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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $326M
1-Year Est. Return 0.12%
This Fund
S&P 500
This Quarter Est. Return
+0.77%
1 Year Est. Return
+0.12%
3 Year Est. Return
+17.75%
5 Year Est. Return
+8.41%
10 Year Est. Return
+48.34%
AUM
$249M
AUM Growth
+$18.8M
Cap. Flow
+$17.5M
Cap. Flow %
7.03%
Top 10 Hldgs %
39.09%
Holding
373
New
48
Increased
83
Reduced
54
Closed
49

Top Buys

Rank Stock Value
1
SOR
Source Capital
SOR
+$13.1M
2
THW
abrdn World Healthcare Fund
THW
+$3.84M
3
PCEF icon
Invesco CEF Income Composite ETF
PCEF
+$2.37M
4
TYG
Tortoise Energy Infrastructure Corp
TYG
+$1.95M
5
FDEU
First Trust Dynamic Europe Equity Income Fund
FDEU
+$1.64M

Top Sells

Rank Stock Value
1
PDI icon
PIMCO Dynamic Income Fund
PDI
+$4.65M
2
DSL
DoubleLine Income Solutions Fund
DSL
+$2.51M
3
THQ
abrdn Healthcare Opportunities Fund
THQ
+$2M
4
PEO
Adams Natural Resources Fund
PEO
+$1.13M
5
PCF
High Income Securities Fund
PCF
+$1.11M

Sector Composition

Rank Sector Weight
1 Miscellaneous 81.15%
2 Financials 4.75%
3 Consumer Discretionary 3.92%
4 Industrials 3.39%
5 Consumer Staples 1.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OXLCO
1
DELISTED
Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023
OXLCO
$19.4M 7.79%
804,614
+26,830
+3% +$644K
SOR
2
Source Capital
SOR
$382M
$12.9M 5.17%
194,346
+191,926
+7,931% +$13.1M
OXLCN
3
DELISTED
Oxford Lane Capital Corp. 8.125% Series 2024 Term Preferred Stock
OXLCN
$12.2M 4.91%
482,700
+19,851
+4% +$501K
STEW
4
SRH Total Return Fund
STEW
$1.79B
$12.1M 4.86%
1,562,630
+3,517
+0.2% +$27.3K
BST icon
5
BlackRock Science and Technology Trust
BST
$1.73B
$8.93M 3.59%
522,092
+44,728
+9% +$756K
THQ
6
abrdn Healthcare Opportunities Fund
THQ
$826M
$8.66M 3.48%
497,935
-116,489
-19% -$2M
ADX icon
7
Adams Diversified Equity Fund
ADX
$3.28B
$6.35M 2.55%
495,122
+22,825
+5% +$301K
AOD
8
abrdn Total Dynamic Dividend Fund
AOD
$1.13B
$5.68M 2.28%
740,205
+35,882
+5% +$282K
PCI
9
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$5.64M 2.26%
312,690
-53,739
-15% -$992K
THW
10
abrdn World Healthcare Fund
THW
$570M
$5.51M 2.21%
348,358
+247,175
+244% +$3.84M
TY icon
11
TRI-Continental Corp
TY
$1.9B
$4.84M 1.94%
241,638
-13,773
-5% -$278K
USA icon
12
Liberty All-Star Equity Fund
USA
$1.86B
$4.65M 1.87%
868,865
+31,175
+4% +$166K
MVCB.CL
13
DELISTED
MVC Capital, Inc.
MVCB.CL
$3.95M 1.59%
160,695
+13,406
+9% +$325K
GAM
14
General American Investors Company
GAM
$1.6B
$3.9M 1.56%
122,013
+10,389
+9% +$337K
MINT icon
15
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17.4B
$3.5M 1.41%
34,822
-4,514
-11% -$455K
AGD
16
abrdn Global Dynamic Dividend Fund
AGD
$321M
$3.3M 1.33%
372,944
+58,855
+19% +$528K
NXDT
17
NexPoint Diversified Real Estate Trust
NXDT
$289M
$3.13M 1.26%
152,911
+26,135
+21% +$585K
GRX
18
Gabelli Healthcare & Wellness Trust
GRX
$149M
$3.12M 1.25%
303,936
+3,002
+1% +$30.4K
RCL icon
19
Royal Caribbean
RCL
$71B
$3.07M 1.23%
30,313
– –
CAF
20
Morgan Stanley China A Share Fund
CAF
$316M
$2.96M 1.19%
148,943
+12,600
+9% +$319K
HERZ
21
Herzfeld Credit Income Fund
HERZ
$31.9M
$2.78M 1.12%
54,138
– –
FIF
22
DELISTED
FIRST TRUST ENERGY INFRASTRUCTURE FUND
FIF
$2.76M 1.11%
189,411
+96,956
+105% +$1.57M
SEVN
23
Seven Hills Realty Trust
SEVN
$170M
$2.69M 1.08%
145,052
+1,365
+0.9% +$24.7K
PEO
24
Adams Natural Resources Fund
PEO
$820M
$2.62M 1.05%
153,294
-60,681
-28% -$1.13M
JQC icon
25
Nuveen Credit Strategies Income Fund
JQC
$704M
$2.59M 1.04%
330,189
-37,335
-10% -$293K
1
2 3 4 5

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Thomas J. Herzfeld Advisors's Q4 2015 Portfolio in Review

As of Q4 2015, Thomas J. Herzfeld Advisors held 373 positions worth $249M, up 8.2% from $230M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Thomas J. Herzfeld Advisors deployed $17.5M of net new capital in Q4 2015, opening 48 new positions and adding to 83 existing holdings. Its largest new stake was Invesco CEF Income Composite ETF: 110,390 shares worth $2.36M.

By sector, the portfolio is most concentrated in Miscellaneous at 81% of assets, up from 80% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was DoubleLine Income Solutions Fund, an estimated $2.51M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q4 2015 buy was Invesco CEF Income Composite ETF: 110,390 shares worth $2.36M.
  • Thomas J. Herzfeld Advisors added most to Source Capital in Q4 2015, an estimated $13.1M increase.
  • Thomas J. Herzfeld Advisors's biggest Q4 2015 reduction was DoubleLine Income Solutions Fund, cutting an estimated $2.51M.
  • Thomas J. Herzfeld Advisors fully exited PIMCO Dynamic Income Fund in Q4 2015, selling an estimated $4.65M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 39% of its $249M portfolio in Q4 2015.
  • Thomas J. Herzfeld Advisors opened 48 new positions and closed 49 in Q4 2015.
  • Thomas J. Herzfeld Advisors's portfolio value rose 8.2% quarter-over-quarter to $249M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q4 2015, filed 12 Feb 2016.