Rivernorth Capital Management’s Source Capital SOR Stock Holding History

Rivernorth Capital Management’s Portfolio SOR Stock Details SOR Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q2	–	Sell	-115,867	Closed	-$5.07M	–	510
2021 Q1	$5.07M	Sell	115,867 -83,153	-42%	-$3.49M	0.3%	73
2020 Q4	$7.94M	Sell	199,020 -166,607	-46%	-$6.43M	0.47%	60
2020 Q3	$13.5M	Buy	365,627 +32,263	+10%	+$1.17M	0.83%	33
2020 Q2	$11M	Buy	333,364 +70,216	+27%	+$2.26M	0.63%	44
2020 Q1	$8.08M	Buy	263,148 +57,739	+28%	+$2.12M	0.54%	50
2019 Q4	$7.95M	Buy	205,409 +137,629	+203%	+$5.18M	0.48%	55
2019 Q3	$2.48K	Buy	67,780 +45,071	+198%	+$1.64M	0.01%	139
2019 Q2	$830	Buy	+22,709	New	+$824K	0.04%	181
2017 Q3	–	Sell	-17,663	Closed	-$683K	–	139
2017 Q2	$683K	Buy	+17,663	New	+$674K	0.05%	123
2016 Q1	–	Sell	-14,720	Closed	-$975K	–	191
2015 Q4	$975K	Buy	+14,720	New	+$1M	0.06%	172

Other funds holding SOR

SCM

Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

SFS

Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return

First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return

DADC

D.A. Davidson & Co Great Falls, Montana $16.5B AUM 19.94% 1-Year Est. Return

Pecaut & Co Sioux City, Iowa $308M AUM 15.9% 1-Year Est. Return

AIM

AMI Investment Management Kendallville, Indiana $471M AUM 14.02% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

MAA

Mraz Amerine & Associates Modesto, California $697M AUM 19.37% 1-Year Est. Return

Rivernorth Capital Management's SOR Position: Q2 2021 in Review

Rivernorth Capital Management sold out of Source Capital (SOR) in Q2 2021, closing a stake of 115,867 shares — an estimated $5.07M sold.

Rivernorth Capital Management first reported a position in SOR in Q4 2015 and held it in 10 quarters. The position peaked at $13.5M in Q3 2020. 38 funds tracked by Wall St. Rank hold SOR as of Q2 2021.

Rivernorth Capital Management reported no remaining Source Capital position as of Q2 2021 after selling out during the quarter.
Rivernorth Capital Management sold 115,867 Source Capital shares in Q2 2021, an estimated $5.07M.
Rivernorth Capital Management first reported a position in Source Capital in Q4 2015 and held it in 10 quarters.
Rivernorth Capital Management's Source Capital position peaked at $13.5M in Q3 2020.
38 funds tracked by Wall St. Rank held Source Capital as of Q2 2021.

Based on Rivernorth Capital Management's 13F filing for Q2 2021, filed 16 Aug 2021.