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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
-2.76%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$238M
AUM Growth
+$23.4M
Cap. Flow
+$32.3M
Cap. Flow %
13.57%
Top 10 Hldgs %
37.14%
Holding
327
New
35
Increased
85
Reduced
37
Closed
20

Top Buys

Rank Stock Value
1
OXLCO
Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023
OXLCO
+$7.31M
2
THQ
abrdn Healthcare Opportunities Fund
THQ
+$5.18M
3
OXLCN
Oxford Lane Capital Corp. 8.125% Series 2024 Term Preferred Stock
OXLCN
+$2.89M
4
BST icon
BlackRock Science and Technology Trust
BST
+$2.24M
5
MVCB.CL
MVC Capital, Inc.
MVCB.CL
+$2.18M

Top Sells

Rank Stock Value
1
FTT
FEDERATED ENHANCED TREAS INCM FD COM BEN INTEREST
FTT
+$3.24M
2
GLO
Clough Global Opportunities Fund
GLO
+$2.37M
3
DCA
Virtus Total Return Fund
DCA
+$1.49M
4
GGN.PRB
GAMCO Global Gold Natural Resources & Income Trust 5.00% Series B
GGN.PRB
+$708K
5
GLQ
Clough Global Equity Fund
GLQ
+$434K

Sector Composition

Rank Sector Weight
1 Financials 5.16%
2 Industrials 4.09%
3 Consumer Discretionary 3.45%
4 Consumer Staples 1.78%
5 Utilities 1.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OXLCO
1
DELISTED
Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023
OXLCO
$17.8M 7.5%
742,175
+293,279
+65% +$7.31M
STEW
2
SRH Total Return Fund
STEW
$1.76B
$13M 5.44%
1,534,487
+159,779
+12% +$1.38M
THQ
3
abrdn Healthcare Opportunities Fund
THQ
$783M
$12M 5.03%
607,314
+252,664
+71% +$5.18M
OXLCN
4
DELISTED
Oxford Lane Capital Corp. 8.125% Series 2024 Term Preferred Stock
OXLCN
$11M 4.63%
438,970
+114,672
+35% +$2.89M
BST icon
5
BlackRock Science and Technology Trust
BST
$1.56B
$7.63M 3.2%
442,243
+125,833
+40% +$2.24M
PCI
6
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$6.39M 2.69%
321,984
+53,665
+20% +$1.11M
ADX icon
7
Adams Diversified Equity Fund
ADX
$3.19B
$6.17M 2.59%
443,194
+17,715
+4% +$250K
AOD
8
abrdn Total Dynamic Dividend Fund
AOD
$1.11B
$5.49M 2.31%
640,051
+79,329
+14% +$712K
TY icon
9
TRI-Continental Corp
TY
$1.86B
$4.63M 1.94%
218,416
+8,406
+4% +$183K
USA icon
10
Liberty All-Star Equity Fund
USA
$1.78B
$4.33M 1.82%
771,256
+167,890
+28% +$989K
PEO
11
Adams Natural Resources Fund
PEO
$734M
$4.23M 1.78%
198,058
+9,667
+5% +$223K
HERZ
12
Herzfeld Credit Income Fund
HERZ
$33.2M
$3.97M 1.67%
54,138
+1,920
+4% +$155K
GAM
13
General American Investors Company
GAM
$1.54B
$3.83M 1.61%
110,124
+16,200
+17% +$574K
CPA icon
14
Copa Holdings
CPA
$5.67B
$3.67M 1.54%
44,500
+6,700
+18% +$639K
PDI icon
15
PIMCO Dynamic Income Fund
PDI
$7.52B
$3.64M 1.53%
126,354
+32,641
+35% +$965K
KMF
16
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
$3.57M 1.5%
131,055
+11,026
+9% +$361K
TTP
17
DELISTED
TORTOISE PIPELINE & ENERGY FUND, INC.
TTP
$3.44M 1.44%
33,611
+6,587
+24% +$741K
DCA
18
DELISTED
Virtus Total Return Fund
DCA
$3.4M 1.43%
782,749
-321,705
-29% -$1.49M
SMM
19
DELISTED
Salient Midstream & MLP Fund
SMM
$3.34M 1.4%
165,788
+23,391
+16% +$514K
GRX
20
Gabelli Healthcare & Wellness Trust
GRX
$141M
$3.31M 1.39%
294,356
+66,717
+29% +$752K
AGD
21
abrdn Global Dynamic Dividend Fund
AGD
$318M
$3.07M 1.29%
312,398
+63,464
+25% +$657K
TYG
22
Tortoise Energy Infrastructure Corp
TYG
$1.12B
$2.97M 1.25%
20,094
+1,212
+6% +$204K
MVCB.CL
23
DELISTED
MVC Capital, Inc.
MVCB.CL
$2.91M 1.22%
116,793
+86,823
+290% +$2.18M
JQC icon
24
Nuveen Credit Strategies Income Fund
JQC
$704M
$2.9M 1.22%
340,404
+18,100
+6% +$162K
DSL
25
DoubleLine Income Solutions Fund
DSL
$1.23B
$2.83M 1.19%
145,376
+20,410
+16% +$414K
1
2 3 4 5

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SM
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PCI
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PC
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DMBA
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MFC
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MEPT
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ECM
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Thomas J. Herzfeld Advisors's Q2 2015 Portfolio in Review

As of Q2 2015, Thomas J. Herzfeld Advisors held 327 positions worth $238M, up 11% from $215M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Thomas J. Herzfeld Advisors deployed $32.3M of net new capital in Q2 2015, opening 35 new positions and adding to 85 existing holdings. Its largest new stake was Eaton Vance Tax-Advantaged Dividend Income Fund: 26,552 shares worth $522K.

By sector, the portfolio is most concentrated in Financials at 5.2% of assets, down from 5.2% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was Clough Global Opportunities Fund, an estimated $2.37M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q2 2015 buy was Eaton Vance Tax-Advantaged Dividend Income Fund: 26,552 shares worth $522K.
  • Thomas J. Herzfeld Advisors added most to Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023 in Q2 2015, an estimated $7.31M increase.
  • Thomas J. Herzfeld Advisors's biggest Q2 2015 reduction was Clough Global Opportunities Fund, cutting an estimated $2.37M.
  • Thomas J. Herzfeld Advisors fully exited FEDERATED ENHANCED TREAS INCM FD COM BEN INTEREST in Q2 2015, selling an estimated $3.24M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 37% of its $238M portfolio in Q2 2015.
  • Thomas J. Herzfeld Advisors opened 35 new positions and closed 20 in Q2 2015.
  • Thomas J. Herzfeld Advisors's portfolio value rose 11% quarter-over-quarter to $238M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q2 2015, filed 14 Aug 2015.