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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+0.25%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$271M
AUM Growth
+$8.57M
Cap. Flow
+$9.06M
Cap. Flow %
3.34%
Top 10 Hldgs %
44.42%
Holding
286
New
20
Increased
81
Reduced
70
Closed
29

Top Buys

Rank Stock Value
1
OCCI
OFS Credit Co
OCCI
+$3.59M
2
CLM icon
Cornerstone Strategic Value Fund
CLM
+$2.84M
3
FIF
FIRST TRUST ENERGY INFRASTRUCTURE FUND
FIF
+$2.75M
4
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$2.53M
5
MMT
Aberdeen Multi-Market Income Fund
MMT
+$2.25M

Top Sells

Rank Stock Value
1
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$7.25M
2
KYN icon
Kayne Anderson Energy Infrastructure Fund
KYN
+$1.66M
3
JEQ
abrdn Japan Equity Fund
JEQ
+$1.6M
4
SMM
Salient Midstream & MLP Fund
SMM
+$1.32M
5
TTP
TORTOISE PIPELINE & ENERGY FUND, INC.
TTP
+$1.12M

Sector Composition

Rank Sector Weight
1 Financials 9.14%
2 Industrials 4.73%
3 Consumer Discretionary 4.28%
4 Real Estate 1.61%
5 Consumer Staples 1.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NXDT
1
NexPoint Diversified Real Estate Trust
NXDT
$280M
$24.8M 9.13%
1,380,452
-29,289
-2% -$540K
HFRO
2
Highland Opportunities and Income Fund
HFRO
$400M
$14.6M 5.38%
1,092,809
+151,219
+16% +$2.02M
CLM icon
3
Cornerstone Strategic Value Fund
CLM
$2.13B
$13.3M 4.89%
1,185,603
+248,594
+27% +$2.84M
STEW
4
SRH Total Return Fund
STEW
$1.74B
$12.4M 4.59%
1,111,151
+120,442
+12% +$1.33M
JQC icon
5
Nuveen Credit Strategies Income Fund
JQC
$702M
$11.9M 4.38%
1,586,173
+84,298
+6% +$643K
CET
6
Central Securities Corp
CET
$1.55B
$11.3M 4.18%
361,259
+8,915
+3% +$275K
OCCI
7
OFS Credit Co
OCCI
$69M
$9.09M 3.35%
574,315
+232,841
+68% +$3.59M
EVV
8
Eaton Vance Limited Duration Income Fund
EVV
$1.06B
$8.2M 3.02%
655,610
+132,526
+25% +$1.67M
ISD
9
PGIM High Yield Bond Fund
ISD
$417M
$7.59M 2.8%
507,924
+41,405
+9% +$605K
MTZ icon
10
MasTec
MTZ
$28.4B
$7.29M 2.69%
112,297
– –
HERZ
11
Herzfeld Credit Income Fund
HERZ
$32.1M
$6.77M 2.5%
137,107
+1,908
+1% +$92.9K
GAM
12
General American Investors Company
GAM
$1.53B
$6.54M 2.41%
179,946
+15,160
+9% +$546K
GHY
13
PGIM Global High Yield Fund
GHY
$480M
$6.47M 2.39%
450,220
+33,579
+8% +$482K
AIF
14
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$5.54M 2.04%
365,499
-12,187
-3% -$181K
CRF
15
Cornerstone Total Return Fund
CRF
$1.13B
$5.42M 2%
502,880
+131,800
+36% +$1.46M
BTZ icon
16
BlackRock Credit Allocation Income Trust
BTZ
$930M
$5.42M 2%
397,545
+188,456
+90% +$2.53M
FIF
17
DELISTED
FIRST TRUST ENERGY INFRASTRUCTURE FUND
FIF
$3.98M 1.47%
240,764
+172,880
+255% +$2.75M
ADX icon
18
Adams Diversified Equity Fund
ADX
$3.18B
$3.84M 1.42%
242,336
+7,577
+3% +$119K
SEVN
19
Seven Hills Realty Trust
SEVN
$177M
$3.41M 1.26%
167,304
+70,152
+72% +$1.36M
RCL icon
20
Royal Caribbean
RCL
$76B
$3.38M 1.25%
31,229
– –
JRO
21
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$3.09M 1.14%
323,905
-1,262
-0.4% -$12.1K
BRW
22
Saba Capital Income & Opportunities Fund
BRW
$338M
$3.07M 1.13%
326,008
+6,001
+2% +$56.7K
BPOP icon
23
Popular Inc
BPOP
$11B
$2.99M 1.1%
55,230
– –
NCLH icon
24
Norwegian Cruise Line
NCLH
$8.59B
$2.95M 1.09%
56,944
– –
BHK icon
25
BlackRock Core Bond Trust
BHK
$638M
$2.89M 1.07%
200,235
+56,221
+39% +$804K
1
2 3 4 5

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PCI
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PC
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DMBA
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MFC
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MEPT
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ECM
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Thomas J. Herzfeld Advisors's Q3 2019 Portfolio in Review

As of Q3 2019, Thomas J. Herzfeld Advisors held 286 positions worth $271M, up 3.3% from $263M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Thomas J. Herzfeld Advisors deployed $9.06M of net new capital in Q3 2019, opening 20 new positions and adding to 81 existing holdings. Its largest new stake was Aberdeen Multi-Market Income Fund: 383,739 shares worth $2.27M.

By sector, the portfolio is most concentrated in Financials at 9.1% of assets, up from 8.2% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was iShares 0-1 Year Treasury Bond ETF, an estimated $7.25M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q3 2019 buy was Aberdeen Multi-Market Income Fund: 383,739 shares worth $2.27M.
  • Thomas J. Herzfeld Advisors added most to OFS Credit Co in Q3 2019, an estimated $3.59M increase.
  • Thomas J. Herzfeld Advisors's biggest Q3 2019 reduction was iShares 0-1 Year Treasury Bond ETF, cutting an estimated $7.25M.
  • Thomas J. Herzfeld Advisors fully exited Salient Midstream & MLP Fund in Q3 2019, selling an estimated $1.32M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 44% of its $271M portfolio in Q3 2019.
  • Thomas J. Herzfeld Advisors opened 20 new positions and closed 29 in Q3 2019.
  • Thomas J. Herzfeld Advisors's portfolio value rose 3.3% quarter-over-quarter to $271M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q3 2019, filed 8 Nov 2019.