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ASA

ASA Gold and Precious Metals

39 hedge funds and large institutions have $118M invested in ASA Gold and Precious Metals in 2013 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 12 increasing their positions, 8 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 8

0% more funds holding

Funds holding: 3939 (0)

0% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 5

3% less capital invested

Capital invested by funds: $121M → $118M (-$3.1M)

3.07% less ownership

Funds ownership: 49.51%46.44% (-3.1%)

88% less call options, than puts

Call options by funds: $65K | Put options by funds: $558K

Holders
39
Holders Change
Holders Change %
0%
% of All Funds
1.26%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
12
Reduced
8
Closed
5
Calls
$65K
Puts
$558K
Net Calls
-$493K
Net Calls Change
-$601K
Name Holding Trade Value Shares
Change
Change in
Stake
Lazard Asset Management
1
Lazard Asset Management
New York
$56.5M +$1.53M +113,005 +3%
WM
2
WS Management
Florida
$14.5M
RA
3
Royce & Associates
New York
$13.8M +$720K +53,000 +5%
COLIM
4
City of London Investment Management
United Kingdom
$11.9M -$8.03M -591,449 -40%
MWR
5
McAdams Wright Ragen
Washington
$5.44M +$759K +55,876 +16%
Invesco
6
Invesco
Georgia
$5.34M -$1.39M -102,442 -20%
Morgan Stanley
7
Morgan Stanley
New York
$2.57M -$14K -1,032 -0.5%
BA
8
Bennicas & Associates
California
$2.16M -$27.2K -2,000 -1%
First Manhattan
9
First Manhattan
New York
$821K
Bank of America
10
Bank of America
North Carolina
$659K +$54 +4 +0%
Wells Fargo
11
Wells Fargo
California
$595K -$11.5K -844 -2%
U
12
UBS
Switzerland
$575K -$148K -10,862 -20%
EIM
13
Essex Investment Management
Massachusetts
$574K +$588K +43,317 New
PG
14
PEAK6 Group
Illinois
$514K +$760K +55,965 +261%
HFS
15
HL Financial Services
Kentucky
$444K +$69.2K +5,097 +18%
SAM
16
Silvercrest Asset Management
New York
$434K +$445K +32,739 New
LCM
17
Lucas Capital Management
New Jersey
$278K
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$259K +$25.1K +1,846 +10%
LPL Financial
19
LPL Financial
California
$257K +$12.3K +905 +5%
HTC
20
Haverford Trust Company
Pennsylvania
$227K
SC
21
Scotia Capital
Ontario, Canada
$160K +$163K +12,000 New
TJHA
22
Thomas J. Herzfeld Advisors
Florida
$99K
Schroder Investment Management Group
23
Schroder Investment Management Group
United Kingdom
$64.9K +$66.5K +4,900 New
PP
24
Palladium Partners
Virginia
$40K -$6.11K -450 -13%
Citigroup
25
Citigroup
New York
$31K +$1.49K +110 +5%