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SOR

Source Capital

50 hedge funds and large institutions have $55.7M invested in Source Capital in 2019 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 18 increasing their positions, 13 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

38% more repeat investments, than reductions

Existing positions increased: 18 | Existing positions reduced: 13

20% more capital invested

Capital invested by funds: $46.3M → $55.7M (+$9.42M)

1.35% more ownership

Funds ownership: 17.37%18.72% (+1.4%)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

2% less funds holding

Funds holding: 5150 (-1)

14% less first-time investments, than exits

New positions opened: 6 | Existing positions closed: 7

Holders
50
Holders Change
-1
Holders Change %
-1.96%
% of All Funds
1.1%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.04%
New
6
Increased
18
Reduced
13
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
BI
1
Bulldog Investors
New Jersey
$7.8M +$806K +22,214 +12%
SFS
2
Shaker Financial Services
Virginia
$5.9M +$908K +25,028 +18%
Ameriprise
3
Ameriprise
Minnesota
$5.58M +$80.8K +2,227 +1%
Wells Fargo
4
Wells Fargo
California
$3.96M -$145K -4,008 -4%
PC
5
Pecaut & Co
Iowa
$3.39M -$278K -7,651 -8%
Geode Capital Management
6
Geode Capital Management
Massachusetts
$2.65M +$440K +12,130 +20%
DADC
7
D.A. Davidson & Co
Montana
$2.62M +$5.01K +138 +0.2%
TJHA
8
Thomas J. Herzfeld Advisors
Florida
$2.2M +$273K +7,526 +14%
HighTower Advisors
9
HighTower Advisors
Illinois
$2.1M -$275K -7,569 -12%
AIM
10
AMI Investment Management
Indiana
$2.02M +$474K +13,050 +31%
MAA
11
Mraz Amerine & Associates
California
$1.98M -$40K -1,103 -2%
Bank of America
12
Bank of America
North Carolina
$1.87M +$264K +7,268 +17%
First Trust Advisors
13
First Trust Advisors
Illinois
$1.76M -$536K -14,775 -23%
Morgan Stanley
14
Morgan Stanley
New York
$1.16M +$334K +9,212 +41%
UBS Group
15
UBS Group
Switzerland
$1.06M -$99.1K -2,732 -9%
LCM
16
Landscape Capital Management
New Jersey
$1.03M +$295K +8,134 +41%
Cohen & Steers
17
Cohen & Steers
New York
$1.01M -$1.1M -30,366 -52%
CRC
18
Curi RMB Capital
Illinois
$742K -$132K -3,626 -15%
WAM
19
Wolverine Asset Management
Illinois
$707K -$43.9K -1,211 -6%
RJFSA
20
Raymond James Financial Services Advisors
Florida
$561K -$50.3K -1,385 -8%
SKK
21
Shepherd Kaplan Krochuk
Massachusetts
$553K +$315K +8,680 +134%
CL
22
CSS LLC
Illinois
$533K +$530K +14,594 New
GC
23
Guggenheim Capital
Illinois
$355K -$132K -3,637 -27%
CCM
24
Cohen Capital Management
California
$350K
PNC Financial Services Group
25
PNC Financial Services Group
Pennsylvania
$350K

SOR Hedge Fund Activity: Q3 2019 in Review

50 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in Source Capital (SOR) for Q3 2019, worth a combined $55.7M — up 20% from $46.3M a quarter earlier.

Sellers outnumbered buyers: 7 funds closed out of SOR and 6 opened new positions — a net loss of 1 holder — while 13 trimmed existing stakes and 18 added.

The largest buyer was Rivernorth Capital Management, adding an estimated $1.64M. The largest seller was Cohen & Steers, cutting an estimated $1.1M.

  • 50 institutional investors held Source Capital (SOR) as of Q3 2019, down from 51 in Q2 2019.
  • Funds reported $55.7M of Source Capital stock for Q3 2019, up 20% quarter-over-quarter.
  • 6 funds opened new Source Capital positions in Q3 2019 and 7 closed out, a net change of -1 holder.
  • The largest Source Capital buyer in Q3 2019 was Rivernorth Capital Management, an estimated $1.64M added.
  • The largest Source Capital seller in Q3 2019 was Cohen & Steers, an estimated $1.1M sold.

Based on aggregated 13F filings for Q3 2019.