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SOR

Source Capital

45 hedge funds and large institutions have $66.5M invested in Source Capital in 2019 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 16 increasing their positions, 15 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

19% more capital invested

Capital invested by funds: $55.7M → $66.5M (+$10.8M)

1.48% more ownership

Funds ownership: 18.72%20.2% (+1.5%)

7% more repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 15

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

10% less funds holding

Funds holding: 5045 (-5)

56% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 9

Holders
45
Holders Change
-5
Holders Change %
-10%
% of All Funds
0.89%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.04%
New
4
Increased
16
Reduced
15
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
BI
1
Bulldog Investors
New Jersey
$8.27M
RCM
2
Rivernorth Capital Management
Florida
$7.95M +$5.18M +137,629 +203%
Ameriprise
3
Ameriprise
Minnesota
$5.99M +$79.4K +2,109 +1%
CA
4
Cornerstone Advisors
North Carolina
$5.08M +$4.94M +131,358 New
SFS
5
Shaker Financial Services
Virginia
$4.91M -$1.31M -34,814 -22%
Wells Fargo
6
Wells Fargo
California
$4M -$190K -5,047 -5%
PC
7
Pecaut & Co
Iowa
$3.44M -$152K -4,044 -4%
TJHA
8
Thomas J. Herzfeld Advisors
Florida
$3.06M +$713K +18,948 +31%
DADC
9
D.A. Davidson & Co
Montana
$2.85M +$72.3K +1,920 +3%
First Trust Advisors
10
First Trust Advisors
Illinois
$2.3M +$419K +11,127 +23%
Geode Capital Management
11
Geode Capital Management
Massachusetts
$2.24M -$550K -14,612 -20%
AIM
12
AMI Investment Management
Indiana
$2.14M +$5.27K +140 +0.3%
Bank of America
13
Bank of America
North Carolina
$2.07M +$86.7K +2,302 +4%
MAA
14
Mraz Amerine & Associates
California
$1.94M -$152K -4,049 -7%
HighTower Advisors
15
HighTower Advisors
Illinois
$1.2M -$1,000K -26,556 -46%
UBS Group
16
UBS Group
Switzerland
$1.05M -$72.1K -1,915 -7%
Morgan Stanley
17
Morgan Stanley
New York
$1.04M -$178K -4,726 -15%
LCM
18
Landscape Capital Management
New Jersey
$642K -$436K -11,577 -41%
RJFSA
19
Raymond James Financial Services Advisors
Florida
$601K +$6.78K +180 +1%
SKK
20
Shepherd Kaplan Krochuk
Massachusetts
$567K -$18.4K -490 -3%
CL
21
CSS LLC
Illinois
$565K
Envestnet Asset Management
22
Envestnet Asset Management
Illinois
$477K +$140K +3,709 +43%
Walleye Capital
23
Walleye Capital
New York
$434K +$151K +4,016 +56%
PAS
24
Park Avenue Securities
New York
$405K +$70.7K +1,877 +22%
CCM
25
Cohen Capital Management
California
$370K

SOR Hedge Fund Activity: Q4 2019 in Review

45 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in Source Capital (SOR) for Q4 2019, worth a combined $66.5M — up 19% from $55.7M a quarter earlier.

Sellers outnumbered buyers: 9 funds closed out of SOR and 4 opened new positions — a net loss of 5 holders — while 15 trimmed existing stakes and 16 added.

The largest buyer was Rivernorth Capital Management, adding an estimated $5.18M. The largest seller was Shaker Financial Services, cutting an estimated $1.31M.

  • 45 institutional investors held Source Capital (SOR) as of Q4 2019, down from 50 in Q3 2019.
  • Funds reported $66.5M of Source Capital stock for Q4 2019, up 19% quarter-over-quarter.
  • 4 funds opened new Source Capital positions in Q4 2019 and 9 closed out, a net change of -5 holders.
  • The largest Source Capital buyer in Q4 2019 was Rivernorth Capital Management, an estimated $5.18M added.
  • The largest Source Capital seller in Q4 2019 was Shaker Financial Services, an estimated $1.31M sold.

Based on aggregated 13F filings for Q4 2019.