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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $326M
1-Year Est. Return 0.12%
This Fund
S&P 500
This Quarter Est. Return
-2.83%
1 Year Est. Return
+0.12%
3 Year Est. Return
+17.75%
5 Year Est. Return
+8.41%
10 Year Est. Return
+48.34%
AUM
$258M
AUM Growth
-$10.7M
Cap. Flow
-$2.17M
Cap. Flow %
-0.84%
Top 10 Hldgs %
36.39%
Holding
339
New
28
Increased
74
Reduced
69
Closed
30

Top Buys

Rank Stock Value
1
ECC
Eagle Point Credit Company
ECC
+$5.83M
2
UTG icon
Reaves Utility Income Fund
UTG
+$3.63M
3
AIF
Apollo Tactical Income Fund Inc.
AIF
+$2.45M
4
OXSQ icon
Oxford Square Capital
OXSQ
+$2.15M
5
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$1.59M

Top Sells

Rank Stock Value
1
BST icon
BlackRock Science and Technology Trust
BST
+$8.91M
2
NXDT
NexPoint Diversified Real Estate Trust
NXDT
+$6.32M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$5.12M
4
STEW
SRH Total Return Fund
STEW
+$2.23M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$991K

Sector Composition

Rank Sector Weight
1 Miscellaneous 74.83%
2 Financials 8.68%
3 Industrials 5.19%
4 Consumer Discretionary 4.49%
5 Consumer Staples 2.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STEW
1
SRH Total Return Fund
STEW
$1.77B
$13.7M 5.32%
1,274,101
-199,307
-14% -$2.23M
CET
2
Central Securities Corp
CET
$1.65B
$12.3M 4.75%
459,715
-31,719
-6% -$871K
NXDT
3
NexPoint Diversified Real Estate Trust
NXDT
$288M
$10.9M 4.23%
482,529
-260,249
-35% -$6.32M
PCI
4
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$10.6M 4.12%
465,186
+70,857
+18% +$1.59M
THQ
5
abrdn Healthcare Opportunities Fund
THQ
$809M
$9.47M 3.67%
574,370
-9,617
-2% -$168K
HERZ
6
Herzfeld Credit Income Fund
HERZ
$33M
$8.93M 3.46%
160,103
+3,420
+2% +$193K
USA icon
7
Liberty All-Star Equity Fund
USA
$1.83B
$7.41M 2.87%
1,209,223
+29,427
+2% +$187K
ADX icon
8
Adams Diversified Equity Fund
ADX
$3.25B
$7.32M 2.84%
495,884
-7,486
-1% -$115K
THW
9
abrdn World Healthcare Fund
THW
$565M
$7.01M 2.72%
546,341
+62,358
+13% +$847K
GAM
10
General American Investors Company
GAM
$1.59B
$6.22M 2.41%
185,764
-636
-0.3% -$22.1K
AOD
11
abrdn Total Dynamic Dividend Fund
AOD
$1.13B
$6.01M 2.33%
672,798
-43,176
-6% -$408K
ECC
12
Eagle Point Credit Company
ECC
$524M
$5.85M 2.27%
322,655
+317,144
+5,755% +$5.83M
DSL
13
DoubleLine Income Solutions Fund
DSL
$1.2B
$5.8M 2.25%
288,705
+34,150
+13% +$687K
WIW
14
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$507M
$5.5M 2.13%
485,986
-13,711
-3% -$157K
MTZ icon
15
MasTec
MTZ
$20.1B
$5.14M 1.99%
109,297
– –
AIF
16
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$4.54M 1.76%
289,302
+156,542
+118% +$2.45M
UTG icon
17
Reaves Utility Income Fund
UTG
$3.57B
$4.34M 1.68%
153,765
+124,866
+432% +$3.63M
OXSQ icon
18
Oxford Square Capital
OXSQ
$144M
$3.87M 1.5%
633,706
+369,593
+140% +$2.15M
TTP
19
DELISTED
TORTOISE PIPELINE & ENERGY FUND, INC.
TTP
$3.34M 1.3%
52,098
-5,073
-9% -$368K
SOR
20
Source Capital
SOR
$382M
$3.31M 1.28%
83,067
-3,949
-5% -$163K
RCL icon
21
Royal Caribbean
RCL
$71.1B
$3.28M 1.27%
27,829
– –
CPA icon
22
Copa Holdings
CPA
$5.35B
$3.12M 1.21%
24,273
– –
GF
23
New Germany Fund
GF
$188M
$2.99M 1.16%
153,211
+1,763
+1% +$35.3K
LEN icon
24
Lennar Class A
LEN
$19.6B
$2.92M 1.13%
51,134
– –
KMF
25
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
$2.87M 1.11%
244,596
+9,918
+4% +$135K
1
2 3 4 5

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Thomas J. Herzfeld Advisors's Q1 2018 Portfolio in Review

As of Q1 2018, Thomas J. Herzfeld Advisors held 339 positions worth $258M, down 4% from $269M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Thomas J. Herzfeld Advisors's Q1 2018 filing shows 28 new, 74 increased, 69 reduced and 30 closed positions. Its largest new stake was Cohen & Steers Closed End Opportunity Fund: 48,547 shares worth $598K. The largest sale was BlackRock Science and Technology Trust, an estimated $8.91M.

By sector, the portfolio is most concentrated in Miscellaneous at 75% of assets, down from 77% a quarter earlier, followed by Financials and Industrials.

  • Thomas J. Herzfeld Advisors's largest Q1 2018 buy was Cohen & Steers Closed End Opportunity Fund: 48,547 shares worth $598K.
  • Thomas J. Herzfeld Advisors added most to Eagle Point Credit Company in Q1 2018, an estimated $5.83M increase.
  • Thomas J. Herzfeld Advisors's biggest Q1 2018 reduction was NexPoint Diversified Real Estate Trust, cutting an estimated $6.32M.
  • Thomas J. Herzfeld Advisors fully exited BlackRock Science and Technology Trust in Q1 2018, selling an estimated $8.91M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 36% of its $258M portfolio in Q1 2018.
  • Thomas J. Herzfeld Advisors opened 28 new positions and closed 30 in Q1 2018.
  • Thomas J. Herzfeld Advisors's portfolio value fell 4% quarter-over-quarter to $258M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q1 2018, filed 15 May 2018.