TJHA
SOR

Thomas J. Herzfeld Advisors’s Source Capital SOR Stock Holding History

Thomas J. Herzfeld Advisors’s Portfolio SOR Stock Details SOR Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2020
Q3 		– Sell
-26,689
Closed -$957K – 293
2020
Q2 		$957K Sell
26,689
-30,519
-53% -$984K 0.47% 50
2020
Q1 		$1.76M Sell
57,208
-21,997
-28% -$808K 0.94% 27
2019
Q4 		$3.06M Buy
79,205
+18,948
+31% +$713K 1.1% 27
2019
Q3 		$2.2M Buy
60,257
+7,526
+14% +$273K 0.81% 33
2019
Q2 		$1.93M Sell
52,731
-1,145
-2% -$41.6K 0.73% 33
2019
Q1 		$1.94M Sell
53,876
-4,564
-8% -$161K 0.71% 41
2018
Q4 		$1.9M Sell
58,440
-22,992
-28% -$834K 0.76% 34
2018
Q3 		$3.27M Sell
81,432
-1,446
-2% -$58.2K 1.16% 23
2018
Q2 		$3.29M Sell
82,878
-189
-0.2% -$7.59K 1.2% 20
2018
Q1 		$3.31M Sell
83,067
-3,949
-5% -$163K 1.28% 20
2017
Q4 		$3.55M Buy
87,016
+450
+0.5% +$18.2K 1.32% 18
2017
Q3 		$3.48M Buy
86,566
+3,193
+4% +$126K 1.53% 15
2017
Q2 		$3.22M Buy
83,373
+20,955
+34% +$799K 1.41% 16
2017
Q1 		$2.34M Buy
62,418
+12,370
+25% +$459K 1.03% 28
2016
Q4 		$1.8M Buy
+50,048
New +$1.8M 0.83% 35
2016
Q2 		– Sell
-61,786
Closed -$2.2M – 326
2016
Q1 		$2.2M Sell
61,786
-132,560
-68% -$7.92M 1.14% 28
2015
Q4 		$12.9M Buy
194,346
+191,926
+7,931% +$13.1M 5.17% 2
2015
Q3 		$164K Sell
2,420
-1,881
-44% -$134K 0.07% 132
2015
Q2 		$313K Buy
4,301
+3
+0.1% +$221 0.13% 106
2015
Q1 		$315K Buy
4,298
+3
+0.1% +$210 0.15% 111
2014
Q4 		$307K Buy
4,295
+3
+0.1% +$204 0.15% 110
2014
Q3 		$279K Buy
4,292
+3
+0.1% +$204 0.16% 113
2014
Q2 		$300K Buy
4,289
+2
+0% +$137 0.17% 112
2014
Q1 		$294K Buy
4,287
+3,251
+314% +$219K 0.17% 115
2013
Q4 		$70K Buy
1,036
+3
+0.3% +$192 0.04% 203
2013
Q3 		$64K Sell
1,033
-872
-46% -$54.9K 0.04% 195
2013
Q2 		$118K Buy
+1,905
New +$116K 0.08% 166

Other funds holding SOR

SCM
Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return
RCM
Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return
BI
Bulldog Investors Saddle Brook, New Jersey $445M AUM 2.55% 1-Year Est. Return
Ameriprise
Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return
First Trust Advisors
First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
DADC
D.A. Davidson & Co Great Falls, Montana $18.1B AUM 24.63% 1-Year Est. Return
PC
Pecaut & Co Sioux City, Iowa $308M AUM 15.9% 1-Year Est. Return
AIM
AMI Investment Management Kendallville, Indiana $471M AUM 14.02% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Thomas J. Herzfeld Advisors's SOR Position: Q3 2020 in Review

Thomas J. Herzfeld Advisors sold out of Source Capital (SOR) in Q3 2020, closing a stake of 26,689 shares — an estimated $957K sold.

Thomas J. Herzfeld Advisors first reported a position in SOR in Q2 2013 and held it in 27 quarters. The position peaked at $12.9M in Q4 2015. 35 funds tracked by Wall St. Rank hold SOR as of Q3 2020.

  • Thomas J. Herzfeld Advisors reported no remaining Source Capital position as of Q3 2020 after selling out during the quarter.
  • Thomas J. Herzfeld Advisors sold 26,689 Source Capital shares in Q3 2020, an estimated $957K.
  • Thomas J. Herzfeld Advisors first reported a position in Source Capital in Q2 2013 and held it in 27 quarters.
  • Thomas J. Herzfeld Advisors's Source Capital position peaked at $12.9M in Q4 2015.
  • 35 funds tracked by Wall St. Rank held Source Capital as of Q3 2020.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q3 2020, filed 12 Nov 2020.