SOR

Source Capital
SOR

Overview Fund Activity

45 hedge funds and large institutions have $66.5M invested in Source Capital in 2019 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 16 increasing their positions, 15 reducing their positions, and 9 closing their positions.

Holders
45
Holders Change
-5
Holders Change %
-10%
% of All Funds
0.89%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.04%
New
4
Increased
16
Reduced
15
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RCM
1
Rivernorth Capital Management
Florida
$7.95M
2
CA
2
Cornerstone Advisors
North Carolina
$5.08M
3
TJHA
3
Thomas J. Herzfeld Advisors
Florida
$3.06M
4
First Trust Advisors
4
First Trust Advisors
Illinois
$2.3M
5
Walleye Capital
5
Walleye Capital
New York
$434K

Top Sellers

1
SFS
1
Shaker Financial Services
Virginia
$4.91M
2
HighTower Advisors
2
HighTower Advisors
Illinois
$1.2M
3
Cohen & Steers
3
Cohen & Steers
New York
$0
4
CRC
4
Curi RMB Capital
Illinois
$0
5
Geode Capital Management
5
Geode Capital Management
Massachusetts
$2.24M
Name Market Value Shares Shares
Change 		Shares
Change %
BI
1
Bulldog Investors
New Jersey
$8.27M 213,615 – –
RCM
2
Rivernorth Capital Management
Florida
$7.95M 205,409 +137,629 +203%
Ameriprise
3
Ameriprise
Minnesota
$5.99M 154,834 +2,109 +1%
CA
4
Cornerstone Advisors
North Carolina
$5.08M 131,358 +131,358 New
SFS
5
Shaker Financial Services
Virginia
$4.91M 126,815 -34,814 -22%
Wells Fargo
6
Wells Fargo
California
$4M 103,444 -5,047 -5%
PC
7
Pecaut & Co
Iowa
$3.44M 88,885 -4,044 -4%
TJHA
8
Thomas J. Herzfeld Advisors
Florida
$3.06M 79,205 +18,948 +31%
DADC
9
D.A. Davidson & Co
Montana
$2.86M 73,782 +1,920 +3%
First Trust Advisors
10
First Trust Advisors
Illinois
$2.3M 59,447 +11,127 +23%
Geode Capital Management
11
Geode Capital Management
Massachusetts
$2.24M 57,897 -14,612 -20%
AIM
12
AMI Investment Management
Indiana
$2.14M 55,413 +140 +0.3%
Bank of America
13
Bank of America
North Carolina
$2.07M 53,498 +2,302 +4%
MAA
14
Mraz Amerine & Associates
California
$1.94M 50,209 -4,049 -7%
HighTower Advisors
15
HighTower Advisors
Illinois
$1.2M 30,929 -26,556 -46%
UBS Group
16
UBS Group
Switzerland
$1.05M 27,245 -1,915 -7%
Morgan Stanley
17
Morgan Stanley
New York
$1.04M 26,961 -4,726 -15%
LCM
18
Landscape Capital Management
New Jersey
$642K 16,606 -11,577 -41%
RJFSA
19
Raymond James Financial Services Advisors
Florida
$601K 15,537 +180 +1%
SKK
20
Shepherd Kaplan Krochuk
Massachusetts
$567K 14,660 -490 -3%
CL
21
CSS LLC
Illinois
$565K 14,594 – –
Envestnet Asset Management
22
Envestnet Asset Management
Illinois
$477K 12,324 +3,709 +43%
Walleye Capital
23
Walleye Capital
New York
$434K 11,216 +4,016 +56%
PAS
24
Park Avenue Securities
New York
$405K 10,469 +1,877 +22%
PNC Financial Services Group
25
PNC Financial Services Group
Pennsylvania
$370K 9,584 – –
1
2 3