mariner
24
Mariner
Kansas
$147K 13,297 +13,297 New
Wells Fargo
25
Wells Fargo
California
$142K 12,848 +1,732 +16%
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