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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
-0.86%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$226M
AUM Growth
-$13.3M
Cap. Flow
-$11M
Cap. Flow %
-4.85%
Top 10 Hldgs %
42.69%
Holding
388
New
33
Increased
62
Reduced
55
Closed
39

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$5.84M
2
IBMJ
iShares iBonds Dec 2021 Term Muni Bond ETF
IBMJ
+$2.01M
3
FUMB icon
First Trust Ultra Short Duration Municipal ETF
FUMB
+$1.59M
4
TBF icon
ProShares Short 20+ Year Treasury ETF
TBF
+$1.14M
5
JMST icon
JPMorgan Ultra-Short Municipal Income ETF
JMST
+$1.09M

Top Sells

Rank Stock Value
1
EVV
Eaton Vance Limited Duration Income Fund
EVV
+$4.2M
2
FAX
abrdn Asia-Pacific Income Fund
FAX
+$3.32M
3
ISD
PGIM High Yield Bond Fund
ISD
+$2.96M
4
AVK
Advent Convertible and Income Fund
AVK
+$2.84M
5
GHY
PGIM Global High Yield Fund
GHY
+$2.48M

Sector Composition

Rank Sector Weight
1 Financials 8.21%
2 Industrials 5.17%
3 Consumer Discretionary 2.67%
4 Materials 1.77%
5 Utilities 1.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HFRO
1
Highland Opportunities and Income Fund
HFRO
$406M
$27.3M 12.06%
2,535,919
+33,564
+1% +$359K
NXDT
2
NexPoint Diversified Real Estate Trust
NXDT
$280M
$17.6M 7.76%
1,263,868
+20,034
+2% +$280K
SHY icon
3
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$7.76M 3.43%
90,086
+67,767
+304% +$5.84M
CET
4
Central Securities Corp
CET
$1.55B
$7.13M 3.15%
168,850
-4,610
-3% -$195K
STEW
5
SRH Total Return Fund
STEW
$1.75B
$6.75M 2.98%
515,095
+56,797
+12% +$776K
BSTZ icon
6
BlackRock Science and Technology Term Trust
BSTZ
$1.98B
$6.52M 2.88%
168,939
-5,094
-3% -$207K
CRF
7
Cornerstone Total Return Fund
CRF
$1.14B
$6.12M 2.7%
502,797
-99,914
-17% -$1.18M
CLM icon
8
Cornerstone Strategic Value Fund
CLM
$2.18B
$5.97M 2.64%
473,865
-103,824
-18% -$1.27M
MTZ icon
9
MasTec
MTZ
$27.6B
$5.77M 2.55%
66,874
– –
TBF icon
10
ProShares Short 20+ Year Treasury ETF
TBF
$84.6M
$5.76M 2.54%
345,258
+69,714
+25% +$1.14M
PDX
11
PIMCO Dynamic Income Strategy Fund
PDX
$972M
$5.32M 2.35%
435,849
+52,925
+14% +$618K
OCCI
12
OFS Credit Co
OCCI
$69.6M
$5.13M 2.26%
417,258
-25,252
-6% -$315K
PCI
13
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$5.09M 2.25%
240,745
+48,409
+25% +$1.07M
AIF
14
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$4.15M 1.83%
262,524
-49,822
-16% -$778K
GAM
15
General American Investors Company
GAM
$1.54B
$3.95M 1.75%
91,774
+19,754
+27% +$868K
CCIF
16
Carlyle Credit Income Fund
CCIF
$56.6M
$3.3M 1.46%
314,917
+9,414
+3% +$100K
SPE
17
Special Opportunities Fund
SPE
$141M
$3.25M 1.43%
221,242
-5,858
-3% -$86.9K
NDP
18
DELISTED
TORTOISE ENERGY INDEPENDENCE FUND, INC.
NDP
$3.11M 1.37%
143,739
-3,698
-3% -$73.1K
FBP icon
19
First Bancorp
FBP
$4.42B
$3.09M 1.37%
235,211
– –
ADX icon
20
Adams Diversified Equity Fund
ADX
$3.19B
$3.04M 1.34%
153,672
-22,979
-13% -$466K
GHY
21
PGIM Global High Yield Fund
GHY
$479M
$2.94M 1.3%
191,112
-158,044
-45% -$2.48M
ISD
22
PGIM High Yield Bond Fund
ISD
$414M
$2.91M 1.28%
179,151
-181,280
-50% -$2.96M
AIO
23
Virtus Artificial Intelligence & Technology Opportunities Fund
AIO
$884M
$2.89M 1.27%
108,212
-3,965
-4% -$108K
ECC
24
Eagle Point Credit Company
ECC
$479M
$2.84M 1.25%
208,479
+71,211
+52% +$968K
HERZ
25
Herzfeld Credit Income Fund
HERZ
$32.1M
$2.83M 1.25%
63,752
+4,958
+8% +$227K
1
2 3 4 5

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Thomas J. Herzfeld Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Thomas J. Herzfeld Advisors held 388 positions worth $226M, down 5.5% from $240M the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Thomas J. Herzfeld Advisors withdrew a net $11M in Q3 2021, closing 39 positions and reducing 55 holdings. Its most notable exit was Seven Hills Realty Trust, an estimated $2.23M position sold in full.

By sector, the portfolio is most concentrated in Financials at 8.2% of assets, up from 7.4% a quarter earlier, followed by Industrials and Consumer Discretionary.

Against the trend, Thomas J. Herzfeld Advisors opened a new position in iShares iBonds Dec 2021 Term Muni Bond ETF worth $2.01M.

  • Thomas J. Herzfeld Advisors's largest Q3 2021 buy was iShares iBonds Dec 2021 Term Muni Bond ETF: 78,690 shares worth $2.01M.
  • Thomas J. Herzfeld Advisors added most to iShares 1-3 Year Treasury Bond ETF in Q3 2021, an estimated $5.84M increase.
  • Thomas J. Herzfeld Advisors's biggest Q3 2021 reduction was Eaton Vance Limited Duration Income Fund, cutting an estimated $4.2M.
  • Thomas J. Herzfeld Advisors fully exited Seven Hills Realty Trust in Q3 2021, selling an estimated $2.23M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 43% of its $226M portfolio in Q3 2021.
  • Thomas J. Herzfeld Advisors opened 33 new positions and closed 39 in Q3 2021.
  • Thomas J. Herzfeld Advisors's portfolio value fell 5.5% quarter-over-quarter to $226M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q3 2021, filed 12 Nov 2021.