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SOR

Source Capital

47 hedge funds and large institutions have $39M invested in Source Capital in 2015 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 15 increasing their positions, 8 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

88% more repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 8

0.04% more ownership

Funds ownership: 6.61%6.65% (+0.04%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

6% less capital invested

Capital invested by funds: $41.6M → $39M (-$2.58M)

10% less funds holding

Funds holding: 5247 (-5)

57% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 7

Holders
47
Holders Change
-5
Holders Change %
-9.62%
% of All Funds
1.31%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
3
Increased
15
Reduced
8
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$8.54M +$1.15M +16,059 +15%
Wells Fargo
2
Wells Fargo
California
$6M +$538K +7,538 +9%
MAA
3
Mraz Amerine & Associates
California
$3.45M +$194K +2,717 +6%
RJA
4
Raymond James & Associates
Florida
$2.83M +$436K +6,108 +17%
First Trust Advisors
5
First Trust Advisors
Illinois
$2.34M +$10.5K +147 +0.4%
1832 Asset Management
6
1832 Asset Management
Ontario, Canada
$1.36M
UBS Group
7
UBS Group
Switzerland
$1.33M +$91.3K +1,279 +7%
DADC
8
D.A. Davidson & Co
Montana
$1.19M +$174K +2,442 +16%
FFA
9
First Foundation Advisors
California
$1.09M +$174K +2,433 +18%
Bank of America
10
Bank of America
North Carolina
$1.04M -$134K -1,879 -11%
RJFSA
11
Raymond James Financial Services Advisors
Florida
$1.02M +$1.08M +15,118 New
SRC
12
Stone Run Capital
New York
$928K -$107K -1,500 -10%
LPL Financial
13
LPL Financial
California
$801K -$55.9K -782 -6%
HFS
14
HL Financial Services
Kentucky
$688K
FC
15
Fiduciary Counselling
Minnesota
$672K
CCM
16
Cohen Capital Management
California
$649K
SWP
17
Stratos Wealth Partners
Ohio
$597K +$7.07K +99 +1%
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$472K +$31K +434 +7%
Commonwealth Equity Services
19
Commonwealth Equity Services
Massachusetts
$423K -$2.86K -40 -0.6%
LI
20
Lafayette Investments
Maryland
$405K +$5.14K +72 +1%
NL
21
NWAM LLC
Washington
$336K
PNC Financial Services Group
22
PNC Financial Services Group
Pennsylvania
$331K +$15.5K +217 +5%
AA
23
AQR Arbitrage
Connecticut
$275K -$478K -6,694 -62%
CBB
24
Citizens Business Bank
California
$221K
TC
25
Telemus Capital
Michigan
$220K

SOR Hedge Fund Activity: Q3 2015 in Review

47 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in Source Capital (SOR) for Q3 2015, worth a combined $39M — down 6.2% from $41.6M a quarter earlier.

Sellers outnumbered buyers: 7 funds closed out of SOR and 3 opened new positions — a net loss of 4 holders — while 8 trimmed existing stakes and 15 added.

The largest buyer was Morgan Stanley, adding an estimated $1.15M. The largest seller was Karpus Investment Management, exiting entirely with an estimated $853K sold.

  • 47 institutional investors held Source Capital (SOR) as of Q3 2015, down from 52 in Q2 2015.
  • Funds reported $39M of Source Capital stock for Q3 2015, down 6.2% quarter-over-quarter.
  • 3 funds opened new Source Capital positions in Q3 2015 and 7 closed out, a net change of -4 holders.
  • The largest Source Capital buyer in Q3 2015 was Morgan Stanley, an estimated $1.15M added.
  • The largest Source Capital seller in Q3 2015 was Karpus Investment Management, an estimated $853K sold.

Based on aggregated 13F filings for Q3 2015.