ASA

ASA Gold and Precious Metals
ASA

Overview Fund Activity

45 hedge funds and large institutions have $78.3M invested in ASA Gold and Precious Metals in 2016 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 11 increasing their positions, 16 reducing their positions, and 4 closing their positions.

Holders
45
Holders Change
+1
Holders Change %
+2.27%
% of All Funds
1.2%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
11
Reduced
16
Closed
4
Calls
$284K
Puts
$1.61M
Net Calls
-$1.32M
Net Calls Change
-$914K

Top Buyers

1
Cambridge Investment Research Advisors
1
Cambridge Investment Research Advisors
Iowa
$387K
2
ICM
2
Ionic Capital Management
New York
$385K
3
CS
3
Credit Suisse
Switzerland
$222K
4
LPL Financial
4
LPL Financial
California
$420K
5
Susquehanna International Group
5
Susquehanna International Group
Pennsylvania
$361K

Top Sellers

1
WAM
1
Wolverine Asset Management
Illinois
$0
2
MC
2
Matisse Capital
Oregon
$0
3
CL
3
CSS LLC
Illinois
$874K
4
HFS
4
HL Financial Services
Kentucky
$0
5
RA
5
Royce & Associates
New York
$5.49M
Name Market Value Shares Shares
Change 		Shares
Change %
Lazard Asset Management
1
Lazard Asset Management
New York
$43.5M 2,942,110 -4,100 -0.1%
WM
2
WS Management
Florida
$13.5M 912,296 – –
RA
3
Royce & Associates
New York
$5.49M 370,971 -20,000 -5%
Baird Financial Group
4
Baird Financial Group
Wisconsin
$2.55M 172,290 -1,995 -1%
PVWM
5
Point View Wealth Management
New Jersey
$1.92M 129,676 -1,484 -1%
BA
6
Bennicas & Associates
California
$1.39M 93,580 -2,100 -2%
ADBIC
7
A.D. Beadell Investment Counsel
Wisconsin
$1.2M 81,150 +200 +0.2%
First Manhattan
8
First Manhattan
New York
$992K 67,000 – –
Bank of America
9
Bank of America
North Carolina
$947K 63,910 +6,300 +11%
Morgan Stanley
10
Morgan Stanley
New York
$885K 59,712 -1,308 -2%
CL
11
CSS LLC
Illinois
$874K 58,999 -90,031 -60%
DWM
12
Dorchester Wealth Management
Quebec, Canada
$795K 53,650 -9,075 -14%
UBS Group
13
UBS Group
Switzerland
$665K 44,862 -3,008 -6%
LPL Financial
14
LPL Financial
California
$420K 32,339 +13,047 +68%
Cambridge Investment Research Advisors
15
Cambridge Investment Research Advisors
Iowa
$387K 26,146 +26,146 New
ICM
16
Ionic Capital Management
New York
$385K 25,951 +25,951 New
Susquehanna International Group
17
Susquehanna International Group
Pennsylvania
$361K 24,405 +8,007 +49%
Commonwealth Equity Services
18
Commonwealth Equity Services
Massachusetts
$333K 22,471 +888 +4%
RJA
19
Raymond James & Associates
Florida
$293K 19,774 -10,312 -34%
PG
20
PEAK6 Group
Illinois
$226K 15,275 +7,281 +91%
CS
21
Credit Suisse
Switzerland
$222K 15,000 +15,000 New
CCP
22
Cardan Capital Partners
Colorado
$195K 13,181 – –
SI
23
SII Investments
Wisconsin
$184K 12,273 +2,000 +19%
Wells Fargo
24
Wells Fargo
California
$165K 11,116 +1,664 +18%
BBPWM
25
Blue Bell Private Wealth Management
Pennsylvania
$63K 4,186 +3,700 +761%
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