First Manhattan’s ASA Gold and Precious Metals ASA Stock Holding History

First Manhattan’s Portfolio ASA Stock Details ASA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q1	–	Sell	-6,600	Closed	-$74K	–	1372
2017 Q4	$74K	Sell	6,600 -1,400	-18%	-$15.9K	﹤0.01%	921
2017 Q3	$95K	Hold	8,000	–	–	﹤0.01%	816
2017 Q2	$93K	Sell	8,000 -59,000	-88%	-$710K	﹤0.01%	816
2017 Q1	$808K	Hold	67,000	–	–	﹤0.01%	453
2016 Q4	$739K	Hold	67,000	–	–	﹤0.01%	453
2016 Q3	$992K	Hold	67,000	–	–	0.01%	422
2016 Q2	$990K	Hold	67,000	–	–	0.01%	423
2016 Q1	$686K	Hold	67,000	–	–	﹤0.01%	458
2015 Q4	$480K	Hold	67,000	–	–	﹤0.01%	517
2015 Q3	$523K	Hold	67,000	–	–	﹤0.01%	499
2015 Q2	$650K	Hold	67,000	–	–	﹤0.01%	488
2015 Q1	$675K	Hold	67,000	–	–	﹤0.01%	473
2014 Q4	$677K	Hold	67,000	–	–	﹤0.01%	475
2014 Q3	$787K	Hold	67,000	–	–	﹤0.01%	453
2014 Q2	$981K	Hold	67,000	–	–	0.01%	418
2014 Q1	$898K	Hold	67,000	–	–	0.01%	431
2013 Q4	$821K	Buy	67,000 +5,000	+8%	+$64.4K	0.01%	443
2013 Q3	$821K	Hold	62,000	–	–	0.01%	432
2013 Q2	$851K	Buy	+62,000	New	+$922K	0.01%	428

Other funds holding ASA

Lazard Asset Management New York $66.1B AUM 33.53% 1-Year Est. Return

WS Management Jacksonville, Florida $1.14B AUM 139.27% 1-Year Est. Return

WAM

Wolverine Asset Management Chicago, Illinois $11.4B AUM 5.65% 1-Year Est. Return

Royce & Associates New York $12.4B AUM 64.17% 1-Year Est. Return

UCI

Uncommon Cents Investing Janesville, Wisconsin $461M AUM 32.58% 1-Year Est. Return

PVWM

Point View Wealth Management Summit, New Jersey $246M AUM 10.77% 1-Year Est. Return

Matisse Capital Portland, Oregon $250M AUM 26.81% 1-Year Est. Return

Baird Financial Group Milwaukee, Wisconsin $72.7B AUM 26.4% 1-Year Est. Return

CRC

Curi RMB Capital Chicago, Illinois $6.48B AUM 30.25% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $1.28T AUM 58.89% 1-Year Est. Return

First Manhattan's ASA Position: Q1 2018 in Review

First Manhattan sold out of ASA Gold and Precious Metals (ASA) in Q1 2018, closing a stake of 6,600 shares — an estimated $74K sold.

First Manhattan first reported a position in ASA in Q2 2013 and held it in 19 quarters. The position peaked at $992K in Q3 2016. 51 funds tracked by Wall St. Rank hold ASA as of Q1 2018.

First Manhattan reported no remaining ASA Gold and Precious Metals position as of Q1 2018 after selling out during the quarter.
First Manhattan sold 6,600 ASA Gold and Precious Metals shares in Q1 2018, an estimated $74K.
First Manhattan first reported a position in ASA Gold and Precious Metals in Q2 2013 and held it in 19 quarters.
First Manhattan's ASA Gold and Precious Metals position peaked at $992K in Q3 2016.
51 funds tracked by Wall St. Rank held ASA Gold and Precious Metals as of Q1 2018.

Based on First Manhattan's 13F filing for Q1 2018, filed 20 Apr 2018.