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Thomas J. Herzfeld Advisors’s PGIM AAA CLO ETF PAAA Stock Holding History

Thomas J. Herzfeld Advisors’s Portfolio PAAA Stock Details PAAA Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2025
Q4 		– Sell
-205,593
Closed -$10.6M – 116
2025
Q3 		$10.6M Buy
+205,593
New +$10.6M 3.63% 5

Other funds holding PAAA

Prudential Financial
Prudential Financial Newark, New Jersey $91.8B AUM 38.24% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return
Jones Financial Companies
Jones Financial Companies Des Peres, Missouri $250B AUM 21.32% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return
IFG
Independent Financial Group San Diego, California $5.35B AUM 43.78% 1-Year Est. Return
Ameriprise
Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return
NG
Norden Group Provo, Utah $1.22B AUM 36.64% 1-Year Est. Return

Thomas J. Herzfeld Advisors's PAAA Position: Q4 2025 in Review

Thomas J. Herzfeld Advisors sold out of PGIM AAA CLO ETF (PAAA) in Q4 2025, closing a stake of 205,593 shares — an estimated $10.6M sold.

Thomas J. Herzfeld Advisors first reported a position in PAAA in Q3 2025 and held it in 1 quarter. The position peaked at $10.6M in Q3 2025. 198 funds tracked by Wall St. Rank hold PAAA as of Q4 2025.

  • Thomas J. Herzfeld Advisors reported no remaining PGIM AAA CLO ETF position as of Q4 2025 after selling out during the quarter.
  • Thomas J. Herzfeld Advisors sold 205,593 PGIM AAA CLO ETF shares in Q4 2025, an estimated $10.6M.
  • Thomas J. Herzfeld Advisors first reported a position in PGIM AAA CLO ETF in Q3 2025 and held it in 1 quarter.
  • Thomas J. Herzfeld Advisors's PGIM AAA CLO ETF position peaked at $10.6M in Q3 2025.
  • 198 funds tracked by Wall St. Rank held PGIM AAA CLO ETF as of Q4 2025.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q4 2025, filed 13 Feb 2026.