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SOR

Source Capital

38 hedge funds and large institutions have $81.7M invested in Source Capital in 2020 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 8 increasing their positions, 16 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 3

9% more funds holding

Funds holding: 3538 (+3)

8% more capital invested

Capital invested by funds: $75.6M → $81.7M (+$6.14M)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0.04% less ownership

Funds ownership: 24.18%24.14% (-0.04%)

50% less repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 16

Holders
38
Holders Change
+3
Holders Change %
+8.57%
% of All Funds
0.67%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
6
Increased
8
Reduced
16
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SCM
1
Saba Capital Management
New York
$30.6M +$4.02M +104,120 +16%
RCM
2
Rivernorth Capital Management
Florida
$7.94M -$6.43M -166,607 -46%
BI
3
Bulldog Investors
New Jersey
$7.85M -$58.7K -1,522 -0.8%
Ameriprise
4
Ameriprise
Minnesota
$5.96M -$59.1K -1,531 -1%
SFS
5
Shaker Financial Services
Virginia
$3.69M +$3.57M +92,511 New
First Trust Advisors
6
First Trust Advisors
Illinois
$3.16M -$72K -1,866 -2%
DADC
7
D.A. Davidson & Co
Montana
$2.94M -$15.7K -406 -0.5%
PC
8
Pecaut & Co
Iowa
$2.81M -$128K -3,313 -4%
LGWM
9
Litman Gregory Wealth Management
California
$2.53M +$988K +25,604 +68%
AIM
10
AMI Investment Management
Indiana
$2.26M +$58.7K +1,520 +3%
Wells Fargo
11
Wells Fargo
California
$2.25M -$951K -24,650 -30%
Bank of America
12
Bank of America
North Carolina
$1.95M +$6.18K +160 +0.3%
MAA
13
Mraz Amerine & Associates
California
$1.52M -$84.5K -2,189 -5%
Morgan Stanley
14
Morgan Stanley
New York
$1.23M -$34.9K -905 -3%
Envestnet Asset Management
15
Envestnet Asset Management
Illinois
$798K +$45.5K +1,180 +6%
PAS
16
Park Avenue Securities
New York
$794K +$46.9K +1,215 +7%
HighTower Advisors
17
HighTower Advisors
Illinois
$678K -$219K -5,667 -25%
RJFSA
18
Raymond James Financial Services Advisors
Florida
$555K -$14.6K -378 -3%
PNC Financial Services Group
19
PNC Financial Services Group
Pennsylvania
$390K
Millennium Management
20
Millennium Management
New York
$290K +$281K +7,270 New
BCM
21
Breiter Capital Management
Florida
$266K
AA
22
AQR Arbitrage
Connecticut
$250K -$143K -3,709 -37%
Osaic Holdings
23
Osaic Holdings
Arizona
$241K +$15.5K +401 +7%
GC
24
Guggenheim Capital
Illinois
$240K -$5.37K -139 -2%
UBS Group
25
UBS Group
Switzerland
$166K -$20K -517 -11%

SOR Hedge Fund Activity: Q4 2020 in Review

38 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in Source Capital (SOR) for Q4 2020, worth a combined $81.7M — up 8.1% from $75.6M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new SOR positions and 3 closed out — a net gain of 3 holders — while 8 added to existing stakes and 16 trimmed.

The largest buyer was Saba Capital Management, adding an estimated $4.02M. The largest seller was Rivernorth Capital Management, cutting an estimated $6.43M.

  • 38 institutional investors held Source Capital (SOR) as of Q4 2020, up from 35 in Q3 2020.
  • Funds reported $81.7M of Source Capital stock for Q4 2020, up 8.1% quarter-over-quarter.
  • 6 funds opened new Source Capital positions in Q4 2020 and 3 closed out, a net change of +3 holders.
  • The largest Source Capital buyer in Q4 2020 was Saba Capital Management, an estimated $4.02M added.
  • The largest Source Capital seller in Q4 2020 was Rivernorth Capital Management, an estimated $6.43M sold.

Based on aggregated 13F filings for Q4 2020.