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ASA

ASA Gold and Precious Metals

45 hedge funds and large institutions have $78.3M invested in ASA Gold and Precious Metals in 2016 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 11 increasing their positions, 16 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 4

2% more funds holding

Funds holding: 4445 (+1)

2.12% less ownership

Funds ownership: 29.57%27.45% (-2.1%)

7% less capital invested

Capital invested by funds: $84.5M → $78.3M (-$6.2M)

31% less repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 16

82% less call options, than puts

Call options by funds: $284K | Put options by funds: $1.61M

Holders
45
Holders Change
+1
Holders Change %
+2.27%
% of All Funds
1.2%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
11
Reduced
16
Closed
4
Calls
$284K
Puts
$1.61M
Net Calls
-$1.32M
Net Calls Change
-$914K
Name Holding Trade Value Shares
Change
Change in
Stake
Lazard Asset Management
1
Lazard Asset Management
New York
$43.5M -$63.3K -4,100 -0.1%
WM
2
WS Management
Florida
$13.5M
RA
3
Royce & Associates
New York
$5.49M -$309K -20,000 -5%
Baird Financial Group
4
Baird Financial Group
Wisconsin
$2.55M -$30.8K -1,995 -1%
PVWM
5
Point View Wealth Management
New Jersey
$1.92M -$22.9K -1,484 -1%
BA
6
Bennicas & Associates
California
$1.39M -$32.4K -2,100 -2%
ADBIC
7
A.D. Beadell Investment Counsel
Wisconsin
$1.2M +$3.09K +200 +0.2%
First Manhattan
8
First Manhattan
New York
$992K
Bank of America
9
Bank of America
North Carolina
$947K +$97.3K +6,300 +11%
Morgan Stanley
10
Morgan Stanley
New York
$885K -$20.2K -1,308 -2%
CL
11
CSS LLC
Illinois
$874K -$1.39M -90,031 -60%
DWM
12
Dorchester Wealth Management
Quebec, Canada
$795K -$140K -9,075 -14%
UBS Group
13
UBS Group
Switzerland
$665K -$46.4K -3,008 -6%
LPL Financial
14
LPL Financial
California
$420K +$201K +13,047 +68%
Cambridge Investment Research Advisors
15
Cambridge Investment Research Advisors
Iowa
$387K +$404K +26,146 New
ICM
16
Ionic Capital Management
New York
$385K +$401K +25,951 New
Susquehanna International Group
17
Susquehanna International Group
Pennsylvania
$361K +$124K +8,007 +49%
Commonwealth Equity Services
18
Commonwealth Equity Services
Massachusetts
$333K +$13.7K +888 +4%
RJA
19
Raymond James & Associates
Florida
$293K -$159K -10,312 -34%
PG
20
PEAK6 Group
Illinois
$226K +$112K +7,281 +91%
CS
21
Credit Suisse
Switzerland
$222K +$232K +15,000 New
CCP
22
Cardan Capital Partners
Colorado
$195K
SI
23
SII Investments
Wisconsin
$184K +$30.9K +2,000 +19%
Wells Fargo
24
Wells Fargo
California
$165K +$25.7K +1,664 +18%
BBPWM
25
Blue Bell Private Wealth Management
Pennsylvania
$63K +$57.1K +3,700 +761%

ASA Hedge Fund Activity: Q3 2016 in Review

45 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in ASA Gold and Precious Metals (ASA) for Q3 2016, worth a combined $78.3M — down 7.3% from $84.5M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new ASA positions and 4 closed out — a net gain of 1 holder — while 11 added to existing stakes and 16 trimmed.

The largest buyer was Cambridge Investment Research Advisors, opening a new position worth an estimated $404K. The largest seller was Wolverine Asset Management, exiting entirely with an estimated $3.02M sold.

  • 45 institutional investors held ASA Gold and Precious Metals (ASA) as of Q3 2016, up from 44 in Q2 2016.
  • Funds reported $78.3M of ASA Gold and Precious Metals stock for Q3 2016, down 7.3% quarter-over-quarter.
  • 5 funds opened new ASA Gold and Precious Metals positions in Q3 2016 and 4 closed out, a net change of +1 holder.
  • The largest ASA Gold and Precious Metals buyer in Q3 2016 was Cambridge Investment Research Advisors, an estimated $404K added.
  • The largest ASA Gold and Precious Metals seller in Q3 2016 was Wolverine Asset Management, an estimated $3.02M sold.

Based on aggregated 13F filings for Q3 2016.