We are live on ! Find out more
TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+0.46%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$247M
AUM Growth
+$3.13M
Cap. Flow
+$3.31M
Cap. Flow %
1.34%
Top 10 Hldgs %
51.3%
Holding
345
New
28
Increased
83
Reduced
50
Closed
23

Top Buys

Rank Stock Value
1
USFR icon
WisdomTree Floating Rate Treasury Fund
USFR
+$9.71M
2
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$8.57M
3
SDS icon
ProShares UltraShort S&P500
SDS
+$6.58M
4
HFRO
Highland Opportunities and Income Fund
HFRO
+$4.73M
5
BRW
Saba Capital Income & Opportunities Fund
BRW
+$3.91M

Top Sells

Rank Stock Value
1
SJB icon
ProShares Short High Yield
SJB
+$9.23M
2
AIF
Apollo Tactical Income Fund Inc.
AIF
+$4.11M
3
CLM icon
Cornerstone Strategic Value Fund
CLM
+$3.23M
4
FAX
abrdn Asia-Pacific Income Fund
FAX
+$3.13M
5
BSTZ icon
BlackRock Science and Technology Term Trust
BSTZ
+$2.79M

Sector Composition

Rank Sector Weight
1 Financials 9.16%
2 Industrials 3.5%
3 Consumer Discretionary 2.54%
4 Materials 1.29%
5 Energy 0.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HFRO
1
Highland Opportunities and Income Fund
HFRO
$407M
$25.8M 10.44%
2,936,570
+475,588
+19% +$4.73M
BRW
2
Saba Capital Income & Opportunities Fund
BRW
$336M
$19.8M 8.01%
2,429,458
+483,803
+25% +$3.91M
USFR icon
3
WisdomTree Floating Rate Treasury Fund
USFR
$18.1B
$17.5M 7.06%
347,177
+192,925
+125% +$9.71M
OXLC
4
Oxford Lane Capital
OXLC
$830M
$14.2M 5.73%
541,847
+13,063
+2% +$364K
NXDT
5
NexPoint Diversified Real Estate Trust
NXDT
$281M
$13.2M 5.33%
1,268,053
+55,643
+5% +$659K
PDX
6
PIMCO Dynamic Income Strategy Fund
PDX
$957M
$10.8M 4.39%
742,833
-40,965
-5% -$620K
TFLO icon
7
iShares Treasury Floating Rate Bond ETF
TFLO
$6.56B
$8.59M 3.48%
+169,829
New +$8.57M
SDS icon
8
ProShares UltraShort S&P500
SDS
$406M
$6.21M 2.51%
+31,056
New +$6.58M
ECAT icon
9
BlackRock ESG Capital Allocation Term Trust
ECAT
$1.5B
$5.4M 2.18%
345,886
+98,988
+40% +$1.44M
CLM icon
10
Cornerstone Strategic Value Fund
CLM
$2.17B
$5.37M 2.17%
699,876
-416,390
-37% -$3.23M
BCAT icon
11
BlackRock Capital Allocation Term Trust
BCAT
$1.6B
$5.36M 2.17%
353,949
+83,936
+31% +$1.24M
STEW
12
SRH Total Return Fund
STEW
$1.75B
$5.32M 2.15%
433,567
+11,864
+3% +$150K
CCIF
13
Carlyle Credit Income Fund
CCIF
$56.4M
$4.96M 2.01%
505,700
-4,799
-0.9% -$46.7K
NDP
14
DELISTED
TORTOISE ENERGY INDEPENDENCE FUND, INC.
NDP
$4.15M 1.68%
147,309
-43,695
-23% -$1.28M
JSD
15
DELISTED
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
JSD
$3.52M 1.42%
299,870
+6,811
+2% +$82.6K
CET
16
Central Securities Corp
CET
$1.54B
$3.42M 1.38%
98,291
-1,797
-2% -$62.7K
GRX
17
Gabelli Healthcare & Wellness Trust
GRX
$141M
$3.31M 1.34%
328,224
+89,768
+38% +$912K
LDP icon
18
Cohen & Steers Duration Preferred & Income Fund
LDP
$599M
$3.03M 1.23%
169,742
+64,013
+61% +$1.26M
DMO
19
Western Asset Mortgage Opportunity Fund
DMO
$119M
$3.01M 1.22%
288,343
+31,172
+12% +$342K
PGP
20
PIMCO Global StockPLUS & Income Fund
PGP
$96.6M
$2.84M 1.15%
383,004
+25,603
+7% +$194K
PEO
21
Adams Natural Resources Fund
PEO
$759M
$2.83M 1.15%
143,176
-54,265
-27% -$1.12M
CEM
22
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
$2.72M 1.1%
84,038
-46,001
-35% -$1.57M
ASGI
23
abrdn Global Infrastructure Income Fund
ASGI
$776M
$2.71M 1.1%
151,149
+4,980
+3% +$89K
FINS
24
Angel Oak Financial Strategies Income Term Trust
FINS
$418M
$2.69M 1.09%
218,277
+63,774
+41% +$825K
JLS icon
25
Nuveen Mortgage and Income Fund
JLS
$94.5M
$2.67M 1.08%
167,160
-10,862
-6% -$179K
1
2 3 4 5

Similar funds

BIC
B&I Capital Zurich, Switzerland $294M AUM 3.09% 1-Year Est. Return
SM
Selkirk Management Chatham, New Jersey $294M AUM 26.84% 1-Year Est. Return
PCI
Pacifica Capital Investments Leander, Texas $294M AUM 45.89% 1-Year Est. Return
PC
Permit Capital West Conshohocken, Pennsylvania $294M AUM 27.9% 1-Year Est. Return
DMBA
Deseret Mutual Benefit Administrators Salt Lake City, Utah $294M AUM 19.14% 1-Year Est. Return
MFC
Morris Financial Concepts Mount Pleasant, South Carolina $295M AUM 17.25% 1-Year Est. Return
MEPT
Missouri Education Pension Trust Jefferson City, Missouri $294M AUM
ECM
Engle Capital Management Greenwich, Connecticut $293M AUM 68.31% 1-Year Est. Return

Thomas J. Herzfeld Advisors's Q1 2023 Portfolio in Review

As of Q1 2023, Thomas J. Herzfeld Advisors held 345 positions worth $247M, up 1.3% from $244M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Thomas J. Herzfeld Advisors's Q1 2023 filing shows 28 new, 83 increased, 50 reduced and 23 closed positions. Its largest new stake was iShares Treasury Floating Rate Bond ETF: 169,829 shares worth $8.59M. The largest sale was ProShares Short High Yield, an estimated $9.23M.

By sector, the portfolio is most concentrated in Financials at 9.2% of assets, down from 9.7% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Thomas J. Herzfeld Advisors's largest Q1 2023 buy was iShares Treasury Floating Rate Bond ETF: 169,829 shares worth $8.59M.
  • Thomas J. Herzfeld Advisors added most to WisdomTree Floating Rate Treasury Fund in Q1 2023, an estimated $9.71M increase.
  • Thomas J. Herzfeld Advisors's biggest Q1 2023 reduction was Apollo Tactical Income Fund Inc., cutting an estimated $4.11M.
  • Thomas J. Herzfeld Advisors fully exited ProShares Short High Yield in Q1 2023, selling an estimated $9.23M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 51% of its $247M portfolio in Q1 2023.
  • Thomas J. Herzfeld Advisors opened 28 new positions and closed 23 in Q1 2023.
  • Thomas J. Herzfeld Advisors's portfolio value rose 1.3% quarter-over-quarter to $247M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q1 2023, filed 15 May 2023.