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SOR

Source Capital

50 hedge funds and large institutions have $45.7M invested in Source Capital in 2017 Q1 according to their latest regulatory filings, with 4 funds opening new positions, 14 increasing their positions, 17 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

33% more capital invested

Capital invested by funds: $34.4M → $45.7M (+$11.3M)

3.08% more ownership

Funds ownership: 11.05%14.13% (+3.1%)

4% less funds holding

Funds holding: 5250 (-2)

18% less repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 17

20% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 5

Holders
50
Holders Change
-2
Holders Change %
-3.85%
% of All Funds
1.24%
Holding in Top 10
2
Holding in Top 10 Change
+2
Holding in Top 10 Change %
% of All Funds
0.05%
New
4
Increased
14
Reduced
17
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
MC
1
Matisse Capital
Oregon
$5.82M +$2.9M +78,053 +101%
SFS
2
Shaker Financial Services
Virginia
$4.34M +$1.09M +29,262 +34%
Geode Capital Management
3
Geode Capital Management
Massachusetts
$3.17M +$1.21M +32,574 +63%
BI
4
Bulldog Investors
New Jersey
$3.07M +$3.03M +81,743 New
LCM
5
Landscape Capital Management
New Jersey
$2.73M +$283K +7,634 +11%
PC
6
Pecaut & Co
Iowa
$2.66M +$510K +13,740 +24%
MAA
7
Mraz Amerine & Associates
California
$2.37M -$23.3K -628 -1%
TJHA
8
Thomas J. Herzfeld Advisors
Florida
$2.34M +$459K +12,370 +25%
Cohen & Steers
9
Cohen & Steers
New York
$1.98M
AGM
10
Alpine Global Management
New York
$1.96M +$1.93M +52,156 New
CA
11
Cornerstone Advisors
North Carolina
$1.88M +$784K +21,138 +73%
First Trust Advisors
12
First Trust Advisors
Illinois
$1.52M +$150K +4,052 +11%
MIG
13
Mariner Investment Group
New York
$1.5M -$378K -10,200 -20%
Bank of America
14
Bank of America
North Carolina
$1.32M +$34.9K +942 +3%
Citigroup
15
Citigroup
New York
$1.06M -$581K -15,652 -36%
Ameriprise
16
Ameriprise
Minnesota
$1.02M +$1.01M +27,160 New
DADC
17
D.A. Davidson & Co
Montana
$1.01M +$131K +3,537 +15%
CRC
18
Curi RMB Capital
Illinois
$584K -$1.39M -37,575 -71%
Invesco
19
Invesco
Georgia
$523K -$33.4K -901 -6%
HighTower Advisors
20
HighTower Advisors
Illinois
$472K +$159K +4,280 +51%
PNC Financial Services Group
21
PNC Financial Services Group
Pennsylvania
$459K -$23K -619 -5%
AIM
22
AMI Investment Management
Indiana
$421K -$4.64K -125 -1%
UBS Group
23
UBS Group
Switzerland
$400K -$87.9K -2,370 -18%
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
$376K -$504K -13,585 -58%
CCM
25
Cohen Capital Management
California
$360K

SOR Hedge Fund Activity: Q1 2017 in Review

50 of the 4,017 institutional investors tracked by Wall St. Rank reported a position in Source Capital (SOR) for Q1 2017, worth a combined $45.7M — up 33% from $34.4M a quarter earlier.

Sellers outnumbered buyers: 5 funds closed out of SOR and 4 opened new positions — a net loss of 1 holder — while 17 trimmed existing stakes and 14 added.

The largest buyer was Bulldog Investors, opening a new position worth an estimated $3.03M. The largest seller was Curi RMB Capital, cutting an estimated $1.39M.

  • 50 institutional investors held Source Capital (SOR) as of Q1 2017, down from 52 in Q4 2016.
  • Funds reported $45.7M of Source Capital stock for Q1 2017, up 33% quarter-over-quarter.
  • 4 funds opened new Source Capital positions in Q1 2017 and 5 closed out, a net change of -1 holder.
  • The largest Source Capital buyer in Q1 2017 was Bulldog Investors, an estimated $3.03M added.
  • The largest Source Capital seller in Q1 2017 was Curi RMB Capital, an estimated $1.39M sold.

Based on aggregated 13F filings for Q1 2017.