Thomas J. Herzfeld Advisors’s Clough Global Equity Fund GLQ Stock Holding History

Thomas J. Herzfeld Advisors’s Portfolio GLQ Stock Details GLQ Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-38,727	Closed	-$569K	–	329
2015 Q2	$569K	Sell	38,727 -28,790	-43%	-$434K	0.24%	82
2015 Q1	$1.01M	Sell	67,517 -17,262	-20%	-$254K	0.47%	57
2014 Q4	$1.23M	Buy	84,779 +24,150	+40%	+$342K	0.62%	51
2014 Q3	$869K	Hold	60,629	–	–	0.48%	67
2014 Q2	$939K	Hold	60,629	–	–	0.54%	64
2014 Q1	$935K	Sell	60,629 -1,450	-2%	-$22.4K	0.55%	61
2013 Q4	$975K	Sell	62,079 -1,629	-3%	-$24.6K	0.56%	59
2013 Q3	$957K	Sell	63,708 -2,500	-4%	-$37.4K	0.62%	56
2013 Q2	$991K	Buy	+66,208	New	+$978K	0.63%	53

Other funds holding GLQ

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

1CP

1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

PAIM

Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

ACP

Aviance Capital Partners Naples, Florida $854M AUM 25.16% 1-Year Est. Return

Thomas J. Herzfeld Advisors's GLQ Position: Q3 2015 in Review

Thomas J. Herzfeld Advisors sold out of Clough Global Equity Fund (GLQ) in Q3 2015, closing a stake of 38,727 shares — an estimated $569K sold.

Thomas J. Herzfeld Advisors first reported a position in GLQ in Q2 2013 and held it in 9 quarters. The position peaked at $1.23M in Q4 2014. 35 funds tracked by Wall St. Rank hold GLQ as of Q3 2015.

Thomas J. Herzfeld Advisors reported no remaining Clough Global Equity Fund position as of Q3 2015 after selling out during the quarter.
Thomas J. Herzfeld Advisors sold 38,727 Clough Global Equity Fund shares in Q3 2015, an estimated $569K.
Thomas J. Herzfeld Advisors first reported a position in Clough Global Equity Fund in Q2 2013 and held it in 9 quarters.
Thomas J. Herzfeld Advisors's Clough Global Equity Fund position peaked at $1.23M in Q4 2014.
35 funds tracked by Wall St. Rank held Clough Global Equity Fund as of Q3 2015.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q3 2015, filed 13 Nov 2015.