ASA

ASA Gold and Precious Metals
ASA

Overview Fund Activity

70 hedge funds and large institutions have $174M invested in ASA Gold and Precious Metals in 2020 Q4 according to their latest regulatory filings, with 16 funds opening new positions, 20 increasing their positions, 12 reducing their positions, and 3 closing their positions.

Holders
70
Holders Change
+13
Holders Change %
+22.81%
% of All Funds
1.24%
Holding in Top 10
4
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.07%
New
16
Increased
20
Reduced
12
Closed
3
Calls
$401K
Puts
$1.03M
Net Calls
-$632K
Net Calls Change
-$241K

Top Buyers

1
Lazard Asset Management
1
Lazard Asset Management
New York
$62M
2
COLIM
2
City of London Investment Management
United Kingdom
$6.71M
3
QC
3
Quantedge Capital
Singapore
$2.75M
4
WAM
4
Wolverine Asset Management
Illinois
$2.28M
5
VC
5
Veracity Capital
Georgia
$2.12M

Top Sellers

1
BI
1
Bulldog Investors
New Jersey
$298K
2
BFM
2
Boothbay Fund Management
New York
$0
3
UCI
3
Uncommon Cents Investing
Wisconsin
$12.9M
4
RJFSA
4
Raymond James Financial Services Advisors
Florida
$281K
5
Stifel Financial
5
Stifel Financial
Missouri
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Lazard Asset Management
1
Lazard Asset Management
New York
$62M 2,836,322 +249,643 +10%
Morgan Stanley
2
Morgan Stanley
New York
$23.5M 1,076,259 +48,505 +5%
UCI
3
Uncommon Cents Investing
Wisconsin
$12.9M 589,434 -17,256 -3%
RJA
4
Raymond James & Associates
Florida
$8.65M 395,814 +74,796 +23%
RA
5
Royce & Associates
New York
$8.11M 370,971 – –
MC
6
Matisse Capital
Oregon
$7.71M 352,447 -1,500 -0.4%
COLIM
7
City of London Investment Management
United Kingdom
$6.71M 306,923 +125,959 +70%
WM
8
WS Management
Florida
$4.98M 227,557 – –
PVWM
9
Point View Wealth Management
New Jersey
$4.95M 226,397 -227 -0.1%
ADBIC
10
A.D. Beadell Investment Counsel
Wisconsin
$4.6M 210,367 +6,267 +3%
QC
11
Quantedge Capital
Singapore
$2.75M 125,564 +125,564 New
WAM
12
Wolverine Asset Management
Illinois
$2.28M 104,327 +104,327 New
VC
13
Veracity Capital
Georgia
$2.12M 97,010 +97,010 New
PHS
14
Pekin Hardy Strauss
Illinois
$2.05M 93,859 +93,859 New
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$1.94M 88,455 +4,925 +6%
Wells Fargo
16
Wells Fargo
California
$1.93M 88,027 +17,546 +25%
Bank of America
17
Bank of America
North Carolina
$1.67M 76,381 +7,975 +12%
Baird Financial Group
18
Baird Financial Group
Wisconsin
$1.28M 58,579 +250 +0.4%
AC
19
Almitas Capital
California
$1.18M 54,049 +54,049 New
Envestnet Asset Management
20
Envestnet Asset Management
Illinois
$1.06M 48,224 +48,224 New
UBS Group
21
UBS Group
Switzerland
$1.04M 47,319 +429 +0.9%
LCM
22
Landscape Capital Management
New Jersey
$953K 43,598 +43,598 New
BA
23
Bennicas & Associates
California
$949K 43,380 -900 -2%
Janney Montgomery Scott
24
Janney Montgomery Scott
Pennsylvania
$743K 33,994 +6,228 +22%
Millennium Management
25
Millennium Management
New York
$701K 32,075 +32,075 New
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